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The Maverick – A Biographical Sketch of Judge Richard Posner: Part II, The Will to Greatness

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This is the second installment of a biographical profile of Seventh Circuit Judge Richard Posner. The first installment can be found here. Beginning next week, a five-part Q & A series along with an interview with the author of a forthcoming Posner biography will be posted.

Note: Some of the links used below will open only in Firefox or Chrome but not in Safari. // Revised: 11-26-14 (10:50 pm)

The Friendly Connection

“Friendly and Posner have been cited by name by the U.S. Supreme Court, the U.S. Courts of Appeals, and the U.S. Districts Courts more often by far than any other circuit court judges.”  — William Domnarski (2011)

While much is known about Judge Posner’s high regard for Justice Holmes, much less attention has been devoted to his great respect for Judge Henry Friendly (1903-1983). For Posner, Friendly’s “photographic memory combined with his analytical power, energy, speed, and work ethic” produced “the most powerful legal reasoner in American legal history.” Or as Posner put it in a 1986 tribute: Judge Friendly’s “opinions have exhibited greater staying power than that of any of his contemporaries on the federal courts of appeal.” (99 Harv. L. Rev. 1724)

Between 1982 and 1986, the two jurists shared some 15,000 words in correspondence to one another (their letters have been preserved in the Harvard Law Library). Early on, in a May 12, 1982 letter to Posner, the 78-year-old Friendly praised the 43-year-old jurist: “I could not have dreamed of finding so perceptive a reader as you.” As Mr. Domnarski has aptly noted, “[s]oon Posner was comfortable enough to reveal some uncertainty in his work and ask for criticism that might help him. ‘On a more serious, even dismal, note,’ he writes, ‘I am enclosing a recent opinion I did on primary jurisdiction. I hope I got it right, but I felt a little unsure of the boundary between exhaustion and primary jurisdiction; and I would as always appreciate any comments, however critical, if you have time to read it. Pay no attention to it if I’m trespassing too much on your time.’”

A few years later, Judge Friendly was even more impressed with both the volume and quality of Posner’s judicial opinions.

Judge Friendly on Posner’s Judicial Opinions

“Every one is a masterpiece of analysis, scholarship, and style,” he declared in a September 19, 1984 letter. “About a year ago I said you were already the best judge in the country; having uttered that superlative, I am baffled on how to better it. If I could think of a way, I would use it.”

They wrote back and forth on topics ranging from railroad law to diversity jurisdiction and beyond. “Friendly and Posner were apparently so drawn to each other’s work,” says Domnarski, “that they wanted to see the other in action by having Posner come to Friendly’s Second Circuit and sit by designation. Posner had at first wanted Friendly to come to the Seventh Circuit to sit to take advantage of the rule allowing senior circuit judges such as Friendly to sit by designation in other circuits upon request and approval by the visited circuit’s chief judge.” Unfortunately, it never happened, though Posner did manage an occasional visit with Friendly whenever he came to New York and had the time.

Around Christmas of 1984, Judge Friendly inquired about Posner’s possible “elevation” to the Supreme Court. Even back then, Posner thought it doubtful. As he expressed it in a December 26, 1984 letter: “I have become an object of mysterious fascination to a segment of the press, which is doing a pretty good job of portraying me as a weirdo on the basis of some of my pre-judicial academic writing (misrepresented) and a handful of my opinions (misunderstood). Of course there is precious little I can do about any of this, but I am consoled by the thought that eventually the press will lose interest in me and move on to intrinsically livelier topics.”

Screen Shot 2014-11-21 at 9.33.44 AMAssuredly, Henry Friendly knew well what it meant to be a great judge but nonetheless passed up for a seat on the High Court. In a January 10, 1985 letter, he tried to console Posner: “These things are annoying but all this will pass. Unhappily this may not be without injury to your immediate prospects for elevation but I gather that you did not think these were very high in any event. You are wise to have acquired immunity for Supreme Court fever – a disease that has ruined many a judge.”

By 1986 it was over; Henry Friendly – old, depressed, and lonely – took his life. It was a great loss to the legal world. Worse still, his brand of judging was vanishing into the vapor of a past-tense world. Law, Posner wrote that same year, “is becoming increasingly politicized, bureaucratized, and specialized, and rising workloads are depriving more and more judges of time for reflection, discussion, and outside reading. These trends, which are unlikely to be reversed soon, bode ill for the continuation of our tradition of great judges. We may not see the likes of Henry Friendly again. The fullness of time may reveal that his passing marked the end of the classic period of American law.” (99 Harv. L. Rev. 1724,1725).

Friendly & Posner – their names sit well together. In some respects it is unsurprising that the two should have bonded as they did. They shared a common commitment to solving the riddles of the law in ways that lesser judges never do. Given their cerebral firepower and will to make the law more beholding to pragmatic reasoning, they stood almost alone in the camps of jurists.  Because of that, they also shared a common identity as the most highly regarded jurists of their time, though neither ever elevated to the Supreme Court.

As it turned out, Henry Friendly’s reputation struggled to survive the ravages of time (see, for example, Adrian Vermeule’s review of the David Dorsen’s biography of Friendly). Even so, traces of the Friendly legacy find new and invigorated meaning in the person and writings of Richard Posner, buttressed of course by the latter’s unique judicial temperament, stylistic writings skills, and economic modes of analysis.

Beyond their respective biographies (existing and forthcoming), someday someone will write a book of a collection of profiles of the great federal judges who influenced the law but never sat on the High Court (a book similar to G. Edward White’s The American Judicial Tradition). When that book is done, profiles of Henry Friendly and Richard Posner are certain to be included, if only because they helped to shape the law in ways that most Supreme Court Justices never have. And yet, when he was nominated, relatively little attention was paid to Richard Posner; it was as if all that he had already written were typed in invisible ink. He was just another nominee . . . or so it seemed to the Senate when it confirmed him.

Richard Posner’s Confirmation Hearing

Posner’s confirmation hearing took place on a Friday afternoon, in a joint session with four other nominees, and with only Chairman Strom Thurmond and the conservative Howell Heflin of Alabama in attendance. Posner’s part of the hearing took but a few minutes, and he was quickly confirmed without debate.  — Herman Schwartz, Packing the Courts (1988)

Judging Risks: Global Warming, Terrorism, & Abortion Protestors

UnknownHe crosses the street with Darwinian caution. While he may not be entirely risk averse, he is surely risk attentive . . . even though a side of him greatly admires Holmesian heroism of the kind the captain so valiantly displayed in the Civil War. In this general regard and others, one can turn to Posner’s book Catastrophe: Risk and Response (2004) to get an up close sense of his views on cost-benefit analysis.

Global Warming: Mindful of such matters, a decade ago Posner expressed serious concerns about global warming. In Catastrophe, he stressed that “a wait-and-see policy would be perilous.” Though he would surely shun an environmentalist name tag (too herd mentality like), the libertarian jurist cautioned: “Eventually, and perhaps sooner than later, the atmospheric concentrations may reach a level that triggers abrupt, catastrophic global warming – the kind that ended the Younger Dyras. No one knows what that trigger point is or when it will be reached (if ever), but it will be reached sooner if we do nothing, starting now, to reduce emissions.”

In reflecting on the respective environmental and economic factors, Posner was sensitive to the well-being of future generations:

Posner the “Environmentalist” 

Although there is a strong case for taking measures against global warming now rather than waiting decades to do so, the question remains what measures to take – how much cost to incur – and the answer depends in part on the weight to be given to the welfare of future generations, since it is most likely that the costs of global warming will be borne primarily by them.”

In that regard, he made a strong case for being “more future-regarding.” To put it another way, the law may belong to the living, but its impact will be on those yet to be born, to whom a duty is surely owed.

Terrorism: Lest Judge Posner be mistaken for a pie-in-the-sky liberal, his ideas on terrorism and civil liberties might readily prompt those of that ilk to pause before applauding him. Here again, his views on risk management are articulated in Catastrophe, and also in his Not a Suicide Pact: The Constitution in a Time of National Emergency (2006).

Posner has little patience for civil libertarians who hold that courts should actively police the constitutional boundaries between national security and civil liberties. “The strategy of civil libertarians,” he wrote in Catastrophe, “is to oppose the slightest curtailment of civil liberties. Their strategy may serve their fund-raising and other organizational goals, but it is questionable from an overall social welfare standpoint.” (See “Geoffrey Stone Debates Judge Richard Posner on Civil Liberties,” ACSblog, October 3, 2005, and “Legality and National Security,” Judge Posner’s remarks to ABA Standing Committee, May 9, 2006)

In United States v. Daoud (2014), a case involving a convicted American terrorist who attempted a “violent jihad” by way of bombing a building, Posner put his academic views to legal use. In Daoud the court denied the defendant access to secret warrant applications that allowed FBI surveillance of him. “The Foreign Intelligence Surveillance Act,” wrote Posner, “is an attempt to strike a balance between the interest in full openness of legal proceedings and the interest in national security, which requires a degree of secrecy concerning the government’s efforts to protect the nation.” And then with characteristic bluntness he added: “Terrorism is not a chimera.” (The court later elaborated on its reasoning in a heavily redacted classified opinion.)

Posner Hypotheticals

Were it known that a terrorist was driving toward Chicago with a bomb, would you think it an improper restriction of civil liberties to stop and search all cars approaching Chicago, even though there would be no probable cause to suspect any given driver of carrying a bomb? Or suppose a kidnapper has buried his victim alive and refuses to tell the police where. A policeman punches him in the face to make him talk. Would you think the policeman had acted improperly?  (Source here.)

In a nutshell, Posner’s view is this: “Most judges know little about national security; the danger of catastrophic terrorism is real; and a constitutional decision forbidding a counterterrorist measure is almost impossible to change. It is better to leave these matters to be sorted out by the executive and legislative branches of government, where the relevant expertise resides.” Whether that is entirely so is, to be sure, open to debate as Jeffrey Rosen pointed out in his 2004 review of Catastrophe.

On a related front, there is also the question of the Wikileaks and Edward Snowden and their respective revelations of government excesses taken in the name of national security. Here again, Posner is not without an answer; he has his own take on whistleblowers and classified information. In November of 2011, while speaking at the Chicago Humanities Festival, Judge Posner told the audience: “I don’t think disclosure of classified information has ever been significantly harmful to American foreign policy and national security objectives. And indeed in many cases has helped them. On the other hand, I don’t think the efforts of the government to stifle revelation of classified material is consequential.”

Abortion Protestors: Harms, however, do not have to be catastrophic for Judge Posner to believe they may trump some claim of constitutional liberty. Take, for example, his criticism of the unanimous judgment in the recent Supreme Court buffer zone abortion clinic case. “Lecturing strangers on a sidewalk is not a means by which information and opinion are disseminated in our society,” he wrote in Slate. “Strangers don’t meet on the sidewalk to discuss ‘the issues of the day.’ (Has Chief Justice John Roberts, the author of the opinion, ever done such a thing?).”

Unwilling to leave it there, Posner cut to the realist quick: “The assertion that abortion protesters ‘wish to converse’ with women outside an abortion clinic is naive. They wish to prevent the women from entering the clinic, whether by showing them gruesome photos of aborted fetuses or calling down the wrath of God on them. This is harassment of people who are in a very uncomfortable position; the last thing a woman about to have an abortion needs is to be screamed at by the godly.”

Oh, how he abhors the sanctimonious! — be they conservative moralists or Ivy League ones.

Academic moralists pick from an à la carte menu the moral principles that coincide with the preferences of their social set. They have the intellectual agility to weave an inconsistent heap of policies into a superficially coherent unity and the psychological agility to honor their chosen principles only to the extent compatible with their personal happiness and professional advancement.Richard Posner, October 1997 (Harvard Law School).

The Art of Critical Thinking

Maverick. The word suits him. Unconventional, independent-minded, lone wolf, a man beyond brands, that is Richard Posner. No party can truly claim him, no orthodoxy can abide him, and no test-the-political-winds Senate Judiciary Committee would ever confirm him for a seat on the Supreme Court – he has too much professional pride to grovel and be evasive the way one must act to be confirmed. As to this matter, in 2003 he remarked (by way of an understatement): “I would have some trouble being confirmed today . . .” Ten years later, in an NPR audio interview, he was even more skeptical: “No,” he chuckled, “I’d be too controversial.” Professor Michael Dorf, among others, agrees:

Were Posner an unconventional judge merely in his willingness to articulate the practical consequences that drive his decision-making process, he might have been named to the Supreme Court. But two factors have prevented his elevation.” First, there is his “lack of ideological purity.” Second, there is his record of addressing, in books, articles, and opinions, “every hot-button issue of the day.”

Even if it were possible to push such a Sisyphean rock all the way up to a seat on the High Court, it would be a challenge for him to tolerate the homogenizing demands of compromise or the ideological barbs likely to come his way from certain brazen Justices. Then again, Posner is strategic enough to understand how best to survive (and thrive) in various environments, including a Hobbesian-like one. Still, he is at his best when his maverick side shines – be it in an unusual majority opinion, an unconventional concurrence, or in an uninhibited dissent. It is as odd as it is true: There is something strikingly American about this Ivy-League-educated intellectual who, like a roam-free cowboy, values his freedom too much to hand it over to those who would fence in his mind.

Ronald Coase (1910-2013)

Ronald Coase (1910-2013)

Just consider his own allegiances, tentative as they are: “I started out liberal, but became more and more conservative first during the turmoil of the late 1960s, which I found extremely repulsive, and then when I started meeting economists like [George] Stigler and [Ronald] Coase and [Milton] Friedman. I am less dogmatically conservative today, for example, on environmental (e.g., global warming) matters. I was never a social or religious conservative.”

See Richard Posner & Francesco Parisi, editors, The Coase Theorem (2013)

→ See also Ronald Coase, “Coase on Posner on Coase,” Journal of Institutional and Theoretical Economics (1993).

His independent spirit notwithstanding, Richard Posner is no William O. Douglas. Hardly. He would have to forsake his pragmatic credentials were he to emulate the judicial career of the Court’s most wily liberal. Though Douglas was a legal realist, he was not one who brought respect to that school of thought. He “flouted perfectly sensible norms of judging,” said Posner, and thus “helped to give realism a bad name.” Douglas was far too careless, so much so that he became something of an anti-judge. By stark contrast, Posner is too concerned with judicious behavior and the respective costs and benefits of consensus to be oblivious to it like Douglas was.

How does one build consensus and remain a maverick? That is the riddle that Judge Posner has devoted much of his academic and judicial career addressing. In the competitive and evolutionary struggle of human affairs, the realist gamble is that some measure of reason (not to be confused with utopian notions of “deliberative democracy”) will have the potential to move people in some sound way. To be sure, various stratagems may be necessary to help move things along, and in this regard Posner is acutely mindful of such matters as evidenced by the more than modest success of both his academic writings and judicial opinions. Still, he is also aware that sometimes it is important to break free of the pack in order to forge new ideas or level bold objections or simply to counter the growls of the “Great Beast.”

richard-posnerFor the Record            

So how much of a maverick is he? Well, he does like Albert Camus’ The Stranger (the novel that opened with these words: Mother “died today. Or maybe yesterday, I don’t know.”). Of course, no one could fairly fault the Judge for liking such an absurd work. As for his maverick credentials, and beyond any existential tendencies, consider the following snippets of his thought:

  • There are his views on God and atheism: “Well, I am one of those non-worshippers, but I have no interest in promoting a doctrine of atheism.”
  • There is his personal philosophy: “If I had some basic outlook, it would be that people are monkeys with large brains, period. And that’s the way you have to think about it. It does make me cynical about human motivation. You just have to be very practical, very realistic. I don’t put any faith in utopian dreams,” he stated in this 2012 Big Think interview. “I don’t think people are basically good or anything like that. . . . One has to have a caustic view of people, of all people. . . . [And] I very much dislike the extremes of left and right.”

Then there are his views of the secular gods:

  • Let us begin with his general opinion of the Supreme Court:

“Well, I don’t like the Supreme Court. I don’t think it’s a real court. I think of it as basically . . . it’s like a House of Lords. It’s a quasi-political body. President, Senate, House of Representatives, Supreme Court. It’s very political. And they decide which cases to hear, which doesn’t strike me as something judges should do. You should take what comes. When you decide which case to hear it means you’ve decided the cases ahead of time. . . . [T]he Supreme Court justices write very, very few majority opinions. Last year they saw 74 cases. Divide that by nine and that’s a little more than eight opinions a year. That’s ridiculous! I write around 90 opinions a year.”

  • Or what of his view of Chief Justice John Roberts’ majority opinion in McCutcheon v. FEC (2014)? “Can so naive-seeming a conception of the political process reflect the actual beliefs of the intellectually sophisticated Chief Justice? Maybe so, but one is entitled to be skeptical. Obviously, wealthy businessmen and large corporations often make substantial political contributions in the hope (often fulfilled) that by doing so they will be buying the support of politicians for policies that yield financial benefits to the donors.”
Justice Stephen Breyer

Justice Stephen Breyer

Whether the jurist is conservative or liberal is of no moment to Posner:

  • There is his take on the theories advanced by Justices Antonin Scalia and Stephen Breyer: “I don’t think these comprehensive constitutional theories” [he chuckles at this point] are worth the paper they are written on. I don’t think there is any content to . . . originalism [or] ‘active liberty’ or any of that stuff. It’s liberals and conservatives,” he said in another Big Think interview. Rather than concede their bias, he added, “they construct some elaborate rationalization. . . . I think these guys have feelings, you know, political feelings, moral feelings, [and] emotional feelings about . . . cases and they dress up their feelings in an elaborate way.”
  • And then more on Justice Antonin Scalia: “Scalia makes judging too difficult by telling judges to master and apply a baffling and ultimately fruitless system for avoiding engagement with reality. He is,” Posner adds in his book Reflections on Judging (2013), “a complexifier, though it is less likely that complexity guides his judicial votes . . . than that it conceals the biases that actually generate those votes.” [Not in the Shorter OED — Ever the nonconformist, Posner seems to have coined a new word with “complexifier.”]
Justice Scalia

Justice Antonin Scalia

See also “The Rise and Fall of Judicial Self-Restraint,” remarks at Brennan Center Jorde symposium at the University of Chicago Law School, April 14, 2011 (video remarks).

And what of the duties of those who interpret the canons of law?

  • There are his views of judges generally: “[G]enerally the judicial community is not like the academic community. Judges, my sense is, do not spend a great deal of time reflecting about what they do and why they do it in the ways that they do it. Think about continuing legal education for judges. It tends to be vocational.”
  • There is his intense dislike for commonly used legal catchphrases: “Among the many phrases I would love to see banished from the legal vocabulary, my first choice would be ‘plain meaning.’ [Lawyers only use it] when they’re dealing with an ambiguous document. So it is totally empty rhetoric.”
  • There are his views on statutory interpretation as he expressed them in his dissent in United States v. Markgraf (1984): “Legislators cannot foresee and solve in advance all the problems that will arise in the practical administration of the statutes they enact. The judicial duty of statutory interpretation is not a duty merely to read; it is a duty to help the legislature achieve the aims that can reasonably be inferred from the statutory design, and it requires us to pay attention to the spirit as well as the letter of the statute.” (See also David Lat, “Judge Posner on Statutory Interpretation: This Is How We Do It,” Above The Law, Oct. 19, 2012)

If some of these views seem a bit much to those on the bench or in the bar, Judge Posner has a ready reply: “I’m not fully socialized into the legal profession. I’m like an imperfectly housebroken pet.” Of course, it is possible that Posner was being playfully flip when he spoke those words to Larissa MacFarquhar in a revealing 2001 New York article (the one with the good Judge clad in a business suit and standing stoically in a doorway embracing his furry gray Maine coon cat). Be that as it may, this legal maverick has still other provocative views about life and law.

  • There is his view of comparable worth as set out in his opinion in American Nurses Association v. Illinois (1986): “On the cognitive question economists point out that the ratio of wages in different jobs is determined by the market rather than by any a priori conception of relative merit, in just the same way that the ratio of the price of caviar to the price of cabbage is determined by relative scarcity rather than relative importance to human welfare. Upsetting the market equilibrium by imposing such a conception would have costly consequences, some of which might undercut the ultimate goals of the comparable worth movement.” (Compare his rather liberal-minded comments on sex discrimination under Title VII as set out in Stuart v. Local 727, International Brotherhood of Teamsters (7th Cir., 2014).)
  • There is his view of the societal worth of indigent litigation as expressed in Lumbert v. Illinois Department of Corrections (1987): “[T]he problem of litigation that generates social costs in excess of its social benefits is particularly acute with respect to litigation by indigents, since they cannot be deterred from suit by the prospect of having to pay their adversaries’ legal expenses should the suit be adjudged frivolous. The problem is even more acute when the indigent plaintiff is a prison inmate, because the costs of a prisoner’s time are very low. [The Appellant] Lumbert, for example, has filed more than thirty lawsuits, all as an inmate, since 1980.”

To cap off this all-too-modest offering of Judge Posner’s views, there is his take on the legal academy and some of its work product – a topic that will be explored in one of my forthcoming interviews with the Judge. Until then, here is a sampling:

  • There is his view of legal theory, which he summed up this way: “I think legal theory is just baloney. I think you could take originalism, textualism, purposivism and just throw it out.” (See also his remarks at a Columbia Law School Federalist Society event, Oct. 18, 2012)
  • There is his view of Ronald Dworkin and moral reasoning, this as set out in a 2007 tribute to Dworkin: “As for Dworkin’s derision of pragmatism (philosophical as well as legal) — to which he has applied such terms as “dog’s dinner” and “empty,” comparing me both to a “bulldog” and to an “ostrich” (covering quite a lot of ground in the bestiary) — there we are at complete loggerheads. The fundamental difference between us is that he believes that there is such a thing as moral reasoning and that it should guide judges, and I, while not doubting that there is such a thing as morality and that it influences law, believe that moral reasoning is just a fancy name for political contention.”
  • There is his view of the legal academy, this as told to David Margolick of the New York Times in late November of 1981: “I think it is a failing of legal academics that they tend to write in a mealy-mouthed way, always protecting their flanks, always posing as reasonable, balanced, moderate people.”

And not to be overlooked, there is his controversial (and often misunderstood) article co-authored with Elizabeth Landes, “The Economics of the Baby Shortage” (1978), of which he once said: “Whenever critics of the law-and-economics movement want an example of its excesses they point to what is popularly known as [our] ‘baby selling’ article . . . .”

Elena Kagan on Posner’s Judicial Opinions

Love them, hate them, agree or disagree with them, Judge Posner’s opinions make people think — about what the law is doing, about what the law should be doing, about why it all matters. Law professors — actually, anyone who cares about our legal system — should esteem these opinions for this quality . . . . . — November 2007, Harvard Law Review

The Will to Greatness

There he stands: thoughtful, playful, analytical, cynical, exceptional, and habitually controversial. His final portrait would also include broad strokes of complexity, both personal and professional. But that time is not yet here, for there remains spirited breath in his lungs and many novel ideas tumbling in his mind, ideas that may yet blossom into the destiny that is ours to behold.

Meanwhile, one wonders:

  • How will his fate play out?
  • How will he be regarded when three or more decades divide the man and his life work from those who trade in the law of an unknown future?
  • Will the name “Posner” spring from the lips of impressionable young law students the way “Holmes” or “Cardozo” does now?
  • Will the judges of tomorrow take heedful note of his legacy or will he assume a nameless place alongside those whose star shown brightly while they lived but flickered away evermore with the dawn of each new generation?

Behind all such questions lies a clever but nonetheless sound admonition, namely, “the ‘past’ is what we make it.” Jerome Frank’s witty words (from his 1945 Fate & Freedom book) remind us that the past is still being shaped into what may or may not be a template for tomorrow’s “memory.” How history will judge Richard Posner will depend on how his thoughts align with the future and how his words resonate with those who have need to mold them for their own utility. (And a dollop of luck is always a vital ingredient.) No matter that the past is never what it once was; what counts is that it serve the living and hopefully these who follow them. If the benefits his legacy outweigh its costs, Judge Posner will be well served and long remembered. But only if – it is the wager of those who aspire to be great.

imagesEven as this series of blog posts unfolds and Domnarski’s 120,000 word biography nears, Richard Posner goes about his daily chores seemingly oblivious to it all. And in a sense he is — true to form, he is too busy to be concerned with what others think of him. In another sense, however, he has his eyes on it all. Why? Perhaps because ever since his youth Posner has yearned for greatness, for a place in America’s gallery of greats. More than anything else, that will to greatness may well explain the boy born of immigrant parents / the exceptional high school pupil / the gifted undergraduate  / the brilliant Harvard Law School student / the remarkable Supreme Court law clerk / the talented appellate lawyer / the illustrious law professor / the daring public intellectual / and the exceptional jurist known as JUDGE POSNER. Shy as he can be, he is not modest when it comes to his higher calling.

That said, he takes exception to such claims:

I have never yearned for greatness! In my youth I thought I would enter my father’s business after completing my education. When I did well at Harvard Law School I thought I would go to work for a law firm after clerking. I got deflected into working for the government, then was persuaded to try law school teaching, eventually to become a judge. I never yearned for or expected to be “great.” I’m not in a class with the judges I admire; moreover, the era of greatness for judges may well have ended, owing to changes in the nature of cases, the vast increase in the size of the judiciary, and other factors.

In the end, it may be best to echo the Great Bard’s words (albeit in expanded form): “[B]e not afraid: some are born great, some achieve greatness, and some have greatness thrust upon ‘em,” and some merely yearn for greatness.

Onward!

To be sure, there is more, much more (see, for example, The Posner Project). In the mix of it all, the Judge’s detractors – including those on the High Court, in Congress, and in the legal academy – will heap on him some of the same kind of criticism leveled against his favorite jurist, Justice Oliver Wendell Holmes. And yet, like a steadfast soldier, he moves onward to the next battle. Or to vary the metaphor slightly and invoke Posner’s own words: “The path forward is the path of realism.”

In the next installment (the first interview in the series), Posner talks about his life and life views. Among other things, he discusses his parents, his interest in the poet Yeats, his Harvard Law School years, his Brennan clerkship, his years at the Department of Justice working under Thurgood Marshall, his view of the ’60s, his onetime thoughts on being a Supreme Court Justice, and his views on public intellectuals, morals, the New York Times, and popular music.   

Next Installment: “The Man Behind the Robes”


The Man Behind the Robes — A Q&A with Richard Posner

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I myself am a counterrevolutionary. I am not eager to be sent to the countryside to do farm work while wearing a dunce cap. (2009)

I’m much less reactionary than I used to be. (2014)   – Richard Posner

This is the third in a series of posts on Seventh Circuit Judge Richard Posner. The first installment can be found here, and the second one here. (My interest in Judge Posner goes back almost a quarter century. See Ronald Collins & David O’Brien, “Gauging Reputations, National Law Journal, pp. 13-14, April 1, 1991 (commenting on Posner’s Cardozo book).)  

The measure of a man is gauged in different ways. For some, it moves along a spectrum of social approval. For others, it is personal perfection. For a few, it is mastery — that ability to excel in one’s life calling. And then there are those who take public service seriously. For yet others, it is legacy – that long story after the life story. In that journey, whatever one’s direction and destination, a few are bold into the fray, others calculating into the conflict, and still others are quiet into the clash. How we measure them depends on where we stand, how we judge the end game, and just how impartial we are. Then again, how we judge someone may reveal more about us than the person being judged. Bear all that in mind as you read the words of the man — an atypical  man — who is the focus of this and the other interviews.  

Richard Posner

Allen Richard Posner (see below)

How, then, to measure Richard Posner? It is not an easy task; he is complex. Because of that it is easy to misjudge him. Up close, Posner is unusual. For one thing, his candor can be unnerving. Thus, his personality in one-on-one situations can be odd, unless one is attuned to him, which requires being on his psychological wavelength. For another thing, he is somewhat unconstrained by many social mores. He is, for better or worse, a take-me-as-I-am sort of individual. But give him distance from the province of personality (conventionally defined), and he works well in the world of rules and reasons. That is his domain. In that realm, he appreciates informed judgment and delights in being daring. True to his cerebral bent, he loves to be rational (tag it Aristotelian eros), even if it leaves him the odd man out. In that sense, there is something peculiarly fascinating about him – that rara avis who seizes our attention even when we tend to turn away.    

What follows are the first in a series of questions I posed to the Judge about his life and life views. (Note: Some links will open in Firefox or Chrome but not in Safari.)

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Question:    Were you born Richard Allen Posner, or was Allen your first name? [Hat tip to Professor Peter Irons.]

Posner:       That’s true [about being named Allen]. But my parents always called me ‘Dick.'” [RC: The Judge has his law clerks address him as his parents did.]

Question:   You were exceptionally revealing in the New Yorker profile that Larissa MacFarquhar did back in 2001 – the story in which, among other things, you described yourself as “an imperfectly house-broken pet.” You also compared yourself to your late Dinah, “playfulbut with a streak of cruelty.” (Dinah has since died.) Two questions:

  1. Why? What prompted such unconventional candor?
  2. Do you have any regrets?

Posner:

  1. Larissa was very skillful at extracting unguarded comments from me. She is an excellent reporter. [RC: In a 2003 interview with Howard Bashman, Judge Posner said: “MacFarquhar. . . exaggerated my role in the law and economics movement, but that’s fine!”]
  2. No.

Question:      In what respects are you most like and unlike your parents?

Posner:         I share my mother’s love of literature, and my parents’ lack of religiosity (I believe the word “God” was never mentioned in our home). My father [Max] was introverted, like me. I didn’t share my parents’ politics, which were extremely left-wing. It’s unrealistic to think me much like my parents, as they were born in 1900 and 1901 respectively, into central European families with no money who immigrated shortly afterward to the United States. There is no comparison to my situation at and after birth, by which time (1939) my parents were prosperous, educated, and completely assimilated Americans.

Cleanth Brooks

Cleanth Brooks

Question:    You were an English major at Yale College and did your senior thesis under Cleanth Brooks (the famed figure of literary criticism). Your thesis was on William Butler Yeats’s late poetry. Why English, why Yeats? And tell us a little bit more about you senior thesis – its title and scope.

Posner:   My mother [Blanche] was a high school English teacher and started me off on literature when I was an infant — she read Homer and Shakespeare to me from a very early age. I majored in English at Yale because I was already steeped in literature and Yale had the best English department in the country. I discovered Yeats’ poetry and loved it and still do. I don’t recall the title of my senior thesis. I do recall the principal theme, which was that his poetry was “reflexive,” in the sense that much of it, I thought, despite its ostensible subject matter, was about poetry itself, which after all he new best.

Question:   What was your draft status? How did you navigate the whole military service matter?

Posner:    Deferment was automatic in my day (before the Vietnam War heated up) while one was a student. My first job after graduating from law school was as a law clerk at the Supreme Court. Justice Brennan, my boss, wrote a letter to my draft board before I started the clerkship asking it to defer me for the clerkship, which it did (it didn’t have to). During my clerkship year my wife had our first baby, and at the time (1963) that was an automatic deferment. I never heard further from anyone about the draft.

Alex Bickel

Alex Bickel

Question:    When you were the president of the Harvard Law Review (vol. 75, 1961-62), several prominent persons (e.g., Alexander Bickel, Felix Frankfurter, and Henry Friendly) published on your watch. Do you have any memorable stories you might share with us?

Posner:      Bickel was not a Harvard Law School professor (Yale instead), and I broke with tradition in asking him to write the Foreword to the Supreme Court section in the first issue.

I also got into some trouble with the faculty over publishing a very critical review by Frederick Bernays Wiener of an excellent revision [of Wigmore’s evidence treatise] by John T. McNaughton, one of the law school’s professors (later a key aide to Robert McNamara in the Vietnam War).

Question:       Were there any professors you had at Harvard who stood out in your mind? If so, who were they and why do you remember them?

Posner:         There were a number of excellent professors: in no particular order they were Paul Bator, John Mansfield, Abraham Kaplan, Derek Bok, Donald Turner, Walter Bart Leach, and (probably the best) John Dawson. I may have forgotten some others who were good. Turner’s field was antitrust, and he had a Ph.D. in economics from Harvard. We were friendly. To some extent, he sparked my interest in economic analysis of law.

Question:       How did Paul Freund come to select you for a clerkship with Brennan?

Posner:        He was an informal adviser to the law review so I got to know him pretty well, though I never had him in class. I was the president of the law review and the highest-ranking student by grades, so I was a natural pick for a Supreme Court clerkship. I didn’t apply—he just picked me. I actually wasn’t particularly interested in clerking.

Question:       You worked with Thurgood Marshall while he was Solicitor General. What was your opinion of Mr. Marshall back then?

Posner on Thurgood Marshall

He was a good boss in the sense that he backed the staff, which of course was all I cared about, but had rather little interest in the job. It was just a stepping-stone job. He had been a great trial lawyer, and I don’t think appellate law interested him particularly. Before becoming SG he was on the Second Circuit briefly, and after he was S.G. he, of course, was on the Supreme Court. I don’t think any of those jobs drew on his strengths, which as I say was as a trial lawyer.

 Question:      While in the S.G.’s Office you argued nine cases before the Supreme Court. Do any of those case stand out in your mind? Are you especially proud of your performance in any of them?

Posner:          I remember the antitrust cases, like Von’s and Schwinn, but I don’t really remember my briefs or oral arguments in them.

Question:     You were general counsel on President Johnson’s Task Force on Communications Policy. How did that come about and what sort of things did you do in that capacity?

Posner:       I probably was asked by the staff director, Alan Novak, but I don’t actually remember. My title of “general counsel” had no meaning. The task force had a small staff. I learned a lot of economics from our economist staff member, Leland Johnson, a very smart economist from RAND. I did most of the writing for the report. The report was influential in the deregulation movement, and also led to my being asked to do a good deal of consulting in telecommunication policy during my time as an academic.

Question:     What is your sense of the 60s counter-culture?

Posner:         I hated it; I still hate it.

Question:     Why?

Posner:      Infantile, amateurish, at times violent, disruptive of colleges and universities — I could go on.

Question:

  1. At the time or thereabouts, what did you think of Charles Reich’s article “The New Property” (1964)?
  2. And what was your view of his The Greening of America (1970)?

 Posner:

  1. I don’t remember that article.
  2. [As to The Greening of America, here is how I would describe it:] idiocy by a rather pathetic idiot.

Question:  Can you tell us a little about the vetting process re your nomination to the Seventh Circuit? What was it like?

Posner:      Nothing comparable to what it would be today; altogether more casual. I was called by Bill Baxter, a friend and former Stanford colleague who was the head of the antitrust division for Reagan (this was the beginning of Reagan’s first term), who asked me whether I’d be interested in being appointed to the Seventh Circuit, and after some consideration I said yes. I later filled out a form, had a pro forma interview by the deputy attorney general, an interview by an ABA committee, a five-minute confirmation hearing. That was pretty much it.

Question:   On Liberty, you have said, “is the best . . . statement of what I consider to be my own political philosophy . . . .” In brief, why is that so?

Posner:      Did I say that? I don’t think I would say it today.

Question:    Your full statement, circa 2003, was: “On Liberty is the best, as well as the best-known, statement of what I consider to be my own political philosophy (using political in a very broad sense, given Mill’s belief that public opinion is an even bigger threat to liberty than government is).” (There is more, and you can find it on page 197 of the Bromwich and Kateb edition of On Liberty.)

So, do you agree with your full statement as quoted? If not, say a few words about your own political philosophy and its main characteristics.

Posner:         I don’t know what I meant.

Question:

  1.      Being entirely candid, do you have any regrets about never having been selected to serve on the Supreme Court
  2.       For your purposes, what are the greatest challenges and benefits of being a judge on a federal appellate court?

Posner:

  1.     In the 1980s, I would have liked to be appointed to the Supreme Court; I think that’s a natural reaction of a newly appointed federal court of appeals judge. But I was wrong. I’m sure I would have disliked being on the Supreme Court. It’s not a real Court. I don’t like its case mix. It’s also very difficult sitting with so many judges (court of appeals judges almost always sit on panels of just three judges.) And I wouldn’t have liked to live in Washington again (I had lived there for six years in the 1960s.
  2.     Many of the cases are very interesting, colorful, often challenging, and I like to write. I very much enjoy both the oral arguments and writing judicial opinions; also the law clerks I hire, who are very smart.

Question:      What other career might you have pursued if not one in law?

Posner:          I toyed with the idea of becoming a professor of English literature. That would have been a really big mistake.

Question:      What is your overall opinion of the New York Times? What do you see as its particular strengths and weaknesses?

Posner:          Its editorials tend to be flaccid and mechanically liberal. But on the whole it’s an excellent newspaper.

I am a resolute nonreader of popular fiction, nonviewer of television, and non moviegoer. Richard Posner (1998)

Question:

  1. Do you still read poetry?
  2. Do you read fiction? If so, what sort of novels or short stories?

Posner:

  1. Yes, though not too often. I’m too busy.
  2. I don’t read too much fiction any more. I have read most of what I would be likely to enjoy, often more than once. But I have in recent years branched out some, partly because of a course in law and literature that I teach with Martha Nussbaum of the University of Chicago law faculty. I have read in that connection a good deal of Southern fiction, also apocalyptic fiction, currently fiction of the British Empire. Recently, I’ve been rereading the excellent mystery novels of Raymond Chandler and Ross MacDonald.
William Butler Yeats

William Butler Yeats

Question:      Below is a passage from Yeats’ 1920 poem The Second Coming.

Turning and turning in the widening gyre

The falcon cannot hear the falconer

Things fall apart; the centre cannot hold;

Mere anarchy is loosed upon the world,

The blood-dimmed tide is loosed, and everywhere

The ceremony of innocence is drowned.

The best lack all conviction, while the worst

Are full of passionate intensity

Say a few things, if you would, about what that passage means to you, or how it strikes you.

Posner:          He’s talking about the violence, instability, and rise of extreme political groups in the wake of World War I. The last two lines “The best lack all conviction” are prophetic of the fascist and communist movements and the cataclysm that was World War II. It’s a fantastic poem, one of the greatest ever.

Joy is of the will which labours, which overcomes obstacles, which knows triumph. – W.B. Yeats (undated journal)

Question:       What is your favorite Friedrich Nietzsche book?

Frederick Nietzsche

Friedrich Nietzsche

Posner:          The Genealogy of Morals (1897).

Question:       What is it about that work that is so special for you?

Posner:           It’s his key work, explaining his theory of how morality and particularly religion emerges from the efforts of the weak to hog-tie the strong (the natural rulers). The strong don’t need brains or cumulative intelligence; the weak do and achieve power by outsmarting the strong. An example is in Leviticus, where the best cuts of meat are reserved for the priests. Nietzsche is great.

Question:        Are morals relative? And what are your views of relativism? Are you a relativist (or even a quasi-relativist)?

Posner:            Obviously relative, differing from society to society. 

Question:       Have the writings of Carl Schmitt influenced your thought? If so, which of his works and why?

Posner:         I haven’t read him for a long time. I know I found what I read of him very interesting, but I don’t remember it.

Question:       You come across as somewhat of a solitary type. True?

Posner:           I suppose.

Question:      What time do you begin your workday and at what time do you end it? And how many days a week do you work?

Posner:          I begin around 9 a.m., sometimes later, and end sometime between 11:00 and 11:30 p.m. I work seven days a week.

Question:     Do you ever go away for a vacation?

Posner:         No, not in recent years.

Screen Shot 2014-11-02 at 11.15.03 PMQuestion:   What are your tastes in music? Classical (Mahler?), jazz (Miles?), other (Sondheim?).

Posner:       I like most classical music that was composed up until the middle of the twentieth century, ending, say, with Aaron Copland and Shostakovich. I like contemporary popular music a lot — Kelly Clarkson, Sara Bareilles, Taylor Swift, Adele, OneRepublic, Bruno Mars, etc.

Question:    Which two or three persons would you list as among the greatest public intellectuals of your lifetime and why would you consider them so? Perhaps William Buckley, or Gore Vidal, or what about Susan Sontag, or some three others?

Posner:         You’ve named three real losers. I wrote a book some years ago on public intellectuals. The book has long lists of them, based on number of references of different types. I suppose I would rank George Orwell number 1. There are many others.

Question:      Which American women in law would you list as among the greatest of contemporary thinkers? And why?

Posner on a few of the Great Women Legal Thinkers

Catharine MacKinnon has probably been the most influential woman in law. Of course there are many other influential woman lawyers, of whom Ruth Ginsburg is probably the best known and most influential. Elizabeth Warren is another major female figure in law. There are a number of excellent woman judges, such as my colleague Diane Wood; in fact half the active judges on my court are women, and they are all excellent. I don’t notice any significant difference between male and female judges.

Question:        What, in your opinion, has become of the Chicago School of Law and Economics? Has it fared well over time, or not?

Posner:   It’s certainly fared well over time — it is now pretty orthodox, at least in microeconomics.

Question:       Have you ever been overruled in case, which upon reflection, you thought the reversing Court had the better argument? If so, would you care to tell us the name of that case?

Posner:          Judges don’t look back; at least I don’t.

Question:   How do you select your law clerks?  Tell us a little a little bit about the process? Do your law clerks begin the review process? What exactly is your involvement?

Posner:       I just look at applications from a handful of the leading law schools. If I have a law clerk from the same school as a promising applicant, I ask that law clerk for an evaluation of the application. I rely heavily on evaluations from law professors whom I know. I interview a few applicants, but give little weight to interviews. The interviews are more for the benefit of the applicant. Usually I offer a clerkship to anyone I interview, and usually it’s accepted on the spot, although I make it emphatically clear to the applicant that I do not make exploding offers and there is no deadline for acceptance.

Question:     What, if anything, that is important to you have you yet to accomplish?

Posner:        I would like to see extensive reforms in law, along the lines I’ve advocated in books, articles, and judicial opinions. Success in those endeavors is a long time off. [RC: His answer continues immediately below]

The law is a very stodgy profession. I’m not optimistic about my ability to bring about significant change. 

Question:   Forgive me, but I did not ask you about your spouse (Charlene Posner) or your two sons (Kenneth and Eric). Is there anything you care to add on that score?

Posner:         The only member of my family whom I discuss publicly is my cat.

Pixie

Pixie

Question:   Okay, what’s so special about your cat? – that’s Dinah? She is the furry Gray Maine coon cat you posed with for a photo in the New Yorker Magazine. How do you interact with your feline?

Posner:       Dinah, alas, died of old age some years ago. Our current cat, Pixie, is also a furry gray Maine Coon. She is beautiful and very intelligent, like her predecessors, but has the distinction of being the first actually to like me. Not that her predecessors disliked me; they were indifferent.

Question:   Eleven years ago you told Howard Bashman that “at some point I will run out of steam.” So, how are you doing? Is there still much steam left in your stacks?

Posner:       As long as my physical health holds up and senility holds off, I will continue to work as I have. I am one of those people who dread retirement. I hope I won’t overstay my welcome.

Question:  In Aging and Old Age (1995) you wrote: “[A]s life draws to a close considerations of posthumous reputation loom larger in the rational individual’s utility function.”

Not that the Grim Reaper is lingering near your chamber, but do such considerations ever loom in your thoughts? Put another way, and to draw on a Holmesian allusion, has death plucked your ear? If so, share with us any considerations that may be lurking within you . . . like life after the Seventh Circuit.

Posner:      I have absolutely no interest in my posthumous reputation, as death is oblivion (or so I believe), and so no one ever discovers what his or her posthumous reputation is.

Coming this Wednesday: The next in the “Posner on Posner” Q&A series is a set of some 50 questions posed to Judge Posner by 24 noted legal figures (a journalist, judges, and law professors).

The Judge & Company – Questions for Judge Posner from Judges, Law Professors & a Journalist

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That’s a sensitive question to put to a judge.

                      – Richard Posner (see below)

This is the fourth in the “Posner on Posner” series of posts on Seventh Circuit Judge Richard Posner. The first installment can be found here, the second one here, and the third one here.

Has any sitting appellate jurist ever entertained a wide swath of questions from a journalist, fellow judges, and law professors? The answer: Never, to the best of my knowledge. But if one had to pick such a jurist, Richard Posner would surely be (and is) that person. True to his realist image, he answered all of the questions posed to him and did so promptly and, for the most part, without reservation. 

In order to get a range of views from different perspectives, I invited a number of noted legal figures to pose questions to Judge Richard Posner. Twenty-four responded; they are:

  • Thomas Ambro
  • William Baude
  • Ryan Calo
  • Erwin Chemerinsky
  • Lawrence Cunningham
  • Michael Dorf
  • Barry Friedman
  • David Hoffman
  • Yale Kamisar
  • Judith Kaye
  • Hans Linde
  • Adam Liptak
  • Andrea Mays
  • Linda Mullenix
  • Robert O’Neil
  • Frederick Schauer
  • David Skover
  • Daniel Solove
  • Geoffrey Stone
  • Kellye Testy
  • David Vladeck
  • Eugene Volokh
  • Kathryn Watts
  • Adam Winkler

Their questions, organized into 26 topics, are set out below followed by Judge Posner’s replies. Hyperlinks have been added where useful. Note: Some links will open in Firefox or Chrome but not in Safari. –RKLC

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I.     Clerking for Justice Brennan

Professor Robert M. O’Neil: Perhaps your most remarkable contribution as a Supreme Court clerk for Justice William Brennan was the total change in the status of Gray v. Sanders (1963).  You initially drafted an opinion for the Justice that would have resulted in a decisive reversal of the Ninth Circuit ruling. But you quickly learned that the Court had preliminarily voted 7-2 to affirm. On the basis of your persuasive draft opinion, however, Justice Brennan promptly asked the Chief Justice to reassign the case. That soon resulted in a 7-2 reversal with only Justices Clark and Harlan dissenting.  Two intriguing questions arise:

  1. Given the oral argument and the statutory context, why were you so sanguine about the prospects for reversal?
  2. And how did you eventually persuade Justice Brennan and four of his colleagues to reach a wholly different result?

[RC: Professor O’Neil clerked with Justice Brennan when Posner did.]

Judge Posner:

  1. I wasn’t. I was under the mistaken impression that the Court had voted to reverse.
  2. I didn’t use any persuasion. When Justice Brennan read my opinion, he said it was persuasive and he’d tried to persuade the Court to change its vote from affirm to reverse. His persuasive efforts must have been effective, though I don’t recall his having said anything to me about them.

Professor Robert M. O’Neil:

  1. Among the Supreme Court opinions to which you made substantial and invaluable contributions, how would you appraise the Philadelphia National Bank (1963) case?
  2. To what extent did Justice Brennan or other members of the Court (or fellow clerks, or for that matter teachers like Harvard Professor Donald Turner) shape your views on those issues?

Judge Posner:

  1. Of the opinions I worked on, that was my favorite. I think it was influential on antitrust law and also convinced me to specialize in antitrust, which I did for the early part of my career, following the clerkship.
  2. The principal influence was Derek Bok, then a professor at Harvard Law School and later, of course, dean of the law school and later still president of Harvard University. He had written an important article on merger antitrust law, part of which I had cite-checked when I was on the Harvard Law Review. The article stuck in my mind and played a crucial role in my thinking about the Philadelphia Bank 
Justice William Brennan

Justice William Brennan

II.     Judging Justice Brennan

Professor Geoffrey Stone: You served as a law clerk to Justice William J. Brennan, Jr., a half-a-century ago. With the benefit of hindsight, how would you assess his contributions as a Justice?

Judge Posner: Obviously, he was very influential, in part because of his warm personality and willingness to compromise. I think Warren relied heavily on him. A number of the Warren Court’s most important decisions were his.

III.     Jurisprudence

Professor Frederick Schauer: When you were a law student, Lon Fuller was a major figure at the Harvard Law School, and only a few years earlier his published debate with H.L.A. Hart was a major event at the school and in legal scholarship generally.

Could you comment on your views about the contemporary state of Anglo-American jurisprudence, whether that state is different from what it was fifty years ago, and, if different, what might account for the change?

Judge Posner: I never met or had a class from Fuller, and never cottoned to his views, and I don’t remember whether I ever read that debate. I never took a course on jurisprudence and I don’t think I had any interest in it. As an academic I became interested in it and wrote about it.

I like your work in jurisprudence, and that of Neil Duxbury and a few others, but much of the jurisprudence literature I find rather sterile. I found Ronald Dworkin’s approach unconvincing; likewise with H.L.A. Hart’s. I love the legal realists, above all Holmes, but also John Dewey, Jeremy Bentham, of course, Hans Kelsen, and Richard Rorty (not an exhaustive list), though law was far from a major interest of Dewey and Rorty.

 IV.     Law in a Globalized World

Judge Judith Kaye (ret):

  1. What is the impact of our radically globalized world on the business of the U.S. courts? How is our jurisprudence, our decision-making process, in any way influenced by the cultural diversity of the international issues we increasingly face?
  2. In that connection, what is the impact of the increased use of alternative dispute resolution mechanisms in international matters, inevitably still requiring resort to our courts?

Judge Posner:

  1. We get more cases involving foreign and international law, but I think the influence of foreign legal practices on our jurisprudence and decision-making processes is slight. We continue to resist inroads into the adversary system. I think that resistance is a big mistake, but I also think it’s a mistake to look to foreign judicial decisions for guidance to how we should deal with issues such as capital punishment, abortion, and international human rights. I think one has to have a deep understanding of a foreign culture in order to be comfortable with borrowing a foreign country’s law.
  2. I don’t know; I haven’t studied the issue, and have only a few cases.

V.     Law & Economics

Professor Michael Dorf: I detect in your academic work (and to a lesser extent your work as a judge) a gradual drift from an economic analysis of law to pragmatism more broadly. Do you agree with that assessment, and if so, what do you think accounts for it?

[RC: Professor Dorf wrote the biographical entry on Judge Posner for the Yale Biographical Dictionary of American Law (2009).]

Judge Posner: You’re correct. It is partly a result of the inroads that psychology has made on economic analysis, partly a result of the economic profession’s failure to understand finance and monetary policy in the period leading up to the crash of 2008, and (relatedly) the revelations of unexpected extensive greed and corruption in American business, not limited to the financial industry.

Professor Ryan Calo: You are famously skeptical of the idea that the law should protect the efforts of market participants to conceal information about themselves. But the beauty of markets lies precisely in their ability to facilitate transactions between parties with wildly disparate backgrounds, tastes, and views — people who otherwise would avoid one another, but come together on the basis of a willingness to pay or receive a particular price.

How do you respond to the contention that a world without a meaningful degree of privacy in such situations would be a world full of balkanized, and hence deeply inefficient, markets?

Posner on Privacy

Judge Posner: I’m not opposed to legal protection of privacy. But I do regard privacy as a common means by which people present a misleading impression of themselves, often deceiving the people with whom they deal, either personally or in transacting. So I think we must be careful not to overprotect privacy.

Justice Hans A. Linde (ret.): You are widely known for linking law and economics and for advocating a pragmatic jurisprudence. These seem to pose two problems for a federal judge:

  1. Federal cases often arise from acts of Congress, not judge-made common law. What should a judge do when an enactment plainly places some people’s non-economic demands over the economic interests of the majority?
  2. Other disputes are between citizens of different states (or nations) that may have different legal answers to the disputed issue. How should a federal judge choose which state’s law applies to the case? That is, should a judge choose the laws of the state that is economically preferable, or is the choice prescribed by law?

MET-AJ-POSNER-0919Judge Posner:

  1. If a statute is clear, and constitutional, then I am bound. But the statutory provisions that get involved in appellate litigation very often are unclear, and then the judge has considerable freedom to select the interpretation that makes the most sense, though it won’t always be an economic sense.
  2. Conflict of law rules seem to me readily understandable in economic terms. If one thinks of the reasons for applying one state’s law rather than another’s, they generally have to do with which state has the greater interest in regulating the activity that gave rise to the suit. That’s the basis of lex loci delicti, which continues to be a sound doctrine that has largely survived modern loosey-goosey conflicts doctrine.

VI.     The Record of a Case

Professor Frederick Schauer: You tend to go beyond the record, the briefs, and oral argument more often than most appellate judges, and you have noted that you have been criticized for it. Could you explain your practice, explain the criticism, and explain why you think the criticism misses the mark?

Judge Posner: I find that the briefs and arguments, and lower-court opinions, very often do not answer the questions that I think are important to a sound understanding of the case. So, I look for the answers, often by an Internet search. I tell lawyers if you don’t like me doing that, do it yourselves. I do try to be sensitive to risk of error in judicial fact research. I understand the criticism, because the lawyers want to control the case. They invoke the glories of the adversary system. I think the adversary system is overrated. Not that I want to convert to the inquisitorial system that prevails in Europe (except the U.K.) and most of the rest of the world, but I want to see the adversary system taken down a peg. I am a big fan of Fed. R. Evid. §706, which allows a judge to appoint his own expert witness, as opposed to having to depend entirely on party experts.

VII.     Experiential Knowledge

Judge Thomas Ambro: In a recent ABA Journal interview with Joel Cohen you noted that you were “bothered by the fact that we judges often don’t know enough about a case to decide it sensibly, because often all we know is what the lawyers tell us, which is often very little.  And when we don’t have enough knowledge to decide a case in an informed way, we necessarily fall back on how we ‘feel’ about the case.”

In light of those comments, do you think it is a good idea for judges to rely at times on their past experiences (as a judge) and “read between the lines” when parties fail to provide the relevant information?  Or must judges categorically refrain from this type of decision-making?

Judge Posner: I think experience is actually more important for sound judicial decision-making than analytic acuity, that often indeed we judges don’t have enough knowledge to decide a case in a well-informed way just based on what the lawyers and the lower court or agency and doctrine tell us, that since our primary and inescapable duty is to decide the case we have to reach out for additional sources of information and often fall back on intuition or “feel” based on experience.

VIII.     The Future of Judging

Posner on the Value of Legal Doctrine

I think the role of legal doctrine in judicial decisions is considerably overrated.

Professor Daniel Solove: Do you think that judging will change in the future?  Holmes predicted that science would one day hold greater sway in the law, but it has been slow to penetrate law, which still remains largely governed by assumptions not backed up with real empirical evidence. (The great ones like Justice Holmes are also famous for their literary style.) But would the great judge of the future be a person of science, who decides cases by looking to the hard facts, studying empirical evidence, deciding cases more like a researcher would?

[RC: Professor Solove is the co-author of “Can Pragmatism Be Radical?: Richard Posner and Legal Pragmatism,” Yale Law Journal (2003).]

Judge Posner: Judging from my law clerks, young lawyers are increasingly likely to have strong backgrounds in science or technology, and that will eventually affect judging. I hope that will give decision-making a more rigorous empirical basis.

IX.     Ideology & Judging

Professor Barry Friedman: You’ve written a great deal about ideology and judging.  I’ve long been of the view – reflected in a course-book on Judicial Decisionmaking I’m co-authoring — that there are various features of our judicial system that mitigate the effects of ideology. These range from the fact that most cases of significance are decided ultimately by more than one judge, to panel effects on collegial courts, as well as the need to negotiate over opinions, to constraints imposed by the other branches, to the fact that many cases — particularly in private law — are less ideological, etc.

But as I came to the end of teaching this course for the first time this past semester, I found myself more troubled by ideology’s impact on judging than I had been in a long time. Here are two specifics that reflect my concerns:

First, in some important set of salient federal cases, at least in recent times, judges’ votes as to disposition can be explained largely by one variable: the party of the appointing president; and

Second, there are plenty of cases, including those raising issues that fall into the “first” category, that don’t get appealed or get summary treatment on appeal, meaning the case is resolved by one judge.

Either or both of these leave me disquieted about the judicial system. Can you put me at ease?  Or forget about me – what would you offer as a defense of the judicial system in light of these concerns?

Judge Posner: As one moves up the judicial hierarchy, from district court to Supreme Court (in the federal system), the cases become more difficult, as the easier cases are resolved at a lower level. When cases are difficult, the judges, lacking scientific or other rigorous grounds of decision (law is no science), necessarily fall back on their priors, which include ideology along with temperament, personal and career experiences, extra-judicial knowledge, religious beliefs, and so forth. Federal cases are becoming more difficult (or I’m slowing down—one of the two), so the priors are playing a larger role, including ideology. The society is increasingly politicized, and this certainly shows up in the judiciary. 

X.     Judging, Judicial Opinions & Judicial Decision-Making

Professor Robert M. O’Neil:  

  1. Given the process by which appellate opinions are typically drafted (whether primarily or wholly by law clerks or occasionally at least in part by the judge him or herself), how do you explain your own clear preference for self-crafted judicial statements?
  2. And to what extent did your own experience with Justice Brennan as a mentor shape your current approach to the drafting process?

Judge Posner:

  1. I like to write, and edit my writing, but I don’t like to edit other people’s writing, which I used to do a lot of when I was a journal editor. That’s the selfish answer. But I also think that clerk-written opinions tend to be inauthentic, dull, overlong, and excessively formalistic, though this certainly is not universally true. Not only are there many brilliant law clerks, but there are many judges who through painstaking editing of their clerks’ drafts produce really excellent opinions. But that’s an inefficient use of staff. Better for the judge to write his own opinion drafts, and have the law clerks do research and criticize and edit the judge’s opinion drafts. A judge who writes his own opinions will achieve speed, whereas law clerks, as inexperienced opinion writers fearful of making a bad impression on the judge, will waste a lot of time as opinion writers.
  2. My recollection is that he left the drafting to us (Bob O’Neil was my co-clerk); I don’t recall his doing much in the way of either guidance before we drafted or editing afterwards. I am told he did more editing and sometimes even drafted opinions when he wasn’t satisfied with the law clerks’ work.

Professor William Baude: In your experience, how does judicial decision-making differ in different societies, and why might societies choose to have different kinds of judicial decision-making?

Judge Posner: I don’t know much about foreign judiciaries, except the U.K.’s. I assume judicial decision-making varies primarily with the structure of the judiciary. In the inquisitorial systems the structure is bureaucratic; judges are appointed right after or shortly after graduation from law school (more precisely from a college major in law) to a junior judicial post and are promoted in accordance with how they are evaluated by their superiors. Procedure is informal, documentary evidence is strongly preferred, deference to legislatures greater because the legislators tend to be better disciplined. But these are just impressions.

XI.     Judicial Writing Style

Professor Daniel Solove: Has the quality and style of judging (or means of reasoning or ways of writing opinions) changed in the past few decades? Have you noticed any trends?

Judge Posner: I think opinions have become longer, more formalistic, and more uniform, also less colorful and less individual, as a result of the near-universal delegation of opinion writing to law clerks. The steady decline in the literary culture in America, and of knowledge of grammar, also show.

Professor Kathryn Watts: One of your opinions on administrative law — a case involving the containment of exotic animals, such as lions, tigers and ligers, on a farm in Indiana — is often used in administrative law courses when interpretive rules are studied. The opinion itself is not at all ground-breaking, but the facts as you describe them in the opinion are fun and colorful, making the sometimes dry subject of “interpretive rules” more interesting and accessible to students.

  1. Do you ever purposefully set out to write an opinion in a way that will maximize the teachable value of the opinion or the accessibility of the opinion to non-lawyers?
  2. And as someone who both writes judicial opinions and teaches law students, what kind of emphasis do you believe judges should place on speaking to and educating the general public when writing opinions?

Judge Posner:

  1. I can’t resist featuring curious or amusing facts in my opinions. And I do try to make the opinions as simple as possible, not so much expecting them to be read by non-lawyers as believing that really law is very simple (not a science, as I keep emphasizing) and that generally the best one can be said for a decision is that it’s sensible. That should be explicable in a way that a layperson can understand. I do not think about writing for the casebooks, in part because I don’t know any more what casebook editors are looking for.
  2. It’s unrealistic for judges to try to educate the general public. I don’t think the general public is interested in anything about judicial opinions except who won the case. But I think a clearly and simply written opinion is more helpful to colleagues, a higher court, professors, and students than one that uses legal jargon.

XII.     Who Owns a “Judge’s Papers”?

Professor Kathryn Watts: I recently wrote an article arguing that federal judges’ working papers—meaning their internal chambers’ papers and electronic correspondence and documents relating to cases and other official court business—should no longer be treated as the property of individual judges but rather should be viewed as governmental property.

  1. Do you see any reason why judges’ working papers and electronic correspondence and documents, which are created by governmental officials in furtherance of official governmental duties and often while using governmental resources and facilities, should continue to be treated as the private property of individual judges?
  2. And do you have plans for what will become of all of your own chambers’ papers and electronic correspondence and documents after you retire or leave the bench?

Judge Posner:

  1. I didn’t know it was our private property! I agree it should belong to the government and I have always assumed it did belong to it. I certainly wouldn’t claim any property right in the paper or electronic documents in my case files or archived e-mail. However, I think whoever the custodian is should protect certain confidences, especially communications between judges.
  2. No plans.

[RC: Posner’s papers are archived at the University of Chicago Regenstein Library.]

No.5_Richard-Posner-300x225

XIII.     The Best & The Worst

Professor Yale Kamisar: In the area of constitutional criminal procedure, which judge (or judges) do you think has articulated the most pragmatic and rights-sensitive approach to this area of our jurisprudence? And why?

Judge Posner: I’m not sure “pragmatic” and “rights-sensitive” quite go together, as the latter term suggests a thumb on the scales. I wouldn’t put rights above security. Indeed my personal leanings are toward security, except that I think federal sentences are generally too long. My favorite judge in constitutional criminal procedure is Robert Jackson, who seems to me to have been extremely intelligent, experienced, and balanced in that field (as indeed in other fields). I’m not sure I have any other favorites.

[RC: Some of Justice Jackson’s criminal procedure opinions include: Frazier v. United States (1948) (dissenting), Watts v. Indiana (1949) (concurring & dissenting in part), Brinegar v. United States (1949) (dissenting), Shepherd v. Florida (1951) (concurring in result), On Lee v. United States (1952), and Irvine v. California (1954) (separate opinion).]

Posner’s Take on the Supreme Court

Well, I don’t like the Supreme Court. I don’t think it’s a real court. I think of it as basically . . . it’s like a House of Lords. It’s a quasi-political body. President, Senate, House of Representatives, Supreme Court. It’s very political. And they decide which cases to hear, which doesn’t strike me as something judges should do. [Source here]

Professor Geoffrey Stone: What do you think is the “worst” Supreme Court decision of the past decade, and why?

Judge Posner: That’s a sensitive question to put to a judge. Heller v. District of Columbia and McDonald v. Chicago for sure, and going back a few years Clinton v. Jones and Chevron v. Natural Resources Council.

Professor Eugene Volokh: Which Free Speech Clause precedents of the last 60 years do you think are the most misguided, and which do you think are especially sound? And why?

Judge Posner: The free-speech clause of the First Amendment has no real content, owing to its brevity, and society has changed too much since 1791 to enable any guidance to be obtained from practices relating to speech in that era. The idea that free speech protects burning the American flag, spending money to influence elections, harassing abortion clinics (the recent McCullen decision) (to choose just three of many possible examples) has no constitutional or pragmatic basis that I can see, and just reflects the political preferences of particular Justices.

[RC: A future post will be devoted to the First Amendment and freedom of expression. Among other things, in that post Judge Posner comments on the campaign finance cases.]

Professor Andrea Mays: Seen through the lense of the law and economics movement, what are the two best decisions the Supreme Court has made in the past decade?

 Judge Posner: A good question, to which I don’t have a good answer.

XIV.     The Life & Mind of a Public Intellectual

Professor Michael Dorf: For a judge, you are very active as a public intellectual, but are there topics you would choose to write about if you were not a sitting federal judge?

Judge Posner: I would be more outspoken about what seem to be serious failings of American government, including the judiciary.

Dean Erwin Chemerinsky: You have written dozens of books, thousands of articles and judicial opinions. Which do you think is most important and why? If there is just one that you could have most widely read, which would it be?

Judge Posner: I suppose my treatise Economic Analysis of Law, now in its ninth edition, is my most important book, in terms of influence. I couldn’t pick out a most important article or most important opinion, because there are too many for me to remember all of them (hundreds of articles, as you say, and approximately 3000 judicial opinions).

XV.     Constitutional Rights & Business Corporations

Professor Adam Winkler: Business corporations must have some constitutional rights, such as property rights, due process, and press freedom. Yet corporations do not have the right to vote or to run for office. Conceptually speaking, and current doctrinal law aside, what considerations ought to be paramount in determining which constitutional rights business corporations should have and to what extent?

Judge Posner: I don’t know whether corporations should have any constitutional rights, although in truth I’ve never thought about the issue. I should think that the constitutional rights of persons employed by, owners of, creditors of, etc. would be adequate to protect legitimate business interests. But as I said, I haven’t thought about the question.

XVI.     Antitrust Law

Professor Andrea Mays: Do you think the majority got it right in Standard Oil Co. of New Jersey v. United States (1911)? How would you have decided the case?

Judge Posner: Yes. The Standard Oil Trust was a monopoly, and there was no economic justification for it. Its constituent companies did just fine when the trust was dissolved.

[RC: For a recent opinion in the antitrust field, see Judge Posner’s opinion in Motorola Mobility LLC v. Au Optronics Corp, et al (Nov. 26, 2014). News item: Jonathan Stempel, Fox News, Nov. 26, 2014]

XVII.   Class Actions

Professor Linda Mullenix: Regarding the moldy washing machine cases, many class action plaintiffs’ attorneys have now seized upon your decisions in those cases to assert that it is entirely acceptable to assert no-injury claims, and that the no-injury class action is permissible and here to stay.

Did you really mean to announce that individual claimants with no injuries can pursue class claims? If so, how does this square with constitutional standing principles?

Judge Posner: I don’t understand the question. Of course there has to be injury. That doesn’t mean every class member can establish injury. But class actions wouldn’t be feasible if the injury of every class member had to be established before the court decided whether the case was suitable for class action treatment.

UnknownProfessor David Vladeck: Many believe that much of the most interesting work you have done as a judge is your work on law and economics. For example, you wrote an opinion overturning class certification in the Rhone-poulenc Rorer (1995) case because you thought aggregate litigation placed too much pressure on defendants to settle. Still, nothing in Rule 23 really embraced that consideration, though your opinion was nonetheless quite influential. Now that you have had time to reflect on that decision, do you have any second thoughts?

Judge Posner: I adhere to my view. I thought the value of my opinion was that it helped stimulate the promulgation of Rule 23(f), which allows appeals from grant of class certification, since once certification is decreed the pressure on the defendant to settle will usually be overwhelming.

Professor Linda Mullenix: At a 2014 symposium on class action litigation at George Washington University Law School, Elizabeth Cabraser gave the keynote address in which she described how your class action jurisprudence had evolved from being the arch-villain of class litigation (e.g. Rhone-poulenc Rorer) to your being the hero of the plaintiffs’ class action bar.

How do you square your former views on class litigation with your recent spate of class action decisions favoring class certification of products liability and other mass tort cases? Why should an efficiency rationale trump all other class action considerations?

Judge Posner: I don’t see any conflict. I have stressed in my recent decisions that the class action device is susceptible to abuse by the class action bar and there could also be collusion between class counsel and defendants. But I believe that class actions play a very important role in law enforcement.

XVIII.  Mandatory Forum-Selection Clauses

Professor David Hoffman: Experts in Delaware law are focused this year on the limits, if any, of Boilermakers Local 154 Retirement Fund v. Chevron Corp. (2013), which upheld mandatory forum selection through corporate bylaws. Some believe that the next step will be arbitral clauses built into firms’ bylaws, limiting or eliminating class-wide derivative suits, and (arguably) reducing the likelihood of deterrence of corporate abuse and fraud. What do you think are the primary legal and economic considerations in such cases?

Judge Posner: I worry that consumers and employees don’t understand such clauses.

Professor David Vladeck: There is an argument that ubiquitous mandatory arbitration of cases in entire areas (employment, civil rights, etc.) deprives the federal courts of their rightful role as interpreters of federal statutes. It has also, at least arguably, decreased the workload of federal courts.  What are your views about whether these are healthy trends for the federal courts?

Judge Posner: I suspect unhealthy. I don’t think most federal judges are overworked.

Professor David Vladeck:

  1. Absent fraud, duress, and the like, do think that there are limits to waiver? The Seventh Circuit has upheld very broad waivers in employment and consumer contracts, including the right to sue, the rights to a jury trial, and to punitive damages.  Where are the limits, if any, on waiver-by-contract, especially in contracts that are take it or leave contracts?
  2. In this regard, do you worry that contract law will displace statutory and common law doctrines?

Judge Posner:

  1. I think judges have to be alert to the limited understanding of legal forms by laypersons.
  2. Not total displacement, but inroads yes.

XIX.     Judging Journalists

Adam Liptak: Your 2003 opinion in McKevitt v. Pallash is viewed by most press lawyers as a turning point in what had until then been a reasonably successful campaign to persuade courts that the First Amendment, at least sometimes, protects journalists from the compelled disclosure of their confidential sources. As you pointed out, that campaign was based on an ambitious reading of the Supreme Court’s 1972 decision in Branzburg v. Hayes. “A large number of cases conclude, rather surprisingly in light of Branzburg,” you wrote, “that there is a reporter’s privilege.”

But these same press lawyers often overlook three other features of your opinion. First, the McKevitt case did not involve confidential information. Second, where confidential information is involved, you said it is “obvious that the newsgathering and reporting activities of the press are inhibited when a reporter cannot assure a confidential source of confidentiality.” Third, you wrote that “the Constitution is not the only source of evidentiary privileges” and “there might be a federal common law privilege for journalists that was not based on the First Amendment.” Judge David Tatel embraced such a common-law privilege in a 2005 concurrence.

  1. What do you think is the right way to balance the competing interests of the justice system in obtaining evidence and of the press in obtaining information?
  2. What sources of law should judges look to in weighing the question?

Judge Posner:

  1. I don’t think it’s possible to generalize. I think the judge just has to balance the competing interests. I know that’s mushy, but it’s the best I can do.
  2. I don’t think there is a source or sources. There are competing interests that have to be adjusted to each other. A lot of law is like that. I think the role of legal doctrine in judicial decisions is considerably overrated.

Richard-PosnerXX.     The Fourth Amendment Exclusionary Rule

Professor Yale Kamisar: Many years ago, before becoming a federal judge, you wrote an article forcefully criticizing the Fourth Amendment exclusionary rule. Do you still feel the same way about the search and seizure exclusionary rule today?

Judge Posner: Yes, especially with the emergence of really effective federal tort remedies for unreasonable searches or seizures. That is far superior to excluding what is often highly probative evidence.

[RC: For a listing of some of Judge Posner’s judicial opinions re the exclusionary rule, go here (and search “exclusionary rule”)]

XXI.     Eleventh Amendment Doctrine

Professor David Skover: The Supreme Court’s 11th Amendment doctrine has tottered on a delicate balance at least since the ruling in Seminole Tribe of Florida v. Florida (1996) narrowed the powers of Congress to abrogate state sovereign immunity by exercise of its Article I powers.  Subsequent decisions have appeared theoretically confusing and doctrinally inconsistent. For example, consider the abrogation effected “in the plan of the Convention” recognized for the Article I Bankruptcy Clause [Central Virginia Community College v. Katz (2006)] versus the refusal to validate abrogation under the Article I Commerce Clause [Seminole and Alden v. Maine (19990] and the Progress of Science and Useful Arts Clause [College Savings Bank (1999)].

Conceptually speaking, where do you come out on the Congress’s powers to abrogate state sovereign immunity by its exercises of Article I powers? Please explain.

Judge Posner: I haven’t thought about your question. I find it a little difficult to take seriously the notion of state “sovereign” powers. I recognize that the Constitution gives the states some attributes of sovereignty, but they have to be very limited to enable the society to function effectively. This is a single country to an extent it was not when the Constitution was originally ratified. The Fourteenth Amendment greatly, and I think rightly, curtailed state sovereignty.

XXII.     Article III Standing Doctrine

Professor David Skover: The Supreme Court’s contemporary standing doctrine — owing much to Justice Scalia’s separation-of-powers theories — has been criticized by many legal scholars (and sometimes subverted by lower-court judges) given its skewing effects in public law cases. Among other objections, the standing doctrine operates to the advantage of the targets of administrative agency action, who can typically prove personal injury in fact, and to the disadvantage of third-party beneficiaries of administrative regulation, whose risk-defined and probabilistic harms are often viewed as mere public-interest claims constituting generalized grievances.

What is your perspective on the workings of the contemporary standing doctrine?  Is it appropriately designed to ensure justice for rights claimants in public law cases, whether constitutional, statutory, or administrative in nature?

Judge Posner: I haven’t encountered the problem. I’ve written opinions [RC: see, e.g., American Bottom Conservancy v. U.S. Army Corps of Engineers] saying that probabilistic injury suffices for standing, and I can’t recall cases in which I thought the standing doctrine impeded access to the courts by someone having a tangible interest in litigating a case. Maybe I’ve forgotten, though.

XXIII.  The Law of Contracts

Professor David Hoffman: In 2003, your son argued in the Yale Law Journal that the “economic analysis has failed to produce an ‘economic theory’ of contract law, and does not seem likely to be able to do so.” Do you agree with Eric, and, if so, how would you describe the current state of contract doctrine in the United States, if such a thing exists?

Judge Posner: I’ll have to ask him what he meant! As far as I’m aware, the common law of contracts is economically sound.

Professor Lawrence Cunningham: Challenges continue to mount about how rational people behave in fact, in both contracting activities and conduct that can produce disputes involving torts. Should law reflect behavioral reality or is assuming rationality nevertheless the correct stance for contract law and tort law to take?

Judge Posner: Yes, we have to deal with behavioral reality. Economics will have to adjust to the inroads that psychological research has made into the rational choice model. The model is too severe.

XXIV.  Legal Education

Posner on Legal Education

Legal education today is too theoretical.

Dean Kellye Testy: There are demands for increased clinical and skills education for J.D. students. While these are costly forms of education, there is at the same time immense pressure to reduce the cost of legal education. How do you anticipate this tension will/should be resolved?

Judge Posner: I think we need a lot more than that. Legal education today is too theoretical, and there is too little utilization of clinical methods where they are most needed, for example in teaching evidence and procedure, both areas where the federal rules (the usual focus of those courses) do not capture the reality of the courtroom.

Dean Kellye Testy: Legal education in the U.S. has been very J.D. centric. Do you anticipate that U.S. law schools will increasingly offer other forms of legal education?  If so, how do you see that affecting the strength of J.D. education?

Judge Posner: I would like to see the law school curriculum include a lot of non-legal material (not necessarily taught in the law school) that should be required for students who don’t have a good technical background.

XXV.    Legal Scholarship

Dean Kellye Testy: Legal scholarship is largely “unfunded” in the sense that there are very few grants available for legal scholarship (unlike, say, medical research). How do you think the pressure on costs of legal education will affect subsidization of the scholarly work of law professors?

Judge Posner: I don’t know.

XXVI.  Career Moves

Professor Lawrence Cunningham: Our audience on this blog includes a large number of aspiring or recently appointed law professors.

  1. What career advice do you have for them?
  2. Which, if any, of your career moves would you like to have to do over again?

Judge Posner:

  1. I would suggest eschewing constitutional law, an overcrowded field, excessively politicized and theorized.
  2. None, actually.

The next Q & A post in the Posner on Posner series will be the fifth one and will appear this coming Monday; it is titled “On Legal Education.” The one following that is “On Judicial Reputation: More Questions for Judge Posner.” And three posts follow thereafter.

On legal education & legal scholarship — More questions for Judge Posner

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We should not allow complacency about the American university system to blind us to the weaknesses in legal education.

I am not starry-eyed about the new interdisciplinary legal scholarship. [Even so,] where is it written that all legal scholarship shall be in the service of the legal profession? 

The decline in doctrinal scholarship is relative, not absolute, and perhaps not even relative; all that may be occurring is a shift in the production of doctrinal scholarship toward scholars at law schools of the second and third tier.

Richard Posner (1995)

This is the fifth installment in the “Posner on Posner” series of posts on Seventh Circuit Judge Richard Posner. The first installment can be found here, the second here, the third here, and the fourth one here.  

Richard Posner’s scholarly career in law may have started in 1961-62 when he served on the Harvard Law Review, first as a staff member and then as the President. During that period he published on topics as diverse as a note on the application of international law to outer space (74 HLR 1154), a comment on federal review of state law rulings (74 HLR 1375), a comment patent and antitrust law (75 HLR 602), and a comment on the application of law to religiously owned property (75 HLR). After his clerkship with Justice William Brennan (1962-63 Term) and several jobs with the federal government, he began his professorial career at Stanford Law School in 1969 and thereafter ventured off to the University of Chicago Law School where he is currently a senior lecturer in law. Over the years he has taught antitrust, economic analysis of law, civil procedure, conflict of laws, law and science, evidence, and law and literature.

Screen Shot 2014-12-02 at 2.03.58 PMOne of his articles ranked 64th in the list of the most-cited law review articles of all time. In the field of antitrust law, one his articles (co-authored with William Landes) ranked second in the listings of the most-cited law review articles. (Posner had his own system of rankings.  See here) Even more impressive, as reported by Fred R. Shapiro and Michelle Pears, “[a]s of 2000, Judge Posner was the most often-cited legal scholar of all time with 7,981 citations, nearly 50 percent more than anyone else.”

In the last half-century or so, Posner has published a wide variety of scholarly works in the form of books (40-plus) and articles (300-plus) – perhaps more than any academic writing in the field of American law. In that array of legal literature he has written much on the topic of legal education and legal scholarship. See, for example, the following nine articles by him:

  1. The Present Situation in Legal Scholarship,” 90 Yale Law Journal 1113 (1981)
  2. The Decline of Law as an Autonomous Discipline,” 100 Harvard Law Review 761 (1987)
  3. The Deprofessionalization of Legal Teaching and Scholarship,” 91 Michigan Law Review 1921 (1993)
  4. The Future of the Student-Edited Law Review,” 47 Stanford Law Review 1131 (1994)
  5. William M. Landes & Richard A. Posner, “Heavily Cited Articles in Law,” 71 Chi.-Kent L. Rev. 825 (1996)
  6. Past-Dependency, Pragmatism, and Critique of History in Adjudication and Legal Scholarship,” 67 University of Chicago Law Review 573 (2000)
  7. Legal Scholarship Today,” 115 Harvard Law Review 1314 (2002)
  8. Against Law Reviews,” Legal Affairs, Nov-Dec. 2004
  9. The State of Legal Scholarship Today: A Comment on Schlag,” 97 Georgetown Law Journal 845 (2009)

Below are some questions on the topics of legal education and legal scholarship I posed to the Judge followed by his replies. (Note: Some links will open in Firefox or Chrome but not in Safari.)

 __________________________

Question: What do you think is the single greatest shortcoming of legal education in America today?

Posner: There are several shortcomings; I don’t know how to rank them.

  1. Legal education is too expensive, in part because law school faculties are too large.
  2. Not enough law professors, especially at the elite law schools, have substantial practical experience as lawyers, and
  3. Law school teaching focuses excessively on legal doctrine, to the exclusion of adequate attention to facts, business practices, science and technology, psychology, judicial mentality and behavior, legal practice, and application of legal principles.

Question: Insofar as the teaching of legal ethics is concerned, is teaching the rules of professional responsibility and the cases interpreting them enough in your opinion? Or should some significant attention be devoted to familiarizing law students with some of the great works of the Western Philosophical tradition? – say, to Plato’s Gorgias or Aristotle’s Rhetoric (see here at p. 1924)

Posner:  I don’t consider instruction in legal ethics an important part of legal education. Aristotle’s Rhetoric is pertinent to the rhetorical dimension of legal practice, rather than to legal ethics. Gorgias can be read as critical of lawyers’ tricks, though there were no lawyers as such in fourth century b.c. Athens.

Question:  It has been argued that legal education is akin to learning a form of science. In what ways, if any, does it make sense to speak of the study of law as the study of legal science?

Posner: Law has nothing to do with science. It involves making and applying rules of conduct; the rules are based on legislative and other political decisions, common sense, societal values, judges’ personal preferences, intuition, rhetoric—not logical or scientific rigor.

Question: All things considered, what do you think of calls for reducing law school education to two years?

Posner:  I think that would be fine. A third year might be offered, but as something to be taken after the two-year graduate has spent some time in practice and wants some specialized further training.

Question: In your opinion, how, if at all, has the role of the law school dean changed in the past half-century? And if it has changed, what do you make of it?

Posner: Much more emphasis on fund raising.

Question: In Tagatz v. Marquette University (1988) you noted that tenure “tends to take some of the edge off academic ambition.” What are your views on the current tenure system as it operates in law schools and how, if at all, might you change it?

Posner: Tenure is a form of nonmonetary compensation, hence attractive to universities. The downside is it undermines the work ethic. I don’t know whether the benefits exceed the costs.

Question: (1) What are your views concerning affirmative action and tenure standards when it comes to promoting racial minorities? And do democratic principles justify bending evaluative standards?

(2) Is the problem of race the problem of the evaluative standards that law schools employ? If so, what is the alternative?

Screen Shot 2014-12-07 at 11.45.07 PMPosner:  (1) The only racial minority in the United States that needs affirmative action is the African-American minority. I doubt, though, that African-Americans who have the competence to be considered as law professors need a boost.

(2) I think law schools should give more weight to practical experience in hiring law professors, but I don’t think this relates particularly to African-Americans.

Question: Many years ago you wrote: “not all blacks are culturally black.” Would you a say a bit more about what you meant by that and do you still hold to that view? In answering that question, do you think that one can ever fully escape the consequences of his or her color even if one is, as you put it, an “assimilated black”?

Posner: I’m sure that almost all African-Americans are conscious of and think occasionally about being black—that’s inevitable given history, and it’s the same reason that secular Jews, who may have zero interest in Judaism or Jewish culture, remain conscious of being Jewish. But successful upper-middle-class African-Americans are so much like their white counterparts as not to be preoccupied with the racial difference.

Question: Is Socratic “cold call” method dying in law schools? Or is it already largely dead? If so, is this a good thing? Your views?

Posner: I think the traditional Socratic method was great. It created a form of active learning very valuable to the students. I regret its decline.

Question: Much of the law of contracts is taught by way of appellate cases. Some have argued that much more transactional and economic materials need to be included, perhaps even to a substantial degree. What are your views on this?

Posner: I can see value in a course on complex commercial transactions. I wouldn’t try to stuff that material into a first-year contracts course.

Question: Do you think constitutional law should be taught in the first year? If so, why? If not, why not?

Posner:  Absolutely not. It’s a terrible field, dreadfully politicized.

imagesQuestion: Casebooks, especially in public law, have changed considerably since you were in law school. Today, they are considerably longer (often nearing 2,000 pages) and contain far more note materials. What do you make of this?

Posner: A big mistake, the note materials especially. It distracts from the student’s need to learn how to read judicial opinions intelligently. For that they need the opinions, with minimal editing, not notes.

Question: What, if any, lasting impact do you the Critical Legal Studies movement has had on law and on the legal academy?

Posner: Zero.

Question: Insofar as interdisciplinary legal scholarship moves well beyond the doctrinal frame of knowledge of many student law review editors, what is the best way to evaluate that kind of scholarship at the outset? Is there a practical way, and if so, what would that be?

Posner: The domination of academic law journal publication by students is a scandal.

Question: A major service provider for electronic submission to law journals now asks questions about gender, racial identity, sexual orientation, and economic hardship. Well?

Posner:  Absurd.

Question: Today considerable emphasis continues to be placed on legal scholarship, which consists mainly of publishing in law journals. That emphasis affects everything from salaries to tenure to upward mobility. What is your take on that? Do you find it problematic in any real way?

Posner: I would like to see considerably more emphasis on teaching, which would incidentally enable reductions in the size of law school faculties and hence in the cost of a legal education. Most published legal scholarship is ephemeral, especially in constitutional law, an analytically weak and excessively politicized field.

Question: Much public law scholarship today seems to be premised on the idea that many Warren Court opinions constitute the jurisprudential baseline. Do you agree? And if so, is that baseline changing and what does that portend?

Posner: The Warren Court was revolutionary, so it is inevitable that its legacy would attract a good deal of attention.

Question:  You have used the words “advocacy scholarship” in some of your writings — for example, you once referred to one of Professor William Eskridge’s books as a “model of advocacy scholarship.” What exactly do you mean by that?

Posner: Law professors making academic arguments for changing the law, usually changing constitutional law. I have written articles and books advocating legal changes, though usually not in constitutional law.

Question: Given your understanding of advocacy scholarship, was the 1890 Warren-Brandeis Harvard Law Review article of that genre?

Posner:  Yes,it argued for a law change — the recognition of a tort of invasion of privacy (of course nothing to do with the right of privacy declared in Roe v. Wade).

Question: What about Hebert Wechsler’s Neutral Principles article? Was it of that genre?

Posner: No. Wechsler was arguing that Brown v. Board of Education was wrong, but I don’t think he was advocating that it be abandoned; the “separate but equal” horse had left the stable.

Question: Might any of your articles be fairly described as “advocacy scholarship”?

Posner: What I wrote in the 1970s about antitrust and regulation would be the clearest examples. [RC: see e.g., Posner, “The Social Costs of Monopoly and Regulation,” 83 J. Pol. Econ. 807 (1975).] I’m sure many since then, but they don’t come to mind.

Question: You have posited that “[a]cademic law is no longer a strong field in the sense of having objective standards . . . .” Please elaborate.

Posner: Did I suggest it was ever strong? If so, I was mistaken. Law is an interesting and important field, but it is also a weak field, and this limits the potential of academic law. Not that there aren’t useful syntheses in different areas of law, and useful borrowing from economics, psychology, and political science.

Posner on Understanding Judges & the Judicial Process

Many academics . . . who write about law don’t understand judges, including Supreme Court Justices. Or, especially if they are law professors, [they] do understand but think it would be impolitic to speak frankly about judges. [It] is very important, however, that you be realistic about judges, otherwise you won’t know how to communicate with them . . . . The way the academic . . . talks about judges, whether they believe it or not, is that they think of judges [as] being like academics. [Judges are] looking for correct answers to questions that arise in cases. They differ only in that they are not as smart as academics. We know they are not as smart because merit plays a smaller role in judicial selection than in academic selection. . . . The academics tackle questions they think they can answer. They pick their topics with a view to the feasibility of making progress on a particular topic. But the judges make decisions in cases that come at them randomly. So the judge’s duty is to decide, even if the judge has no idea what a correct sensible decision would be in a case, or a decision congenial to the judge’s views. The duty to decide is fundamental, and that makes a tremendous difference to how one thinks about problems, and what one brings to the problems . . . .  (October 23, 2014, University of Chicago Law School remarks)

Question: In 1990 you suggested that doctrinal scholarship was in decline. Has that trend continued, and if so, what are your views on the matter?

Posner: By doctrinal scholarship I mean scholarship focused on particular legal doctrines, a kind of scholarship potentially of considerable value to lawyers and judges. I think it is in decline because law professors become increasingly interested in abstract theory.

Question: There seems to be no end to scholarship on originalism, be it of the liberal or conservative variety. Why do you suppose that is and what is your opinion on the matter?

Posner: It’s an aspect of the preoccupation of the legal academic community with the Supreme Court, for it is mainly in relation to constitutional provisions that the debate over originalism rages. The preoccupation has very little value, and originalism is largely a fake, concealing the political preferences that drive most constitutional adjudication, owing to the political stakes and the extreme vagueness of key constitutional provisions.

imagesQuestion: (1) Brent Newton, the Deputy Staff Director of the U.S. Sentencing Commission, maintains that the legal “academy — both in terms of its preparation of law students to enter the profession and in the type of scholarship its professoriate is producing — has lost its practical moorings.” Given that this is a topic you have explored, what is your response to that?

(2) In Overcoming Law you suggested that in past times there was a certain “self-identification of the professoriat with the practical profession.” By and large, do you think that remains so today? If not, what are the consequences of any such change?

Posner: (1) I agree.

(2) No. The professoriat has grown apart from the practicing areas of the profession. It is more abstract, more populated by refugees from academic fields such as philosophy and economics, whose interest in the practical side of law is slight.

Question: Who would you list as among the best scholars writing in jurisprudence in the last twenty years and why?

Posner:  I no longer follow jurisprudence closely.

Question: In retrospect, are there any aspects of your extensive scholarship about which you now have serious misgivings? If so, what are they?

Posner: Excessively conservative, and insufficiently attentive to psychology and to the politicization of much of law, and an excessive faith in the economic analysis of law, and insufficient interest in facts and the real-world context of litigation.

The next installment, the sixth, in the Posner on Posner series was originally slated to be “On Judicial Reputation.” I have, however, decided to hold that post and run the “On the First Amendment” post first, which will appear this Wednesday (December 10th). 

By way of a topically unrelated aside:  for a brief clip of a recent exchange between Judge Posner and Professor David Cole (this as part of a Cybercrime Symposium at Georgetown Law Center), go here. (ht: Orin Kerr)

On Free Expression & the First Amendment — More Questions for Judge Posner

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 The American concept of freedom of speech poses a challenge to the pragmatist because, like ‘democracy,’ it is the repository of a great deal of unpragmatic rhetoric. It is at the heart of the American ‘civil religion,’ a term well chosen to convey the moralistic fervor in which free speech is celebrated. — Richard Posner (2003)

This is the sixth installment in the “Posner on Posner” series of posts on Seventh Circuit Judge Richard Posner. The first installment can be found here, the second here, the third here, the fourth here, and the fifth one here.  

Here, as elsewhere, controversy is never far from the conceptual corner where Richard Posner lingers. Merely consider, for example, the following point he made in a 2001 article: “political free speech is not an unalloyed blessing.” Or consider his take on the most famous line from NYT v. Sullivan — he tags it (see below) “empty rhetoric.” Or think about his views on privacy and the First Amendment (see Glenn Greenwald’s criticisms below). Such comments are sure to raise skeptical eyebrows among the rah-rah First Amendment crowd.

Then again, that crowd happily hails the Judge for the robust defense of free speech he displayed in NAACP v. Button (1963), which he takes credit for authoring while he was a law clerk to Justice William Brennan. And then there are his opinions in cases such  American Amusement Machine Association v. Kendrick, the violent video game case. For staunch conservatives, such as Justice Clarence Thomas, protection of such expression “does not comport with the original public understanding of the First Amendment.” No matter, Posner paves his own path, sans any Hugo Black-like passion in defense of free speech or any Clarence Thomas-like zeal in defense of originalism.  

Of course, there is more to be said about Posner’s pragmatic approach to our free speech jurisprudence, and on that score some will approve and others not. In the tumble of it all, he remains a Maverick, which is how he likes it.  

Some of the Judge’s more notable writings on free expression can be found in the following works:

  1. Economic Analysis of Law (9th ed. 2014) (chapter 29)
  2. Not a Suicide Pact: The Constitution in a Time of a National Emergency (2009) (chapter 5)
  3. Law, Pragmatism and Democracy (2003) (chapter 10)
  4. Frontiers of Legal Theory (2001) (chapter 2)
  5. The Speech Market and the Legacy of Schenck,” in Lee Bollinger & Geoffrey Stone, eds., Eternally Vigilant: Free Speech in the Modern Era 121 (2002)
  6. Pragmatism versus Purposivism in First Amendment Analysis,” 54 Stanford Law Review 737 (2002)
  7. Free Speech in an Economic Perspective,” 20 Suffolk University Law Review 1 (1986)

For a sampling of his First Amendment opinions, go here and search “First Amendment.”

Below are some questions, on the topic of free expression and the First Amendment, that I posed to the Judge followed by his replies. (Note: Some links will only open in Firefox or Chrome.)

NB: A segment of this post, quoting a well-known journalist, has been temporarily omitted because of a strong objection. I will explain why in this Monday’s post.      

Question: Is speech overprotected by our courts and in our culture?

Posner: I think so. The most notorious example is expenditures on political advertising — Citizens United and its sequels.

Question: Though the Pentagon Papers Case (1971) is much celebrated in First Amendment circles, you seem to think that the Court might have gone too far. Two questions:

  1. What is your criticism of the case?
  2. Does over classification of national security information raise a a First Amendment issue?

Posner:

  1. I don’t think there is a right to read classified material. National security classification is one of many sensible exceptions to freedom of speech, along with threats, trade secrets, defamation, distribution of child pornography, lawful wiretapping and other lawful searches for communicative material, copyright infringement, and much else.
  2. It could, if there were no security justification.

Question: The so-called “war on terrorism” is unlike the Great Wars in that the enemy is ever changing and even hard to identify and the duration of the conflict is indeterminate. How does this affect the calculus of free speech “in wartime”?

Posner: I don’t see why the nature of the military conflict should make a difference.

Question: You have written that “some restrictions on speech actually promote speech.” That general idea seems to be getting some traction among egalitarian-minded liberal scholars dissatisfied with certain tenets of current free speech doctrine. Can you say more about your thinking here, especially as it might apply to the liberal defense of speech restrictions?

Posner: An obvious example is copyright protection, which restricts speech (the speech of copiers) but promotes speech overall by granting legal protection to original speech. Another obvious example is restricting the number of speakers in a political debate so that the debate won’t degenerate into an unintelligible babble of interruptions. Similarly one doesn’t want to allow the use of threats to silence people. A subtle example is the censorship of the Elizabethan theatre, which may well have promoted creativity by forcing playwrights like Shakespeare to situate contemporary problems in exotic times and places, in order to get by the censor.

Question: You pride yourself on being a “balancer,” as one who compares the social pluses and minuses of restrictions on free speech. Can you be an effective balancer absent a reliable record of the actual or even conjectural harms and benefits of speech? And what if the lawyers, as if often the case, tender no reliable empirical evidence one way or the other? Who wins, where is the conceptual default? Or must the reviewing court do its own research to resolve the question?

Posner: I don’t know how much empirical work has been done on the subject. In its absence, there is just guesswork, although the basic structure of American free speech law seems okay. Some of it strikes me as silly, notably granting rights of free speech to school kids.

[RKLC: 12-12-14: See William Baude’s commentary here.]

Question: Whatever its shortcomings, one of the benefits of a category-based approach to free speech (combined with certain tailoring tools, e.g., overbreath, etc.), is judicial efficiency. The rules are not unworkably open-ended and subjective, and are therefore relatively manageable for judges and lawyers alike.

  1. Mindful of that, how judicially efficient is your economic-based approach with its assorted variables? – e.g., taking into account and balancing the relevant benefits (B), harms (H), offensiveness (O), probability (P), the number of years between when speech occurs and when the harm is likely to materialize, and the administrative costs of a regulation (A).
  2. What about lawmakers, the focus of the First Amendment (Congress shall make no law . . . )? How likely are they to engage in such sophisticated cost-benefit analysis? Is your proposed approach a realistic test for them to employ in considering the constitutionality of proposed laws affecting speech?

Posner:

  1. One can hardly exclude offensiveness, other harms, probability of harm, remoteness of harm, etc. from consideration, any more than you can do that in an ordinary tort case.
  2. Do lawmakers ever do sophisticated cost-benefit analysis?

Question: In cases such as Holder v. Humanitarian Law Project (2010), is the purported harm so great as to preclude any meaningful balancing? It was precisely that concern that prompted Justice Stephen Breyer to complain in dissent: “I believe the Court has failed to examine the Government’s justifications with sufficient care. It has failed to insist upon specific evidence, rather than general assertion.”

How would you weigh in on this? By your standards, was Holder a case of failed balancing?

Judge Learned Hand

Judge Learned Hand

Posner: I haven’t read the case.

Question: You have expressed some conceptual approval of Judge Learned Hand’s opinion in United States v. Dennis (1950) in which he upheld the convictions of eleven Communist Party leaders for violating the Smith Act. Do you agree with the judgment in that case? Please say a few words about why you agree or disagree with the Dennis judgment.

Posner: Hand’s formula in Dennis is I think fine—it is a variant of the famous Hand negligence formula from his opinion in Carroll Towing. The Communist Party leaders were essentially agents of the Soviet Union, so I don’t see why their speech should be thought privileged by the First Amendment.

Question: Don’t phrases like “clear and present danger” (which, by the way, was used by the attorney Benjamin W. Shaw in 1918) invite, as Paul Freund suggested in 1949, a kind of mantra-like application devoid of the kind of realist and pragmatic balancing you endorse?

Posner:  It’s a dumb phrase. A murky remote danger could be very great.

Question: Based on what you know in light of the book you edited on Holmes, did he get the judgments right in Schenck, Frohwerk and Debs?

Posner: Probably not in Schenck or Debs; I don’t recall Frohwerk.

Question: “Thus we consider this case against the background of a profound national commitment to the principle that debate on public issues should be uninhibited, robust, and wide-open . . . .”

Do you consider those lines from New York Times Co. v. Sullivan (1964) to be “unpragmatic rhetoric”?

Posner: Empty rhetoric.

 Question: The Rehnquist and Roberts Courts have said relatively little about textualism when it comes to free speech and press issues. Why do you suppose that is?

Posner: There is no text. “Freedom of speech” is a heading, not a test.

Chief Justice John Roberts

Chief Justice John Roberts

Question: The Roberts Court has rendered 36 First Amendment free expression rulings. How would you characterize the First Amendment jurisprudence of the current Court?

Posner: Very nice for fat cats and enemies of abortion.

Question: You have long been on record as being a critic of the Court’s decision in Buckley v. Valeo (1976). You maintain that the “American system of campaign financing is extremely porous and is widely and probably correctly believed to constitute a thinly disguised system of quasi-bribes of elected officials; at the very least it tilts the playing field very steeply toward the wealthy and the well organized . . . .” Given that, how bad in your view have things become in light of rulings such as McCutcheon v. FEC (2014)?

Posner: Very bad.

Question: Do you favor some kind of constitutional amendment to remedy the problems you have identified

Posner: [The idea of a constitutional amendment is] a waste of time.

Posner on Roberts

Can so naive-seeming a conception of the political process reflect the actual beliefs of the intellectually sophisticated Chief Justice? Maybe so, but one is entitled to be skeptical. Obviously, wealthy businessmen and large corporations often make substantial political contributions in the hope (often fulfilled) that by doing so they will be buying the support of politicians for policies that yield financial benefits to the donors. [Source here]

Question: In his dissent in McCutcheon v. FEC (2014), Justice Breyer declared: “the First Amendment advances not only the individual’s right to engage in political speech, but also the public’s interest in preserving a democratic order in which collective speech matters.” What is you view on this idea “collective speech” and the First Amendment?

Posner: A little high-falutin’ for my taste. I would just say that large corporations and wealthy people shouldn’t be allowed to buy elections.

Question: Despite your criticisms of Buckley and its progeny, you have also expressed serious doubts about campaign finance reform proposals. Please explain why you think such efforts are problematic.

Posner: Have I? I don’t recall

Question: In Frontiers of Legal Theory you wrote: “Individuals or groups that have more money than the average amount of money have always had more than the average ability to spend money on trying to influence public opinion. We do not consider such inequality a compelling reason for limiting free speech.” Do you still believe that?

Posner: The mere fact of inequality is not critical. And it would be very difficult for a new candidate to get launched without access to substantial donors. The problems are the concealment of the identity of big donors, the implicit quid pro quo (donor is buying influence, and donee who is not influenced is unlikely to obtain substantial future donations), and the failure to place some ceiling on the amount of donations that a particular individual should be free to make. And I doubt that companies as distinct from individuals should be permitted to make campaign contributions.

Question: As you know, the speech in question in Citizens United involved a political documentary titled Hillary: The Movie. A conservative non-profit group sought to air it within 30 days of the primary. During oral arguments in the case, the question was asked: “What if the particular movie involved here had not been distributed by Video on Demand? Suppose that people could view it for free on Netflix over the Internet? Suppose that free DVDs were passed out. Suppose people could attend the movie for free in a movie theater; suppose the exact text of this was distributed in a printed form.”

 How would you answer that question? Is it your position that showing that political documentary and/or publishing a book on it during an election is not protected speech under the First Amendment?

Posner: The question is the scope of protection. I don’t think the First Amendment should be interpreted to prevent government from limiting the amount of broadcasting (or equivalent, like movies) in the last few weeks before a national election.

Question: What is your view of the secondary effects doctrine as it has been applied by the Court and lower courts since its use in Renton v. Playtime Theatres, Inc. (1986) and then again in Barnes v. Glen Theatre (1991), which overruled an opinion that you authored. In 1988, your former boss, Justice William Brennan, warned that the doctrine “could set the court on a road that will lead to the evisceration of First Amendment freedoms.” Do you agree? Where do you stand on this matter?

Posner: I don’t think there’s anything wrong with it if it is supported by real evidence, though I think it was misapplied in the Barnes case because there wasn’t any evidence that nude dancing promotes crime to any significant extent.

The next installment, the seventh, in the Posner on Posner series was scheduled to be “On Judicial Reputation.” It will now be preceded by a special post on free speech and privacy.  

On Privacy, Free Speech, & Related Matters – Richard Posner vs David Cole & Others

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I’m exaggerating a little, but I think privacy is primarily wanted by people because they want to conceal information to fool others. Richard Posner

Privacy is overratedRichard Posner (2013)

 Much of what passes for the name of privacy is really just trying to conceal the disreputable parts of your conduct. Privacy is mainly about trying to improve your social and business opportunities by concealing the sorts of bad activities that would cause other people not to want to deal with you.Richard Posner (2014)

This is the seventh installment in the “Posner on Posner” series of posts on Seventh Circuit Judge Richard Posner. The first installment can be found here, the second here, the third here, the fourth here, the fifth here, and the sixth one here.

Privacy has been on Richard Posner’s mind for more than three-and-a-half decades. His views, as evidenced by the epigraph quotes above, have sparked debate in a variety of quarters, both academic and policy. In some ways those views seem oddly consistent with his persona – on the one hand, he is a very public man as revealed by his many writings, while on the other hand, he is a very private man about whom we know little of his life outside of the law save for a New Yorker piece on him thirteen years ago.

On the scholarly side of the privacy divide, his writings include:

  1. The Right of Privacy,” 12 Georgia Law Review 393 (1978)
  2. Privacy, Secrecy, and Reputation,” 28 Buffalo Law Review 1 (1979)
  3. The Uncertain Protection of Privacy by the Supreme Court,” 1979 Supreme Court Review 173
  4. The Economics of Privacy,” 71 The American Economic Review 405 (1981)
  5. Privacy,” Big Think (video clip, nd)
  6. Privacy is Overrated,” New York Daily News, April 28, 2014

For a sampling of Judge Posner’s opinion on privacy, go here (and search Privacy)

(Note: Some links will only open in Firefox or Chrome.)

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Privacy – “What’s the big deal?”

Privacy interests should really have very little weight when you’re talking about national security. The world is in an extremely turbulent state – very dangerous. — Richard Posner (2014)

Recently, Georgetown Law Center held a conference entitled “Cybercrime 2020: The Future of Online Crime and Investigations” (full C-SPAN video here). In the course of that event, Judge Posner joined with others in government, private industry, and in the legal academy to discuss privacy, the Fourth Amendment, and free speech, among other things. A portion of the exchange between Judge Posner and Georgetown law professor David Cole was captured on video.

Judge Richard Posner

Judge Richard Posner

Scene: The Judge sitting in his office, speaking into a video conference camera — As he rubbed his fingers across the page and looked down, Posner began: “I was thinking, listening to Professor Cole, what exactly is the information that he’s worried about?” Posner paused, as if to setup his next point: “I have a cell phone – iPhone 6 – so if someone drained my cell phone, they would find a picture of my cat [laughter], some phone numbers, some e-mail addresses, some e-mail texts – so what’s the big deal?”

He then glanced up from the text he appeared to be reading and spoke with a grin: “Other people must have really exciting stuff. [laughter] Could they narrate their adulteries or something like that?” [laughter] He then waved his hands in the air before posing a question to the Georgetown Professor.

“What is it that you’re worrying about?” Posner asked as if truly puzzled.

At that point, Cole leaned into his microphone and looked up at the video screen bearing the Judge’s image next to case reports on his left and the American flag on his right.

Cole: “That’s a great question, Judge Posner.”

Professor Cole continued, adding his own humor to the mix: “And I, like you, have only pictures of cats on my phone. [laughter] And I’m not worried about anything from myself, but I’m worried for others.”

On a more substantive note, Cole added: “Your question, which goes back to your original statement, . . . value[s] . . . privacy unless you have something to hide. That is a very, very shortsighted way of thinking about the value [of privacy]. I agree with Michael Dreeben: Privacy is critical to a democracy; it is critical to political freedom; [and] it is critical to intimacy.”

The sex video hypothetical

And then with a sparkle in his spectacled eye, Cole stated: “Your question brings to mind a cartoon that was in the New Yorker, just in the last couple of issues, where a couple is sitting in bed and they have video surveillance cameras over each one of them trained down on the bed [Cole holds his hands above his head to illustrate the peering cameras]. And the wife says to the husband: ‘What are you worried about if you’ve got nothing to hide, you’ve got nothing to fear.’”

Using the cartoon as his conceptual springboard, Cole moved on to his main point: “It seems to me that all of us, whether we are engaged in entirely cat-loving behavior, or whether we are going to psychiatrists, or abortion providers, or rape crises centers, or Alcoholics Anonymous, or have an affair – all of us have something to hide. Even if you don’t have anything to hide, if you live a life that could be entirely transparent to the rest of the world, I still think the value of that life would be significantly diminished if it had to be transparent.”

Without missing a beat, Cole circled back to his video theme: “Again you could say, ‘if you’ve got nothing to hide, and you’re not engaged in criminal activity, let’s put video cameras in every person’s bedroom. And let’s just record the video, 24/7, in their bedroom. And we won’t look at it until we have reason to look at it. You shouldn’t be concerned because . . .’”

At this point, Posner interrupted: “Look, that’s a silly argument.”

Cole: “But it’s based on a New Yorker cartoon.”

The Judge was a tad miffed; he waved his right hand up and down in a dismissive way: “The sex video, that’s silly!Waving his index finger to emphasize his point, he added: “What you should be saying, [what] you should be worried about [are] the types of revelation[s] of private conduct [that] discourage people from doing constructive things. You mentioned Alcoholics Anonymous . . .”

Cole: “I find sex to be a constructive thing.”

Obviously frustrated, Posner raised his palms up high in protest: “Let me finish, will you please?”

Cole: “Sure.”

Posner: “Look, that was a good example, right? Because you can have a person who has an alcohol problem, and so he goes to Alcoholics Anonymous, but he doesn’t want this to be known. If he can’t protect that secret,” Posner continued while pointing, “then he’s not going to go to Alcoholics Anonymous. That’s gonna be bad. That’s the sort of thing you should be concerned about rather than with sex videos. . . . [The Alcoholics Anonymous example] is a good example of the kind of privacy that should be protected.”

David Cole

Professor David Cole

Privacy & Politics 

Meanwhile, the audience listened and watched on with its attention now fixed on the Georgetown professor.

Cole: “Well, let me give you an example of sex privacy. I think we all have an interest in keeping our sex lives private. That’s why we close doors into our bedroom, etc. I think that’s a legitimate interest, and it’s a legitimate concern. And it’s not because you have something wrong you want to hide, but because intimacy requires privacy, number one. And number two: think about the government’s use of sex information with respect to Dr. Martin Luther King. They investigated him, intruded on his privacy by bugging his hotel rooms to learn [about his] affair, and then sought to use that – and the threat of disclosing that affair – to change his behavior. Why? Because he was an active, political, dissident fighting for justice.”

“We have a history of that,” he added. “Our country has a history of that; most countries have a history of that; and that’s another reason the government will use information – that doesn’t necessarily concern [it] – to target people who [it is] concerned about . . . – not just because of their alcohol problem [or] not just because of their sexual proclivities – but because they have political views and political ideas that the government doesn’t approve of.”

At this point the moderator invited the Judge to respond.

Posner: “What happened to cell phones? Do you have sex photos on your cell phones?”

Cole: “I imagine if Dr. Martin Luther King was having an affair in 2014, as opposed to the 1960s, his cell phone, his smart phone, would have quite a bit of evidence that would lead the government to that affair. He’d have call logs; he might have texts; he might have e-mails – all of that would be on the phone.”

The discussion then moved onto the other panelists.

Afterwards, and writing on the Volokh Conspiracy blog, Professor Orin Kerr, who was one of the participants in the conference, summed up his views of the exchange this way:

“I score this Cole 1, Posner 0.”

The First Amendment — Enter Glenn Greenwald

Following the Georgetown conference, several commentators took sharp exception to Judge Posner’s comments on privacy. For example, Nick Gillespie, the editor of Reason, tagged Posner’s comments as “incredibly – even willfully – naive.” But the most critical and extended comments came from Glenn Greenwald, the controversial Pulitzer Prize-winning journalist who transmits his editorial barbs from Brazil.

Glenn Greenwald

Glenn Greenwald

Coating some of his other claims with rhetorical gloss, Greenwald nonetheless tendered three key arguments: (1) he contested the idea that if one were law-abiding, one had nothing to fear about government surveillance; (2) he alleged that the wealthy and powerful are seldom the targets of government surveillance; and (3) if Judge Posner really believed in what he said, he should, among other things, make his e-mails public. And then by way of a thumb-in-your-eye kind of tactic, Greenwald posted Posner’s 2010 Financial Disclosure Report — in it the name of a trust account that the Judge oversees (or once did) is redacted.

When asked about Greenwald, Posner wanted nothing to do with the man. When I asked him to comment on one of Greenwald’s arguments (see below) and thereby offer his side of the argument, he declined. Here is the passage in question:

Glenn Greenwald on Posner, Privacy & the First Amendment

“To see how power-based rather than principled Posner’s views are, consider what he said and did in a 2011 case – brought by the ACLU — where he mocked the idea that citizens have a First Amendment right to film the police. During oral argument, he immediately interrupted the ACLU lawyer arguing that citizens have this right, and the following exchange occurred:

Judge Posner: Once all this stuff can be recorded, there’s going to be a lot more of this snooping around by reporters and bloggers.

ACLU attorney Richard O’Brien: Is that a bad thing, your honor?

Judge Posner: Yes, it is a bad thing. There is such a thing as privacy.

“Like so many federal judges, Judge Posner recognizes rights only when they belong to agents of the state or the economic elite. When it’s ordinary citizens at issue, he snidely rejects any such protections. Of course, this is exactly backwards: those exercising public power (police officers) have a lower entitlement to privacy than private individuals. But power-servants like Judge Posner view only actors of the state and those who serve it (such as himself) as entitled to these prerogatives.” [Source here]

Note: Judge Posner’s dissent in the case in question, ACLU v. Alvarez (7th Cir., 2012), can be found here.

The Future

Screen Shot 2014-12-14 at 8.32.59 AM“There is a tendency to exaggerate the social value of privacy. I value my privacy as much as the next person, but there is a difference between what is valuable to an individual and what is valuable to society.” Those are Richard Posner’s words. They are also the words that may one day be quoted back to him when it comes to his own privacy.

Sometime next year the public will be able to peer into the private life of Judge Posner as never before. Why? The answer has everything to do with William Domnarski’s forthcoming biography of Richard Posner. When that time comes, the Judge will be the subject renewed commentary of all kinds.

When those biographical pages are turned, how will the public judge Posner? How moderate will commentators be when they quote the following words back him? – “‘Privacy’ is really just a euphemism for concealment, for hiding specific things about ourselves from others.”

Bold claims indeed. They are the kind of open-ended statements that can boomerang on a public official, even one who enjoys the secrecy of the judicial robe. Undeterred, Posner is bolder still: “Privacy-protecting laws are paternalistic.” That “paternalism” may one day be sought out by the very man who mouthed those words. And then again, perhaps not.

Words, words, words — so many more words: “We market ourselves the way sellers of consumer products market their wares — highlighting the good, hiding the bad.” Here, too, those are Posner’s words. They are the kind of words likely to linger once we see Richard Posner in a more revealing biographical light. (I will return to this point and related ones in the final installment in this series – “Afterword: Posner at 75 – ‘It’s My Job.’”)

This next installment, the eighth, in the Posner on Posner series is titled “On Judicial Reputation – More Questions for Judge Posner.” Future installments include “Posner on Same-Sex Marriage – Then and Now” (which does not include questions posed to the Judge since the 7th Cir. case is on appeal) and a Q&A with Judge Posner’s biographer.  

On Judicial Reputation: More Questions for Judge Posner

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Successful people often are insecure (though they may hide their insecurity behind a facade of bluster); it is what drives them to success. – Richard Posner (1994)

We are experts in self-presentation, in acting a part to further our aims and interests. We have, all of us, a public relations strategy.  Richard Posner (May 5, 2011)

I have never yearned for greatness!  Richard Posner (November 26, 2014)

This is the eighth installment in the “Posner on Posner” series of posts on Seventh Circuit Judge Richard Posner. The first installment can be found here, the second here, the third here, the fourth here, the fifth here, the sixth here, and the seventh one here.

In Judge Richard Posner’s The Essential Holmes, he echoed a line from Oliver Wendell Holmes concerning John Marshall. This is that line: “A great man represents a great ganglion in the nerves of society, or to vary the figure, a strategic point in the campaign of history, and part of his greatness consists in his being there.”

Holmes’s resort to the word “ganglion” (meaning a swelling, or mass of nerve cell bodies, or a nerve cell cluster) is rather opaque — his use of the term is not readily apparent. But to tease the Holmesian metaphor out a bit, part of a judge’s greatness depends on a willingness and ability to successfully affect or change the nerve center of a society. In other words, a true capacity to alter something central. The alternative Holmesian account of greatness hinges on a combination of strategy and timing (or one might say Fortuna). That is, judicial reputation depends on a special ability to seize the perfect moment and act boldly – the case of John Marshall, circa, 1803, comes immediately to mind.

Surprisingly, to talk with Richard Posner one might assume from what he says in his all-too-causal manner that he has little or no interest in greatness or judicial reputation as it pertains to him. Strange from a man who has written on book on judicial reputation (not to be confused, he tells us, with judicial greatness) and who in so many ways seems to have a will for greatness. But don’t believe it, he admonishes us emphatically: “I have never yearned for greatness!”  

According to Judge Posner, Cardozo was a highly reputed jurist and Holmes was a great jurist. But what of Posner? Silence. Apparently, he doesn’t care to discuss it. Why? Perhaps because as a maverick jurist (and he is surely that), he cannot appear to seek public approval. And yet, if one were to invoke his own criteria for measuring judicial reputation, Judge Posner would rank quite high. (See e.g., Ronald Collins & David O’Brien, “Gauging Reputations, National Law Journal, pp. 13-14, April 1, 1991, and Lawrence Cunningham, “Cardozo and Posner: A Study in Contracts,” William & Mary Law Review (1985).) Fine, he might say, brushing it off with a disinterested look. And what of his legal legacy? Of that he claims to care not: “I have absolutely no interest in my posthumous reputation,” he assures us.

So there you have him: a great jurist (or should I say a highly reputed jurist?) who really does not care a bit about being seen as great. Speaking of that subject, see Richard Posner, “The Hand Biography and the Question of Judicial Greatness,” 104 Yale Law Journal 511, (1994).

All that said, in what follows, Judge Posner says a few things about these matters in connection with various American jurists.

Note: Some of the links used below will open in Firefox and Chrome but not in Safari.

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Max Lerner

Max Lerner

Question: In his book Nine Scorpions in a Bottle (1994), the late Max Lerner asserted: “There is no recipe for judicial greatness. Yet, if hard-pressed, I should settle for someone with a flexible mind, a compassion for the walking wounded, a refusal to be cowed by power, a capacity to live with the contradictions of life and to separate the permanent from the transient.” And then he added: “That is what I should call a passionately judicial temperament, and only a few have had it.” Before we turn to your own particular views on the subject, what is your opinion of Mr. Lerner’s recipe (albeit tentative) for judicial greatness?

Posner: [As for Lerner’s formula for greatness, I find it] a little puffed up. Forget greatness. A very good judge is a judge who is well educated and intelligent, hard working, willing to write his own opinions, curious about the real-world activities, transactions, and institutions out of which the cases he hears arise, collegial, and aware (so far as anyone can be aware) of his limitations and of the influences that play on him as a result of his upbringing, ideology, career, and temperament.

Posner on the Criteria for Judicial Greatness

For one thing the criteria of judicial greatness are contested. Some might insist that a judge’s greatness consists in the “rightness” of his decisions as judged by the test of time. I think that this is too demanding a standard. Most judicial decisions, even of the agreed-to-be-the-greatest judges, like most scientific discoveries, even of the universally acknowledged greatest scientists, usually are superseded and in that sense eventually proved “wrong.” I believe that the test of greatness for the substance of judicial decisions, therefore, should be, as in the case of science, the contribution that the decisions make to the development of legal rules and principles rather than whether the decision is a “classic” having the permanence and perfection of a work of art. . . Creativity is .  . . one possible criterion ofjudicial greatness. Another . . . . is the gift of verbal facility that enables a familiar proposition to be expressed memorably, arrestingly, thus enforcing attention, facilitating comprehension, and, often, stimulating new thought (in which case the expressive dimension of judicial greatness merges with the creative). [Source here]

Question: Almost a quarter-century ago you called on scholars to pay considerably more attention to “critical judicial study” by way of quantitative analysis of judicial reputation, influence, and achievement. Do you think that call has been heeded?

Posner: A little, not a great deal.

UnknownQuestion: The quantitative analysis you employed in Cardozo: A Study in Reputation (1990) turned largely, and understandably so, on a judge’s reputation within the legal community. But greatness surely extends beyond the confines of that domain and into the larger public realm. How is judicial reputation to be gauged at that macro level? And how does that pursuit of greatness differ, if at all, from one confined to the legal community?

Posner: No one outside the legal profession (with the intermittent exception of politicians) is interested in judges other than Supreme Court Justices. I don’t think it’s healthy for judges to worry about what lay people think of them.

Question: Most judges, you contend, “would rather be regarded as sound than as original, as appliers of the law rather than inventors of it. Judges find it politic to pretend that they are the slaves of the law, never its masters and the competitors of legislators.” If a judge takes that creed of moderation seriously, is such a jurist likely to be heralded as great?

Posner: As I said earlier, forget greatness. The judges who adopt the pretense will be respected by many other judges and applauded by legislators, who don’t like the idea of judges making law, though judges to make a great deal of law.

Question: You have suggested that “rhetorical power may be a more important attribute of judicial excellence than analytical power.” Why? And should that be so?

Posner: The analytical issues presented by cases are rarely complex or difficult, though lawyers and judges and law professors try to make them seem so. The insights of the excellent judges tend to be the result of intuition, experience, and temperament rather than of analysis, and the rhetorical power in which they are expressed are important to the persuasiveness and reception of the insights.

None of the [current Justices] has any empirical, technical background. They’re just humanities majors. Richard Posner, Oct. 23, 2014, University of Chicago Law School remarks.

Question: In terms of his position in American law, what single trait do you think best helps to explain Chief Justice John Marshall’s revered and lasting reputation?

Posner: He had a great deal of common sense and government experience, and he wrote forcefully and lucidly.

Justice Joseph Story

Justice Joseph Story

Question: By the time he died in 1845, Justice Joseph Story published twenty-one books after his three-volume Commentaries on the Constitution of the United States, which was a major legal work for its time and long afterwards. And he authored some important opinions such as Martin v. Hunter’s Lessee (1816), Swift v. Tyson (1842), and Prigg v. Pennsylvania (1842). And yet, today the man and his work seem to be largely forgotten. Why do you suppose that is?

Posner: I don’t know. I’ve never read anything by him. Prompted by your question, I read his opinion in Swift v. Tyson. I thought it was well written, though not as well written as Marshall’s opinions.

[RC: Consider Bernard Schwartz, “Supreme Court Superstars: The Ten Greatest Justices” (1995) (ranking Story as second greatest Justice.]

Question: I was struck by how much the reputational stock of some of the judges and scholars you listed in Tables 1-4 of your Cardozo book has dropped since you published that work in 1990. Is judicial reputation thus akin, at least in some general way, to the rise-and-fall celebrity stardom of, say, the Michael Jackson variety? If so, how does a judge best secure a reputation that lasts over generational time?

Posner: The decline is experienced by almost all judges, simply because law changes as society changes, and the old cases cease to have any relevance. Well-written opinions have the best survival chances, because the quality of the writing is independent of the currency or importance of the issues.

Question: The filaments of Holmes’ thought, you maintain, included “Nietzschean vitalism.” Tell us more about that and why you think it important.

Posner: It’s the anti-religious attitude that human beings should create their own values; it exalts freedom. There is a hint of that in Holmes’s free-speech opinions.

Posner on Gerald Gunther’s Biography of Learned Hand

What the book is not is critical, analytical, theoretically ambitious, “deep” . . . What does not lend itself to Gunther’s style of historiography is the actual core of Hand’s career: his fifty-two years as a federal judge-his countless votes and 3000 published opinions (a misleading number, though, as we shall see) distributed over many different fields of law. . . . Much as Gunther admires Hand, the emphasis he places on Hand’s constitutional views does disservice to Hand’s reputation. For it puts Hand in direct competition with Holmes, a competition that Hand, good as he was, cannot win. [Source here]

UnknownQuestion: Despite what Holmes said to him in 1931, by 1958 Learned Hand seemed ill equipped to “capture the imagination of his time.” According to Constance Jordan (the editor of the Judge’s correspondence), Hand’s little book The Bill of Rights (1958) “received a generally negative response.” In a subsequent 1963 printing of the book, Judge Charles Wyzanski observed: “Judge Hand’s thesis has not been supported by a single eminent judge or professor.” And yet, Learned Hand has done well by biographers and appears to have assumed a place in the pantheon of American jurists. Why?

Posner: That book was not good, but he was very old. His reputation rests on earlier opinions and some articles, also earlier.

Question: In what particular way, if any, did Felix Frankfurter distinguish himself as a Justice? And what was his greatest failing?

Posner: His writing was often pompous, overblown, and sometimes downright phony. But he wrote a number of good opinions.

Question: Part of Holmes’ greatness seems to be attributable to the persistent efforts of the editors of The New Republic along with those of Harvard Professor Felix Frankfurter. In other words, a great judge’s reputation depends in real part on promoters, especially those in the legal academy who author casebooks. Do you agree? Can you say a few words about that and how a judge cultivates such a following?

Posner: I don’t think judges should “cultivate” anybody.

Posner on Principles

We should mark the family resemblance between Bickel’s moral vanguardism, despite its cloak of principles, and the active side of Holmes’s “can’t helps” or “puke” test. Both are delaying games in the sense that if public opinion is very strongly in favor of some policy that the Justices cannot stomach, eventually they will have to give way; the moral vanguard has to stop its march if there is no one following it. But there is an important difference between the two approaches. Bickel thought that the Justices could educate the masses to fall in line with the Justices’ superior insights. Holmes harbored no such hopes, which he would have described as illusions, because he was skeptical about the force of moral reasoning. – Foreword, Harvard Law Review (2005)

Question: In Reflections on Judging you say of Judge Henry Friendly that he was “quite possibly the all-around analytically most proficient appellate judge in American history . . . .” Perhaps consistent with that description, if only in a general sense, in your foreword to David Dorsen’s biography of the Judge you describe Friendly’s judicial opinions as “almost Teutonic.” By that did you mean turgid and/or highly analytical and thus difficult to comprehend? If so, is that a virtue or a vice for a judge aspiring to be great? Or did you mean something altogether different from what I have suggested?

Posner: He didn’t write very well. His opinions tend to be too long and too detailed.

Screen Shot 2014-11-21 at 9.33.44 AMQuestion: In your introductory comments to the Friendly biography, you noted that some of what you learned in reading that book induced you to make “certain changes” in your “judicial practice.” What were those changes and how important do you consider them?

Posner: I decided to spend more time on my cases and less on academic research and writing. I wanted to be as good as Friendly! I didn’t and don’t regard that as an attainable goal, but there’s nothing wrong with having goals for which one strives without complete success.

Question: “The institution of the signed opinion,” you maintain, “enables a judge to cultivate an admiring audience outside of, and even antagonistic to, his judicial colleagues . . . .” Is there something distinctive about your signed opinions that one would not find in a per curiam opinion you wrote? And for posthumous purposes, would you consider listing your per curiam opinions in a compilation of all of your judicial opinions?

Posner: I stopped issuing per curiam opinions some time ago; it didn’t seem to me that “per curiam” was sending a useful signal; I couldn’t see the point of concealing authorship. West asks each judge to list his per curiams, and they are then included in the annual volume of a judge’s opinions, which West prepares and sends to the judge. So anyone who is interested could find out which per curiams have been mine. 

On Justice Brennan 

William Brennan was a very nice person and a very good boss [Judge Posner clerked for Justice Brennan]. But he was indifferent to what was in the opinion; he just cared about results. He had been a very good judge on the New Jersey Supreme Court. He had legal analytic abilities. He just didn’t care about them as a Justice of the U.S. Supreme Court. (Interview with Eric J. Segall, N.Y. Rev. of Books, Sept. 29, 2011) (For a kinder assessment, see Richard Posner, “A Tribute to Justice William J. Brennan, Jr.. 104 Harv. L. Rev. 13 (1990).)

Question: In terms of your own approach to law, your analytical and rhetorical skills, and your overall judicial temperament, what great judges are you most like and which great ones are you least like? And why? (I trust our readers will understand that in asking such a question I invite you to eschew any needless self-effacement.)

Posner: I don’t think I’m much like any of them.

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By way of a closing note, readers may find it helpful to consider yet one more statement by Judge Posner on the kind of things he thinks a biographer should focus on in analyzing the reputation of his subject.

[In Learned Hand’s case as with others, one must examine his] judicial workload; [study] how he allocated his time between his judicial activities and his extensive social (and at times political) life outside the court; whether he cut any comers in his judicial work; how heavily he relied on the parties’ briefs and oral arguments; where he got the idea for the “‘Hand formula”; whether his opinions differ systematically from those of his colleagues along such dimensions as length and number of citations; whether his opinions were and continue to be cited more heavily than those of his colleagues; how often he made factual or legal errors; how opinion-writing assignments were made in his court; whether he consciously specialized in any particular classes of case; how often he cited his own opinions; why he wrote so few diversity opinions; whether he got his opinions out faster or slower than his colleagues did; whether he tried to keep up with the opinions of other courts; how often he was reversed by the Supreme Court . . . . [Source here]

As already noted, Judge Posner was critical of the late Gerald Gunther for not devoting more attention to such matters. All of this and more will take on new meaning with the advent of the forthcoming biography of Judge Posner by William Domnarski.

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This next installment, the ninth, in the Posner on Posner series is titled “Posner on Same-Sex Marriage – Then and Now” (which does not include questions posed to the Judge since the 7th Cir. case is on appeal). The post after that is “Posner on Judicial Workloads.” 

Posner on Same-Sex Marriage: Then and Now

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. . .  I disagree with contentions that the Constitution should be interpreted to require state recognition of homosexual marriage on the ground that it is a violation of equal protection of the laws to discriminate against homosexuals by denying them that right. Given civil unions, and contractual substitutes for marriage even short of civil unions, the discrimination involved in denying the right of homosexual marriage seems to me too slight (though I would not call it trivial) to warrant the courts in bucking strong public opinion . . . . — Richard Posner (2005)

At various points [in oral arguments in the same-sex cases], Judge Posner derided arguments from the Wisconsin and Indiana lawyers as “pathetic,” “ridiculous,” and “absurd.” – David Lat (2014)

This is the ninth installment in the “Posner on Posner” series of posts on Seventh Circuit Judge Richard Posner. The first installment can be found here, the second here, the third here, the fourth here, the fifth here, the sixth here, the seventh here, and the eighth one here.

Following the fourth installment in the Posner on Posner series of posts, someone commented on a point Judge Posner made in response to a question posed to him by Professor Kathryn Watts. That comment is set out below. Following it are excerpts from Judge Posner’s 1997 Michigan Law Review essay critiquing Professor William Eskridge’s The Case for Same-Sex Marriage: From Sexual Liberty to Civilized Commitment (1996). Accompanying them are some excerpts from Judge Posner’s opinion Baskin v. Bogan (7th Cir., Sept. 4, 2104, cert. denied and cert denied sub nom., 135 S. Ct. 316) in which he struck down two state laws banning same-sex marriage.

judgeposner_2010All of this is offered up duly mindful what Judge Posner said in a July of 2014 interview: “I’ve changed my views a lot over the years. I’m much less reactionary than I used to be. I was opposed to homosexual marriage in my book Sex and Reason (1992) [see here re those arguments], which was still the dark ages regarding public opinion of homosexuality. Public opinion changed radically in the years since. My views have changed about a lot of things.”

Of course, those comments from his 2014 interview with Joel Cohen were rendered before the Baskin case came before his court. Since the same-sex marriage cases are not  before the Supreme Court for review, I did not ask the Judge to comment on the matter.

That said, I begin with the online commentators remarks and will thereafter proceed to offer some excerpts:

  1. from Posner’s Sex and Reason (S&R)
  2. his Michigan Law Review essay (MLR)
  3. his Baskin opinion (BB), and
  4. some excerpts from the petition (CP) filed by the Attorney General of Indiana in Baskin since it references Judge Posner’s Michigan Law Review Essay and does so in support of its arguments for reversing the Seventh Circuit’s ruling.

Before offering any excerpts, however, I offer a historical sketch of the legal context in which Judge Posner found himself when he first wrote his book and law review essay and thereafter when he wrote his Baskin opinion.  

(Note: Some of the links below will open in Firefox and Chrome but not in Safari.)

Praise for Posner: On Judges Educating the Public

LGBT (12-3-14)Judge Posner, I am thinking you will probably read comments so I am taking this opportunity to reach out to you and sincerely thank you for your decision on the Wisconsin & Indiana cases on Gay Marriage. Your ruling was a Tour de Force (!) that got quoted & re-quoted all over the gay blogosphere. The lawyers and other Judges will remember other things you did, but the PUBLIC will remember your decision in the Gay Marriage cases. This will be the opinion that will be cited in the History books. And what was REALLY GREAT is how fast you turned it around. It was oral arguments, then BAM! . . .”

“How wrong you are when you say in your interview, ‘it’s unrealistic for judges to try to educate the general public. I don’t think the general public is interested in anything about judicial opinions except who won the case.’ Not in the Gay Marriage cases; the interest is not simply that we won, but WHY we won. Your words have been copied and pasted all over the gay blogosphere. I know that there is one gay website that gets 30 million hits a year, just that one site. Trust me your opinion was read by millions. It wasn’t simply who won, but WHY the gays won. It was validation to them, they read it and felt validated. You told them they were Equal, and that raised a lot of emotions. Tears were shed, a lot of them. People were commenting how they were reading your opinion and crying, it was very emotional for many, many people. Your opinion will most certainly go down in the history books on the history of the Gay Rights Movement. And I thank you deeply for it.”

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The Historical Backdrop

UnknownTurn the clock back to 1992, the time when then Judge Posner published Sex and Reason. That was before the Hawaii Supreme Court’s seminal ruling in Baehr v. Lewin (1993) in which it ruled that denying marriage licenses to same-sex couples violated the equality of rights provision of the state constitution unless the state could demonstrate a compelling interest for such discrimination. And the year before Posner published his Michigan Law Review essay (when Eskridge taught at Georgetown), President Bill Clinton signed the Defense of Marriage Act into law. Recall, that law permitted the states to refuse to recognize same-sex marriages and remained on the books until Section 3 of the Act was declared unconstitutional by a 5-4 margin in United States v. Windsor. In 1999 Vermont Supreme Court took the lead in ordering the state legislature to establish laws permitting same-sex marriages (Baker v. Vermont was the case). In 2000 the Vermont legislature enacted just such a law, making Vermont the first state in the Union to recognize same-sex marriages.

 As for guidance from the Supreme Court, recall that Romer v. Evans (a rather confusing opinion by a divided Court) was handed down in 1996 and Lawrence v. Texas in 2003.

Different Domains: Scholarly Opinions vs Judicial Opinions 

If pursued with characteristic Posnerian relentlessness, [several of his] premises [in Sex and Reason] could yield radically pro-gay policies. But Posner does not press his analysis and, instead, neglects his stated first principles. His treatment of gaylegal issues tends to collapse into well-meaning ad hoc-ness.

[R]epealing sodomy laws and outlawing overt discrimination against bisexuals, gay men, and lesbians are easy cases for a rationalist, libertarian analysis. But a tough-minded cost-benefit analysis [such as the one Posner employs] would not stop with the easiest cases. Recognizing the same constitutional right to privacy for same-sex intimacy as is accorded different-sex intimacy, ending the military’s exclusion of bisexuals, gay men, and lesbians, and requiring states to issue marriage licenses to same-sex couples are conclusions that are scarcely less compelling under Posner’s first principles. Yet Posner himself rejects or avoids these latter conclusions. And he does not even discuss other issues of profound importance to lesbian, gay, and bisexual communities.                        – William Eskridge (1992)

Professor William Eskridge

Professor William Eskridge

One does not have to defend Richard Posner’s early views on same-sex marriage to concede the obvious: it was a different legal world. Still, a new legal order was emerging as evidenced by two noteworthy pieces by Professor William Eskridge: First, his 1992 Yale Law Journal review essay of Sex and Reason, and second, his 1993 Virginia Law Review article, “A History of Same-Sex Marriage.” And then there was Professor Robin West’s critical 1993 Georgetown Law Journal review essay on Sex and Reason.

 Richard Posner, an intermediate appellate judge, was not then a part of that emerging order. As a jurist he yielded, so he asserted, to the dictates of judicial modesty. While such dictates understandably restricted the direction of his judicial opinions, they need not have dictated the direction of his scholarly opinions in which he often demonstrated a unique cerebral bravado and a willingness to be a maverick in forging creative arguments. Moreover, in his capacity as a public intellectual and legal scholar, Posner was quite outspoken in refuting the critics of his work. See, e.g., his “The Radical Feminist Critique of Sex and Reason” (1993) article. In all of this, it is important to note that Posner nonetheless: (1) favored decriminalizing homosexual sex; (2) endorsed contracts of cohabitation for same-sex couples; and (3) was fine with legislative enactments legalizing same-sex marriage.

Thus, prior to the oral arguments in Baskin v. Bogan and the opinion in that case, what Posner had written in Sex and Reason and in his Michigan Law Review essay gave a meaningful degree of legal legitimacy to the campaign to oppose same-sex marriage. As late as 2004, Posner’s arguments were reproduced in a collection of essays (edited by Andrew Sullivan and first published in 1997) on same sex-marriage. And then there is his 2005 statement quoted at the outset of this post. It took nearly 17 years after the Michigan Law Review essay was published before Judge Posner expressed any significantly different views, first in a 2014 interview and then in a 2014 judicial opinion. Why so long?

A pragmatic reformer is concerned with what works and therefore cannot ignore public opinion or political realities just because the things he wants to change are not rooted in nature but instead are “mere” constructs. — Richard Posner (1995)

Safe Harbor

By the time Baskin came down, Posner was in relatively safe legal harbor – 23 appellate courts (state and federal) and eight state legislatures had legitimized same-sex marriages. And three other states had done so by way of popular initiative. Plus, there was the Supreme Court’s 2013 ruling in United States v. Windsor.

Here, too, this is not to diminish the importance of Judge Posner’s exceptionally forceful questioning in the oral arguments in Baskin along with his cogent opinion in that case. The fact that he had aligned his reasoning with the cause of same-sex marriage is significant for any variety of reasons. The pertinent point here is simply to place them in historical and political context.

Professor Robin West

Professor Robin West

While he was a maverick leading the pack when it came to law and economics, Richard Posner was a follower (albeit a thoughtful and nuanced one) when it came to law and same-sex marriage. Or to put it more boldly, consider what Professor West wrote in 1993:

“It is not his view of homosexuality as genetically determined, however, that steers Posner away from a clear endorsement of same sex marriage. It is, rather, his near-absolute refusal to think imaginatively and empathically about the subjective lives of others.”

Whether that claim is entirely true, it might be true insofar as it points to a time when Posner (the public intellectual) chose (for pragmatic reasons) to align his thought more with the status quo than with what a new vision of the law of same-sex marital equality.

As for Eskridge’s final take on Sex and Reason, he spoke frankly: “We should be insistent that our concerns be addressed now, and not delayed by the standard legal process delays.” But for Judge Posner delay prevailed – in the case of same-sex marriage, that delay took twenty-two years after Sex and Reason was published.

Still, in time the septuagenarian jurist changed his views (again, first by way of a public interview, and then by way of a judicial opinion). But why the change?

  • Was it simply that his views (like those of many of us) had evolved?

(On this point, it bears noting that Professor Eskridge viewed the world of law and same-sex marriage from a different perch than the one on which Judge Posner sits, if only because the professor is a gay man writing from that vantage point, one of historical oppression. Such factors make a difference.)

  • Was it that the mood of the nation and that of the bench had changed dramatically since the time when Posner first wrote on the subject?
  • Was it that he did not want to find himself on the wrong side of history?
  • Was it all of the above? And/or something else altogether?
Professor David Skover

Professor David Skover

The Force of Cultural Sensitization

Although I knew in the 1950s that there were homosexuals, if asked I would have truthfully said that as far as I knew I had never met one, or expected ever to meet one, any more than I had ever met or expected to meet an Eskimo. Richard Posner (2012)

To be fair, there are mitigating factors that affect the way one thinks about life and law. For example, there is age, life experience, and cultural sensitization, all major forces of change and how one comes to see and judge his or her world. When seen through such lenses, earlier and harsher opinions may soften quite a bit and prompt one to rethink yesterday’s pronouncements. In this regard, just recall Justice Lewis Powell’s change of mind on the question of gay rights (see here).

Moreover, by June of 2012 Richard Posner’s views were evolving. Simply consider his words: “Another factor in increased tolerance is that as homosexuals began feeling less pressure to conceal their homosexuality, and so began to mingle openly with heterosexuals, the latter discovered that homosexuals are for the most part indistinguishable from heterosexuals, and this created sympathy for homosexuals’ desire to be treated equally with heterosexuals both generally and in regard to marriage.” Since his view of the law is not a static one, it seems natural that as societal norms began to change, so too would his understanding of the law, albeit aided by some variations in constitutional law as announced by the Supreme Court. That is a point to which he has long held. “I do not myself see,” he said back in 1997, “a sharp line in constitutional law between what is right and what is acceptable.”

So what about the wrong side of history argument? “I don’t believe,” observed Professor David Skover, “that it was only Posner’s unwillingness to be ‘on the wrong side of history’ that prompted him to change his opinion on same-sex marriage. For one thing, he doesn’t seem terribly concerned such matters given some of the other views he has espoused over the years. My guess, and it is only that, is that cultural sensitization probably had a lot to do with it. If so, a change of opinion for that reason should be lauded.”

The Posner Push  Credit: David Michael Miller

The Posner Push
Credit: David Michael Miller

Additionally, “consider the way Judge Posner ultimately weighed in on the subject of same-sex marriage,” Skover added. “Both in the oral arguments and in his opinion in Baskin, Judge Posner thoroughly trashed each and every stereotypical argument raised for upholding same-sex marriage bans under rationality review. No one heretofore had been near as forceful in calling out (and scorning) the makeshift arguments that Wisconsin and Indiana raised . . . arguments that continue to be honored by one federal (6th Circuit) and many state courts. And for that, I applaud him – ‘better late than never,’ as they say.”

Mindful of that last point, there is the likelihood that the arguments advanced in Baskin may take on added importance for two reasons:

  1. they were advanced by one of the nation’s preeminent jurists, and
  2. because they were advanced by that same someone who came to realize the error of his former ways.

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 Past Tense — Select Excerpted Passages 

MLR – On Tolerance: “Tolerance for homosexual relationships need not imply recognition of homosexual marriage . . . .”

S&R – On Public Hostility: “[T]he public hostility to homosexuals in this country is too widespread to make homosexual marriage a feasible proposal even if it is on balance cost-justified.”

MLR – On Official Approval: “The principal opposition to homosexual marriage comes from people who believe that for the state to recognize such marriage would be to place a stamp of official approval on homosexuality. Eskridge discusses this objection at length, but I do not think he refutes it. . . . [T]here is a difference between approving a form of union and approving particular individuals who are utilizing that form. Obviously the fact that a man wearing a dress can marry a woman wearing a suit, or a rapist his victim, does not entail that the state must allow a man to marry three women at once, or his cat, or his sports car.”

CP On Common Practice: “‘[H]omosexual marriage has nowhere been a common practice, even in societies in which homosexuality was common.’” (quoting MLR)

MLR – On History & Anthropology: “Eskridge’s examples of same-sex marriage, all of which are drawn from cultures that do not emphasize companionate marriage, have very limited relevance to the case for recognizing same-sex marriage in our society. It does not follow that same-sex marriage should be forbidden, only that history and anthropology do not furnish persuasive precedents for Eskridge’s position.”

MLR – On Adoption: “I do think (Eskridge is vague about this) that homosexual couples ought not be granted the identical rights of adoption as heterosexual couples without further study of the effects of such adoption - not on the sexual orientation of the child, which I believe to be invariant to the adoptive parents’ orientation as to other environmental factors, but on the child’s welfare in the broadest sense.”

Note: In a 1993 Connecticut Law Review article Posner declared: In Sex and Reason “I discuss the pros and cons of homosexual marriage without reaching a conclusion, and I conclude that homosexuals should not be forbidden to have custody of children, that the best interests of the child may sometimes be served by such custody, and that the matter should be considered on a case-by-case basis rather than governed by blanket rules.”

MLR – On Judicial Restraint: “A decision by the Supreme Court holding that the Constitution entitles people to marry others of the same sex would be far more radical than any of the decisions cited by Eskridge. Its moorings in [1] text, [2] precedent, [3] public policy, and [4] public opinion would be too tenuous to rally even minimum public support. It would be an unprecedented example of judicial immodesty. That well-worn epithet ‘usurpative” would finally fit.”

CP – On Targeted Discrimination: “The Seventh Circuit’s refusal to examine its assumption of discrimination is all the more startling given that the opinion’s author has previously articulated the opposite view in published scholarship. Richard A. Posner, Should There Be Homosexual Marriage? And If So, Who Should Decide?, 95 Mich. L. Rev. 1578, 1582 (1997) (‘There is no legal barrier to homosexuals’ marrying persons of the opposite sex; in this respect there is already perfect formal equality between homosexuals and heterosexuals.’). In any event, a coherent understanding of traditional marriage is impossible if one begins by assuming what has yet to be proven, i.e., that it amounts to targeted discrimination.”

 BB – Suspect Discrimination: “[T]he governments of Indiana and Wisconsin have given us no reason to think they have a ‘reasonable basis’ for forbidding same-sex marriage. And more than a reasonable basis is required because this is a case in which the challenged discrimination is, in the formula from the Beach case, ‘along suspect lines.’ Discrimination by a state or the federal government against a minority, when based on an immutable characteristic of the members of that minority (most familiarly skin color and gender), and occurring against an historical background of discrimination against the persons who have that characteristic, makes the discriminatory law or policy constitutionally suspect.”

This next installment, the tenth, in the Posner on Posner series is titled “Posner on Case Workloads.” The post after that is a Q&A with the Judge’s biographer.  


FAN 42 (First Amendment News) Tribute to Al Bendich (1930-2015) — the ACLU lawyer who made the difference in the HOWL & Lenny Bruce cases

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Al Bendich, April 5, 2013

Al Bendich, April 5, 2013

Some people make a difference in their lives; some people actually add to the bounty of freedom we call ours; and some people are so modest as to go quietly into the dark of their eternal night. Albert Bendich was one of those rare few. Sadly, Al died this past Monday.

Liberty in America is better off because of Al and what he did as a lawyer for the American Civil Liberties Union. He gave legal life to poetry and lawful voice to comedy . . . and more.

To know him was to like him — calm, mild mannered, soft spoken, and kind to a fault. But if you wanted to see sparks of passion — the ones that revealed the fire burning within him — all you had to do was start up a conversation about free speech. When it came to that, this lifetime defender of free expression became quite animated, but always with the composure of a learned lawyer who knew not only the law but also its history and the grand principles underlying it.

“I can’t think of anything more rewarding than fighting for matters of fundamental principles necessary to the preservation of democracy,” said Bendich in 2009. “The ACLU,” he added, “is absolutely necessary in that process. Without it we’d be going backward instead of trying to maintain our position and maybe inch a little bit forward.”

Al Bendich was a true inspiration to everyone in the ACLU community. . . From his time as staff counsel at the ACLU of Northern California, to his days as a teacher, and then a career in music and film with his colleague Saul Zaentz, Al’s passion for the Constitution and his country was a constant. — Abdi Soltani, Executive Director, ACLU of Northern California

The People vs Poetry 

Turn the clock back to 1957. On June 3rd of that year San Francisco police arrested Shig Murao, the manager of City Lights Bookstore, for selling HOWL and Other Poems to an undercover officer. Thereafter, City Lights’s publisher Lawrence Ferlinghetti was arrested for publishing HOWL. (See here and here for accounts of the arrest and what followed).  The case, People v. Ferlinghetti, went to trial.

The trio of defense counsel: the famed and flashy criminal defense lawyer Jake Ehrlich, the talented and knowledgeable public-interest lawyer Lawrence Speiser, and a recent Boalt Hall law graduate, Al Bendich (Speiser and Bendich were ACLU lawyers).

Here is how Nadine Strossen, the ACLU’s past President and a friend of Al’s, described what happened next:  “When Al Bendich worked on the landmark HOWL case, he was a very new lawyer, and the Supreme Court’s Roth decision, defining the obscenity exception to the First Amendment, was a very new decision. The HOWL case was one of first impression — the first actual application of Roth to an obscenity prosecution. Accordingly, Al’s brief in the case played a key role in shaping the law on point.”

“All free speech advocates,” she added, “are eternally indebted to Al for brilliantly managing to construe the Roth obscenity exception as narrowly as feasible, and persuasively explaining why it didn’t encompass HOWL. The brief had a palpable impact on the judge’s historic, speech-protective opinion, which in turn has had an ongoing positive impact on law and literature alike.”

Here is a passage from that brief:

Would there be any freedom of the press or speech if one must reduce his vocabularly to vapid and innocous euphemisms? An author should be real in treating his subject and be allowed to express his thoughts and ideas in his own words. Al Bendich (brief in People v. Ferlinghetti, 1957)

When it was all over, poetry prevailed.

Screen Shot 2015-01-05 at 10.56.30 PM

It was a new day in First Amendment America. HOWL could be sold in City Lights Bookstore and elsewhere. And all of this from a ruling by a San Francisco municipal court judge (Clayton W. Horn) who wrote a remarkable opinion that drew heavily on the work of a young ACLU lawyer named Al Bendich. Incredibly, it was the last time that a poet was tried in an American court for obscenity.

Even so, censors returned to the scene. Decades later, in 2005, Congress raised limits on the fines for indecency on the broadcast airwaves. That enabled the F.C.C. to charge up to $325,000 for every violation of its standards. And those standards barred reading HOWL on broadcast radio or television. “It seems like déjà vu all over again,” said Al.

Comedy on Trial

Imagine being busted for being a tad too colorful in telling jokes (many of them by way of social commentary) in a comedy club . . . in San Francisco . . . in the 1960s. Well, it happened to Lenny Bruce — no joke! The infamous comedian was hauled away from using indecent words during his performance at a club in North Beach in 1961 (see The Trials of Lenny Bruce).

The prosecutor was Hell bent on putting the “filthy” comedian behind bars for words spoken to adults at a joint called The Jazz Workshop where the likes of Thelonious Monk and others performed. No one was offended, no one complained, and no children were in the audience. Never mind. Bruce’s choice words violated sections 176 and 205 of the Municipal Police Code (unlawful presentation of an “obscene, indecent, immoral, or impure” performance) and section 311.6 of the California Penal Code (“lewd or obscene” words used in “any public place”). Now Lenny Bruce would have to face the music — and it wasn’t free-spirited jazz.

Al Bendich & Lenny Bruce at Bruce's 1961 SF obscenity trial

Al Bendich & Lenny Bruce at Bruce’s 1961 SF obscenity trial

Bruce had been looking around for a powerhouse mouthpiece, preferably someone who was “hip” to First Amendment law. Predictably, Al Bendich’s name came up. They met, they spoke, and soon enough Al agreed to defend the comedian on First Amendment grounds. So they went to trial.

The Judge? None other than Clayton Horn, the same judge who followed Bendich’s counsel and ruled in favor of Lawrence Ferlinghetti. Given the Horn-Bendich connection, things looked quite promising for Lenny. Ever the contrarian, Bruce demanded a jury trial. It was insanity. Still, Bendich preserved and thanks to several brilliant legal maneuvers was successful in securing a not guilty ruling.

photoHere is the kicker: the jury wanted to convict Bruce but ruled otherwise solely because of the precise jury instructions given to them by Judge Horn. Said one juror afterwards: “We hate this verdict, but under the instructions there was nothing we could do but give the ‘not guilty’ verdict.”

And who drafted those instructions? Yes, it was that same ACLU lawyer. Bendich had done it again; he had beaten back the forces of censorship. Now norm-breaking poetry and speak-your-mind comedy were safe in San Francisco.

* * * * 

There is, to be sure, more to Al Bendich’s life story than those two landmark First Amendment cases. There is, for example, his many years as counsel for Fantasy Records. And there is also his work on behalf of the constitutional rights of gays (see here, circa 1960), the poor, and the criminally accused.

My last conversation with Al Bendich was about the death penalty. His opposition was deep and passionate. His abiding sense of justice stemmed from multiple sources – his brilliant intellect; his commitment to the constitution and finally, his life experience.

He also spoke with his characteristic humility, but great pride, about his role in litigating one of the  most influential  cases establishing the unconstitutional conditions doctrine for recipients of public benefits, Parrish v. Civil Service Commission. In Parrish the California Supreme Court ruled in the 1960’s that predawn “bed raids” of recipients was a violation of their Fourth Amendment rights, and that the government could not condition continued receipt of public assistance on the forfeiture of constitutional rights. — Dorothy M. Ehrlich, Deputy Executive Director, national ACLU

Remember the First Amendment lawyers 

We think of First Amendment law as synonymous with judge-made law. We know the names of the judges — Holmes and Brandeis, Black and Brennan, etc. — who penned the famous opinions. But what of the lawyers who, like Al Bendich, argued those cases and advanced novel and persuasive arguments? Regrettably, too often they receive too little credit for the work they do. We must do more to remember them, to learn from them, and to share their life stories with new generations of lawyers eager to defend civil rights and civil liberties.

Now he stands tall in the memorial ranks of other First Amendment lawyers — the likes of everyone from Walter H. Pollak to Ephraim London to Stanley Fleishman to Bruce J. Ennis and beyond. They were, after all, the ones who helped to shape the law in ways to make the impossible possible. In the process they gave new and vibrant meaning to the First Amendment.

Farewell 

“Al Bendich contributed so much to the strong protection of free expression in the United States,” said Robert Corn-Revere, a noted First Amendment lawyer. “He had the vision and courage to defend speech that many people found to be unacceptable. I hope this sad occasion will at least move us to remember — and to celebrate — his accomplishments.”

With Al in 2013

With Al in 2013

On a personal note: Al was a dear friend. A year or so ago I was with him in Seattle with David Skover, whose law school hosted a conference at which Al spoke (see video here). And then there was the time when David and I spent a wondrous evening in San Francisco with Al and his wife Pam — chatting away for hours on everything from Alex Meiklejohn to Citizens United to Humanitarian Law ProjectDespite a few differences of views, Al picked up the tab (fancy wine and all). The sparkle in his eye, his gentle grin, his soft tone, and the way he spoke with such an admirable commitment to freedom — I remember it all as I write this.

In my mind’s eye I venture to City Lights Bookstore and see Al and Lawrence Ferlinghetti there — the lawyer and the poet — talking about the need for more insurgent poetry. And I imagine the tall poet leaning over to Al and saying: “Poetry is a radical presence constantly goading us.” Al smiles. “Ah yes, and remember,” he adds, “one of the reasons we have a First Amendment is to safeguard that radical presence.”

One final thought: If you believe in the work that Al Bendich did, if you believe in freedom for radical poets and ribald comics, and if you care about free speech in America, you can do something — exercise your First Amendment rights / help to protect the rights of others (even if you disagree with them) / and support the American Civil Liberties Union (go here to donate) or whatever group (liberal, conservative, or libertarian) that supports the principle of free speech for all.

Farewell Al.

FAN 51.4 (First Amendment News) FCC Ruling: Broadband Internet Providers Have no First Amendment Rights re Access Services

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On March 12, 2015, the Federal Communications Commission issued a 400-page ruling entitled “Report and Order on Remand, Declaratory Ruling, and Order.”

UnknownBy the Commission: Chairman Tom Wheeler and Commissioners Mignon Clyburn and Jessica Rosenworcel issuing separate statements; Commissioners Ajit Pai and Michael O’Rielly dissenting and issuing separate statements.

Here are a few First Amendment related excerpts from the FCC ruling and order:

  1. Benefit to Public: “Informed by the views of nearly 4 million commenters, our staff-led roundtables, numerous ex parte presentations, meetings with individual Commissioners and staff, and more, our decision today—once and for all—puts into place strong, sustainable rules, grounded in multiple sources of our legal authority, to ensure that Americans reap the economic, social, and civic benefits of an open Internet today and into the future.”
  2. Mere Transmission: “When engaged in broadband Internet access services, broadband providers are not speakers, but rather serve as conduits for the speech of others. The manner in which broadband providers operate their networks does not rise to the level of speech protected by the First Amendment. As telecommunications services, broadband Internet access services, by definition, involve transmission of network users’ speech without change in form or content, so open Internet rules do not implicate providers’ free speech rights. And even if broadband providers were considered speakers with respect to these services, the rules we adopt today are tailored to an important government interest—protecting and promoting the open Internet and the virtuous cycle of broadband deployment—so as to ensure they would survive intermediate scrutiny.”
  3. No Speaker Status: “Claiming free speech protections under the First Amendment necessarily involves demonstrating status as a speaker—absent speech, such rights do not attach.”
  4. Limited to Access Services: “[T]he free speech interests we advance today do not inhere in broadband providers with respect to their provision of broadband Internet access services.”
  5. Cable Distinguished: “[B]broadband is not subject to the same limited carriage decisions that characterize cable systems—the Internet was designed as a decentralized ‘network of networks’ which is capable of delivering an unlimited variety of content, as chosen by the end user.”
  6. Content Neutral“Even if open Internet rules were construed to implicate broadband providers’ rights as speakers, our rules would not violate the First Amendment because they would be considered content-neutral regulations which easily satisfy intermediate scrutiny. In determining whether a regulation is content-based or content-neutral, the ‘principal inquiry . . . is whether the government adopted a regulation of speech because of [agreement or] disagreement with the message it conveys.'”
  7. Narrowly Tailored: “[T]he rules here are sufficiently tailored to accomplish these government interests. The effect on speech imposed by these rules is minimal.
  8. Citizens United Distinguished: “Our rules governing the practices of broadband providers differ markedly from the statutory restrictions on political speech at issue in Citizens United. Our rules do not impact core political speech, where the ‘First Amendment has its fullest and most urgent application.’ By contrast, the open Internet rules apply only to the provision of broadband services in a commercial context, so reliance on the strict scrutiny standards applied in Citizens United is inapt.”
  9. Compelled Disclosure: “The disclosure requirements adopted as a part of our transparency rule also fall well within the confines of the First Amendment. . . . The Supreme Court has made plain in Zauderer v. Office of Disciplinary Counsel of Supreme Court of Ohio that the government has broad discretion in requiring the disclosure of information to prevent consumer deception and ensure complete information in the marketplace.”

FAN 51.5 (First Amendment News) Floyd Abrams on “the greatest threats to free speech in this country”

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My First Amendment leads me to favor more speech, not less, on campus. And more speech, not less, in our elections. And more speech, not less, by corporations. And unions. And individuals. To me, then, the issue is not who benefits from reading the First Amendment broadly. It is that we all lose by reading it narrowly. Floyd Abrams, March 16, 2015

Floyd Abrams spoke at Temple University, Beasley School of Law, in Philadelphia yesterday to give the Arlin & Neysa Adams Lecture. In sometimes pointed, but always nuanced, remarks he singled out two great threats to free speech in modern America (see below).

In the course of his noontime remarks, Mr. Abrams took issue with

  • Professor Burt Neuborne (re “whether corporations are even in the First Amendment ballpark”), and with
  • Justice Stephen Breyer (re his defense of “collective speech” in his McCutcheon dissent), and with
  • Mr. Lincoln Caplan (re his belief that if corporations are protected by the First Amendment democracy will be imperiled).

Mr. Abrams’ remarks were prompted, in part, by a blog post by Professor Howard Wasserman, “Declaring Victory?PrawfsBlawg, Fe. 26, 2015 (re “There are no ‘major civil liberties battles’ to be fought or won with respect to the freedom of speech” — this in reference to the ACLU’s 2015 Workplan omitting any significant First Amendment agenda).

A few excerpts from the unpublished 4,300-word speech are set out below.

* * * * 

Greatest Threats to Free Speech 

Floyd Abrams speaking at Temple Law School

Floyd Abrams speaking at Temple Law School

1.  Suppression of Speech on College Campuses: Today, “pressures on freedom of expression, and all too often the actual suppression of free speech, come not from outside the academy but from within it.  And much of it seems to come from a minority of students, who strenuously — and, I think it fair to say, contemptuously — disapprove of the views of speakers whose view of the world is different than theirs and who seek to prevent those views from being heard.”

2.  The Ideological Left’s Attacks on First Amendment Freedoms: “[I]t is the ideological Left that is increasingly less supportive of the First Amendment – or, to put it more fairly, [less supportive of] more speech or speech-like activity being protected by the First Amendment. . . .”

* * * * 

What the First Amendment is About

Protecting Democracy by Protecting Speech“Scholars, as well, who are willing to support the suppression of speech in the name of democracy are themselves missing the whole point of the First Amendment. . . . I think the First Amendment protects democracy by protecting speech and that when we suppress speech we imperil democracy. Period. So for me, when the conservative entity known as Citizens United produced and sought to put a nearly hour-long documentary-style denunciation of Hillary Clinton on pay-for-view when she was (or seemed to be) the leading Democratic candidate for President, it is obvious that it should be protected by the First Amendment. And to him and four members of the Supreme Court, because the money that was spent preparing the documentary came, in part, from corporate grants, that speech can be deemed criminal.”

The First Amendment is about Liberty: Those who suppress speech in the name of democracy conflate “what the First Amendment protects with his other societal views as to how to create a more just society. There are lots of paths we might choose to walk to do the latter. We might raise taxes, enact stricter antitrust laws, limit the size of corporations – choose your own. But what the First Amendment forbids the government from doing is abridging speech. The great English philosopher Isaiah Berlin put it this way:

Everything is what it is; liberty is liberty, not equality or fairness or justice or culture or human happiness or a quiet conscience.

“To which I add: the First Amendment is about liberty. We may and should take all appropriate steps to effectuate and protect other human values. But let’s not overcome or rewrite the First Amendment in doing so.”

Guest Contributor — Floyd Abrams, “Liberty is Liberty”

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Floyd Abrams speaking at Temple Law School

Floyd Abrams speaking at Temple Law School

Following my post entitled “Floyd Abrams on ‘the greatest threats to free speech in this country,'” a number of readers asked where they might find the entire text of Mr. Abrams’ March 16, 2015 remarks at Temple University, Beasley School of Law (the Arlin & Neysa Adams Lecture).  

I contacted Mr. Abrams and he kindly agreed to let me post his lecture, the text of which is set out below. I have added hyperlinks to the text. — RKLC

___________________________________________________________________________________________________

A few weeks ago I read a blog post on Concurring Opinions. The post (entitled “First Amendment News”) is prepared weekly by Professor Ronald Collins and deals, in a particularly knowledgeable and even-handed manner, with the First Amendment in the courts, in legislatures, in academia, and elsewhere. In it, he summarized and attached a recent “workplan” of the American Civil Liberties Union. In eight pages, it listed nine priorities for the ACLU for 2015, ranging from reproductive rights (listed first) to mass incarcerations. Freedom of speech was not among the listed priorities and was referred to in only the most passing manner, an extraordinary omission for an organization formed for the prime purpose of defending that right and probably more associated with doing so than any other entity.

The ACLU later responded, pointing to a number of activities on its part aimed at protecting the First Amendment. Before it did so, however, another scholar — Professor Howard Wasserman — had responded to the blog with a provocative thesis. “One possible (if not entirely accurate) answer,” Professor Wasserman wrote of the ACLU’s omission, was this: “We won. There are no ‘major civil liberties battles’ to be fought or won with respect to the freedom of speech.”

I have little doubt that Professor Wasserman didn’t mean to be taken too literally and I won’t seek to do so. But his observation did lead me to try to identify for myself what the greatest free speech civil liberties battles are today. Fortunately, we have no incidents such as in France of terrorists murdering journalists because they are offended by their offerings. Or, as in Russia, of journalists critical of the government being killed with disturbing and suspicious regularity. We have no examples of journalists being jailed, as in Turkey, because their writings outrage the regime in power. Or of direct governmental efforts to censor speech, as in India, by barring the televising of a documentary dealing with rape. Or of the Internet being censored, as in China, with the assistance of over two million people employed to monitor online conduct. Or of broadcasters being censored when they criticize the government, as in Venezuela. I could go on all too easily.

℘℘℘

So what is the greatest threat to free speech in this country? And where is it? There are obviously major issues relating to the potential impact of pervasive government surveillance on First Amendment freedoms. And those pesky issues relating to confidential sources of journalists — and as to who is a journalist — don’t seem to go away. And, of course, there are other issues.

Yet if I had to choose a topic and a locale, I think I would first look . . . right here. On this battleground. Oh, I don’t really mean here at Temple in particular. I don’t think I do, anyway.

The On-Campus Crisis 

But I do mean in colleges and universities, on campuses and in classrooms, by students and faculty and administrations. Around the country. This does not happen, as it might have many years ago when I was in college, simply because an all-powerful administration wanted complete control over all on-campus speech. (I well recall when, a few years ago, I entered Cornell that I was required to sign some document agreeing that I could be suspended for saying, doing or not doing just about anything of which the university disapproved, including not carrying the ID card they gave me saying just that.) Nor is it the result of pressure from powerful and wealthy alumni, a serious problem of the past.

If you’d like to see that sort of danger portrayed artistically, have a look at an old movie (even for me) called “The Male Animal” (1942), with Henry Fonda as a professor at risk of losing his position because he read a letter to his English class from Bartolomeo Vanzetti, an anarchist convicted – very probably unjustly – of murder in a most celebrated trial of the 1920s. Colleges were also under siege during the McCarthy era and many behaved badly, dismissing scholars for their supposed political views. And there have been a wide range of significant issues through the years.

Now, however, pressures on freedom of expression and all too often the actual suppression of free speech comes not from outside the academy but from within it. And much of it seems to come from a minority of students, who strenuously — and, I think it fair to say, contemptuously — disapprove of the views of speakers whose view of the world is different than theirs and who seek to prevent those views from being heard. The amount of students who will not tolerate the expression of views with which they differ is less important than the sad reality that repetitive acts of speech suppression within and by our academic institutions persist and seem to grow in amount. And that is shameful.

What, after all, other than shame is deserved by Brandeis for offering and then withdrawing an honorary degree to Ayaan Hirsi Alia for her criticism of Islam; by the hostile atmosphere at Smith College that resulted in  Christine Lagarde’s withdrawal, the first woman to head the IMF, to speak to the graduating class; in Rutgers, for so embarrassing former Secretary of State Condoleezza Rice that she declined to appear. And for effectively withdrawing, George Will’s invitation to speak at Scripps College in California after controversy about the invitation.

And would you believe, as Chief Judge Loretta Preska of the United States District Court for the Southern District of New York pointed out in a recent address, that when the College Republicans at Fordham University invited Ann Coulter to speak on campus, “the uproar caused the group unceremoniously to rescind the invitation.”

One should really not have to say that of all places, campuses should be most protective of the broadest level of freedom of speech. Or that speakers should be permitted to have their say, instead of being booed off stage as former New York City Police Commissioner Ray Kelly was at Brown. Or shouted down, as Israeli officials have been, in threatening circumstances, and not permitted to speak on campuses. Or that it is disgraceful, as the findings of the Foundation for Individual Rights in Education (“FIRE”) reveal, that such topics as abortion, gay rights, and the “war on terror,” were “the cause of many disinvitation incidents,” that the amount of disinvitation incidents “has risen dramatically” over the past 15 years; and that Harvard – you’ve heard of Harvard, I’m sure – has the most disinvitation incidents. I don’t often quote William F. Buckley, Jr., but on hearing that, it’s hard not to recall his observation that “I’d rather be governed by the first 2000 people in the Boston telephone directory than the entire faculty at Harvard.”

What can one say about this other than to quote from the statement of the American Association of University Professors that, in the clearest language, observed that “[o]n a campus that is free and open, no idea can be banned or forbidden. No viewpoint or message may be deemed so hateful or disturbing that it may not be expressed.” Oliver Wendell Holmes, Jr. put it well, when he was a Harvard undergraduate before the Civil War and was a student editor of Harvard Magazine. “We must,” he wrote in 1858, “have every train of thought brought before us while we are young, and may as well at once prepare for it.”

The on-campus crisis is not limited to disinviting speakers. It includes stifling speech itself. Wendy Kaminer, writing a few weeks ago in the Washington Post, described a recent panel she was on at Smith College that dealt with freedom of speech. At one point, Smith’s President, Kathleen McCartney, had observed, tongue in cheek, “We’re just wild and crazy, aren’t we?” When a transcript was prepared, Kaminer writes, the word “crazy” was replaced by the words “[ableist slur.”] When one her fellow panelists mentioned that the State Department had, at one time, banned the words “jihad,” “Islamist” and “caliphate”, the transcript substituted the words [“anti-Muslim/Islamophobic language.”] I know this sounds more like a script for Saturday Night Live than on-campus reality, but it’s all real. As was the predictable reality that when Ms. Kaminer turned to Huckleberry Finn and discussed Huck’s savior and the book’s leading (and, by far, most attractive) figure by name — perhaps you can recall it — she was challenged by other panelists for doing so and later accused in the Huffington Post with committing “an explicit act of racial violence.”

I don’t want to suggest that this is a problem limited to our country. Just as the First Amendment , which applies only to the government and thus not privately funded institutions, and what I think of as the spirit of the First Amendment, which should be taken account of in all universities, has not sufficed to prevent such speech destructive activities here, the same has been true in other nations that pride themselves on the protection of free expression. The Observer, in an article published in England just a month or so ago, reported on one English university in which (like here) the speech of a deputy ambassador of Israel had to be abandoned because of protests so noisy and threats of violence so credible that the safety of the speaker could not be guaranteed; of another that banned supposedly “racist” sombreros and native American dress; and of a third—one that you might have heard of called Oxford — where a debate on abortion was cancelled by College Censors (that’s their official name, by the way) on the ground that they wanted to protect “students’ emotional wellbeing” by “avoiding unnecessary distress, particularly for any residents who may have had an abortion.”

This sort of thinking makes this an extraordinary perilous moment with respect to free speech on campuses. It sometimes seems as if too many students, even if they are no more than a vocal minority, appear to want to see and hear only views they already hold. Worse still, they want to prevent others from hearing views with which they differ. On one level, this is all perfectly understandable. Justice Oliver Wendell Holmes, to whom I referred earlier, long ago observed in one of his most famous opinions that “[i]f you have no doubt of your premises or your power and want a certain result with all your heart you naturally express your wishes in law and sweep away all opposition.” But natural as that response is, as Holmes later made clear, it is contrary to the core of the First Amendment that “free trade in ideas” be protected. Yet to avoid what the Oxford censors characterized as “unnecessary distress,” we have seen time and again on campuses in our country speech stifled, speech condemned, and speech punished.

I was struck, in that respect, to read of the dispute on the U.C. Irvine campus earlier this month when the Associated Students of the University of California banned national flags from the lobby and offices of student government on the ground that “[t]he American flag has been flown in instances of colonialism and imperialism” and that they “not only serve as symbols of patriotism or weapons for nationalism, but also construct cultural mythologies and narratives that in turn charge nationalistic sentiments.” “Freedom of speech,” in certain spaces, the statement continued, can be interpreted as “hate speech.” The ban only lasted a few days before it was reversed, but what remains with me is not so much the degree of estrangement of the students involved from their country but that the students that supported it weren’t content with seeking to persuade others of their views but sought to impose their own by banning speech with they disagreed. It reminded me of the people who sought to criminalize the burning of the American flag. The First Amendment side of this issue is straightforward. Don’t ban the flag and don’t jail anyone who chooses to burn his or her own flag. That’s the way people who are devoted to freedom behave.

I do not mean to suggest that there are no hard cases about what should be permitted on a campus and what not. Consider, as you may be already, the ugly racist chants of students at the University of Oklahoma. It is difficult to condemn, on any sort of moral basis, the decision of David Boren, the President of that University, to expel the students. In universities, as elsewhere, racism is not a blemish; it is a scar on everyone — those vilified, those uttering the ugly slogans of hate, and everyone else.  And if I were the president of a private university, that is not subject to the First Amendment, my initial instinct (but not ultimate decision) might well have been to expel the students. But because state universities are treated as instrumentalities of the state, the First Amendment applies to them, and the expulsion of the students was in all likelihood unconstitutional. That, as Professor Geoffrey Stone has summarized, is because “the central meaning of the First Amendment is that we do not trust the Government to decide for us what we should be allowed to hear, read, see or know.”

The Ideological Left’s Drift Away from the First Amendment 

At the same time that a battle rages on campus as to what speech is to be permitted, a similar one rages in academia and on the Supreme Court as to what the First Amendment is all about. And in that conflict, as well as that relating to free speech on campus, it is the ideological Left that seems increasingly less supportive of the First Amendment – or, to put it more fairly, to more speech or speech-like activity being protected by the First Amendment. Let me offer a few examples.

I have spoken more often than I feel comfortable confessing to defending the Citizens United opinion. And in the Supreme Court and elsewhere, I have been actively on the side of those who agreed with the Court’s ruling that the First Amendment protected corporations and unions to the point that they cannot be limited any more than you or I could in their independent expenditures on elections. That’s not my topic today – you can rest easy. But I would like to revisit one threshold aspect of the case that, to my surprise, still seems controversial even though I find it uncontroversial. It’s whether corporations should receive First Amendment protection at all. I have a special interest in that topic since a good part of my legal work has involved representing corporations in First Amendment cases.

So let me personalize this is a bit. It is true that when I think of clients that I or my Firm have represented in First Amendment cases, I think immediately of some individuals – Judith Miller for one, and more recently, New York Times journalist James Risen, who my Firm represented on a pro bono basis.

But I also think of corporations. Not just enormous media corporations but ones like Barnes & Noble, that I represented some years ago with respect to a subpoena issued by the Office of Special Prosecutor Kenneth Starr in an effort to learn what book Monica Lewinsky had purchased as a gift for President Clinton. And of the Brooklyn Museum, which then New York City Mayor Rudolph Giuliani fought to close down because he disapproved of some of its art. And of a motion picture company that sought advice from us as to whether a scene in a much honored film it had made which contained a scene, filmed abroad,  showing the 17 year old star of the film sexually entangled with an older female star could be said to have violated American child pornography laws. And of a number of liberal arts colleges around the country that weighed in in the Supreme Court, in briefs we wrote for them, on the First Amendment impact on educational institutions if affirmative action was ruled unconstitutional. And of a tobacco company I represented in a challenge to the Food and Drug Administration seeking to require them to place on 50% of each of their packs grotesque pictures of dead or dying people who had smoked. And I think of the fact that until last month, when a case I had been actively involved in settled, I devoted a great deal of my time representing a credit rating agency and arguing that when the Department of Justice commenced a civil action against it and only it  arising out of ratings all but identical with those of other rating agencies and my client was the only one that had downgraded the debt of the United States, that the Government had violated the First Amendment because it is not permitted under the First Amendment to retaliate against its critics by using the law in a selective fashion.

You may agree or disagree with the positions we took or the clients for whom we took them. But one thing is common to all of the examples I have just cited to you. No one in any of these matters — not any opponent, not any judge, no one — said anything to the effect that since our client was a corporation that it had no First Amendment rights and should not be heard to say that those rights had been violated. I do not exaggerate when I say that if anyone had said that in court, he or she would have been laughed out of it.

Yet much of the debate about the Citizens United case sounds as if it was shocking for the Supreme Court to have held that corporations receive First Amendment protection at all. The opinion for the Court, written by Justice Anthony Kennedy, cited 25 cases, including ones involving for-profit non-media corporations, in which First Amendment protection had been afforded to corporations. Even Justice John Paul Stevens’ dissenting opinion said that “[w]e have long since held that corporations are covered by the First Amendment.” Yet listen to a different part of Justice Stevens’ opinion in which he states that “corporations have no consciences, no beliefs, no feelings, no thoughts, no desires” – as if that wiped out all those First Amendment cases.  Or to Senator Elizabeth Warren, instructing us that “corporations are not people. People have hearts, they have kids, they get jobs, they get sick, they cry, they dance. They live, they love and they die.” All true and yet all unresponsive to why the First Amendment, as it has so often been held to do, should not be held to protect the speech of corporations as well as “real” people. Or of New York University Law Professor Burt Neuborne writing that unlike corporations, human beings “die, do not enjoy economic advantages like limited liability, and, most important, have a conscience that sometimes transcends crude economic self-interest.” These differences, Professor Neuborne argued, “raise a threshold question . . . about whether corporations are even in the First Amendment ballpark.”

It is worth pondering about what a different nation we would live in if the answer to that question were a negative one. All the examples I cited a moment ago would become moot. Gone, then, would have been even the possibility of full free speech protections for the various entities that I mentioned a moment ago – for Barnes & Noble seeking to protect the confidentiality of the purchasers of its books, for the Brooklyn museum which wished to choose its own art regardless of the artistic taste of the Mayor, for the motion picture company not wanting to be charged with a crime for including an essential sexually oriented scene in a movie about the relationship between an older woman and teen aged boy, for colleges and universities seeking to be free to engage in affirmative action, and for corporations that are ordered by the Federal government to include language on their lawfully sold products that is drafted to persuade the public not to purchase them. The same would be true of your university — also a corporation — if it concluded that its First Amendment freedoms were at risk.

So for me, at least that part – that foundational part of the Citizens United case – should have been easy. But it isn’t. Nothing is, in the First Amendment area, these days because differences about what the First Amendment is about have become so vast. Let me offer one example of a post-Citizens United case in which those differences were spelled out with particular brio by members of the Supreme Court. It is the recent McCutcheon case, which struck down a cap on the total amount of contributions an individual may make to candidates (while leaving in effect the limits Congress had set on a candidate by candidate basis).

In Justice Stephen Breyer’s dissenting opinion from the ruling of the Court, he offered the following view of the First Amendment: “[T]he First Amendment advances not only the individual’s right to engage in political speech, but also the public interest in preserving a democratic order in which collective speech matters.” The First Amendment, he maintains, must be understood as promoting a government where the laws reflect “the very thoughts, views, ideas and sentiments, the expression of which the First Amendment protects.”

That view is consistent with the views previously voiced by Justice Breyer in his book Active Liberty: Interpreting Our Democratic Constitution (2005). In that book he argued that the primary purpose of the First Amendment is one that “goes beyond” protecting the individual from government restriction of information “about matters that the Constitution commits to individual, not collective, decision making” (emphasis added). That purpose, Justice Breyer argued, was “to encourage the exchange of information and ideas necessary for citizens themselves to shape that ‘public opinion which is the final source of government in a democratic state.’”

On one level, it is difficult to disagree entirely with Justice Breyer’s views since it is undeniable that by restricting the power of the government to control, let alone limit, speech, the First Amendment surely assists in protecting “democratic order.” But the core First Amendment interest is that of protecting freedom of expression from the government. Relegating that to a subsidiary position behind permitting the government, in the name of advancing democracy, to limit the amount of speech about who to vote for, risks much that the First Amendment was adopted to protect. As for Justice Breyer’s disturbing reference to “collective speech,” my view was put far better than I could by Chief Justice John Roberts’ observation that any such notion is contrary to “the whole point of the First Amendment.”

Scholars, as well, who are willing to support the suppression of speech in the name of democracy are themselves “missing the whole point of the First Amendment.” Consider a recent article by Lincoln Caplan, who has written many articles for the New York Times editorial board and elsewhere about the First Amendment. His article appeared in The American Scholar and is is entitled The Embattled First Amendment: The Supreme Court is Interpreting the First Amendment in New Ways That Threaten our Democracy.” One of Mr. Caplan’s conclusions is this: “However sacred the idea of free speech remains for us today, we should recognize that its most fervent champions are not standing up for mistrusted outsiders . . . or for the dispossessed and powerless. Today’s advocates do the bidding of insiders — the super-rich and the ultra-powerful, the airline, drug, petroleum and tobacco industries, all the winners in America’s winner-take-all society. In a country where the gap between the haves and have-nots has grown so extreme that both political parties pay lip service to populism, the haves have seized the First Amendment as their case — and their shield.” There is truth in the proposition that a number of recent First Amendment victories in recent years have been on behalf of the “haves” – some of them corporations, some individuals. But that is no basis for concluding that the decisions were wrongly analyzed or wrongly decided.

What Mr. Caplan, who I am sure celebrates First Amendment victories for enormous and enormously powerful press corporations, seems to believe is that if other corporations are protected by the First Amendment, democracy itself will be imperiled. But his notion of democracy and mine are very different. I think the First Amendment protects democracy by protecting speech and that when we suppress speech we imperil democracy. Period. So for me, when Citizens United produced and sought to put a nearly hour-long documentary-style denunciation of Hillary Clinton on pay-for-view when she was (or seemed to be) the leading Democratic candidate for President, it was obvious that it should be protected by the First Amendment. And to him and four members of the Supreme Court, because the money that was spent preparing the documentary came, in part, from corporate grants, that speech can be deemed criminal.

Let me put it another way. I think Mr. Caplan is conflating what the First Amendment protects with his other societal views as to how to create a more just society. There are lots of paths we might choose to walk to do the latter. Certain types of inequality might be dealt with by greater enforcement of – or significant amendments to – our civil rights laws. Other more economically rooted forms of inequality might be dealt with by raising taxes, enacting stricter antitrust laws, limiting the size of certain corporations – choose your own new world. But what the First Amendment forbids the government from doing is abridging speech.

“Liberty is Liberty”

The great English philosopher Isaiah Berlin put it this way: “Everything is what it is; liberty is liberty, not equality or fairness or justice or culture or human happiness or a quiet conscience.” To which I add: the First Amendment is about liberty. We may and should take all appropriate steps to effectuate and protect other human values. But let’s not rewrite the First Amendment in doing so.

My First Amendment leads me to favor more speech, not less, on campus. And more speech, not less, in our elections. And more speech, not less, by corporations. And unions. And individuals. To me, then, the issue is not who benefits from reading the First Amendment broadly. It is that we all lose by reading it narrowly.

© 2015, Floyd Abrams.  

Citation: Floyd Abrams, “Liberty is Liberty,” Concurring Opinions, March 18, 2015

FAN 52 (First Amendment News) Corn-Revere signs with Cambridge to do Censorship Book

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Bob Corn-Revere

Bob Corn-Revere

Noted First Amendment lawyer Robert Corn-Revere will soon rejoin the ranks of practicing free speech lawyers who have written books on the subject. The never-tiring lawyer has just signed a contract with Cambridge University Press to do a book entitled The Mind of the Censor and the Eye of the Beholder: The First Amendment and the Censor’s Dilemma.

The book will cover a variety of censorship-related topics — from the life and times of Anthony Comstock (1844-1915) to indecency regulations and campus speech codes and much more. The manuscript should be completed in a year or so.      

Anthony Comstock

Anthony Comstock

In 1999 Mr. Corn-Revere (a former legal advisor to an FCC Commissioner) co-authored Modern Communications Law (with Harvey Zuckman & Robert Frieden), and in 1997 edited Rationales & Rationalizations: Regulating the Electronic Media  (introduction by Senator Patrick Leahy).

In 2005 he prepared a report for the First Amendment Center entitled Implementing a Flag-Desecration Amendment to the U.S. Constitution

In 2003 he successfully petitioned the governor of New York to posthumously pardon the comedian Lenny Bruce (the first and only such pardon in the history of New York).

* * * *

Other practicing lawyers who have edited or authored books (other than casebooks) on free speech and related topics include:

  1. Floyd Abrams: Speaking Freely: Trials of the First Amendment (2005) & Friend of the Court: On the Front Lines with the First Amendment (2012)

    James Goodale

    James Goodale

  2. James C. Goodale: Fighting for the Press (2013), & Rob Frieden, All About Cable and Broadband (2014)
  3. Lee Levine (and Stephen Wermiel): The Progeny: Justice William Brennan’s Fight to Preserve the Legacy of New York Times v. Sullivan (2014)
  4. Mike Goodwin: Cyber Rights: Defending Free speech in the Digital Age (2003)
  5. Marjorie Heins, Priests of Our Democracy: The Supreme Court, Academic Freedom, and the Anti-Communist Purge (2013), and Not in Front of the Children: ‘Indecency’, Censorship, and the Innocence of Youth (2001), and Sex, Sin and Blasphemy: A Guide to America’s Censorship Wars (1993)
  6. Jonathan Emord, Freedom, Technology, and the First Amendment (1991) & Global Censorship of Health Information (2010)
  7. John F. Wirenius, First Amendment, First Principles: Verbal Acts & Freedom of Speech (2000)
  8. Edward J. Cleary: Beyond the Burning Cross: A Landmark Case of Race, Censorship, and the First Amendment (1995)

    Cameron DeVore

    Cameron DeVore

  9. Bruce Sanford: Sanford’s Synopsis of Libel and Privacy (1991) & Don’t Shoot the Messenger: How our Growing Hatred of the Media Threatens Free Speech for All of Us (1999) & The First Amendment Book (1991) (with Robert J. Wagman)
  10. Stephen Brody & Bruce Johnson: Advertising and Commercial Speech, A First Amendment Guide (2004-2014) (originally by P. Cameron DeVore and Robert Sack)
  11. Patrick M. Garry, Scrambling for Protection: The New Media and the First Amendment (1994)
  12. Robert Sack, Libel, Slander, and Related Problems (1997) (with Sandra S. Baron) (since revised while RS was a sitting judge)

    Martin Garbus

    Martin Garbus

  13. Martin Garbus: Tough Talk: How I Fought for Writers, Comics, Bigots, and the American Way (2010)
  14. David O. Stewart, Madison’s Gift: Five Partnerships That Built America (2015)
  15. William Bennet Turner: Figures of Speech: First Amendment Heroes and Villains (2011) (foreword by Anthony Lewis)
  16. Elliott C. Rothenberg, The Taming of the Press: Cohen v. Cowles Media Company (1999)
  17. Leon Friedman, editor, Obscenity: The Complete Oral Arguments before the Supreme Court in Major Obscenity Cases (1970)
  18. Richard Kuh: Foolish Figleaves: Pornography in and out of Court (1968)
  19. Albert B. Gerber, Sex, Pornography and Justice (1965)
  20. Elmer Gertz: Gertz v. Robert Welch, Inc: The Story of a Landmark Libel Case (1992) & Henry Miller Years of Trial and Triumph, 1962-1964: The Correspondence of Henry Miller and Elmer Gertz (editor, 1978)
  21. J.W. Ehrlich: Howl of the Censor (1961)
  22. Charles Rembar: The End of Obscenity(1968)

    Morris Ernst

    Morris Ernst

  23. Margaret C. Jasper, The Law of Obscenity and Pornography (2011)
  24. Morris L. Ernst, To the Pure: A Study of Obscenity and the Censor (1928), The First Freedom (1948), and Morris L. Ernst & Alan U. Schwartz: Censorship: The Search For The Obscene (1965)
  25. Lamar T. Beman, editor, Censorship of Speech and the Press (1930)
  26. Walter Nelles, editor, Espionage Act Cases with Certain Others on Related Points — New Law in Making As to Criminal Utterance in War-time (1918)
  27. Theodore Schroeder: Free Speech for Radicals (1916) (& various other books)
  28. Tunis Wortman, A Treatise Concerning Political Inquiry and the Liberty of the Press (1800)

Upcoming Memorial Service for Herald Price Fahringer 

A memorial service for Herald Price Fahringer (1927-2015), a criminal defense and free-speech lawyer, will be held on Saturday, March 28th at 2 p.m. at the Surrogate’s Court, 31 Chambers Street in Manhattan.

In lieu of flowers, donations may be made in his honor to the National Association of Criminal Defense Lawyers’ Foundation for Criminal Justice at:  http://nacdl.us/heraldpricefahringe.

Please contact erica.dubno@fahringerlaw.com if you have any questions.

Vintage Volokh — Professor Files Brief in 4th Circuit Government Employee Firing Case

UCLA Law Professor Eugene Volokh recently filed an amicus brief in the Fourth Circuit in the case of Lawson v. Union County Clerk of Court William F. “Freddie” Gault et al. (No. 14-02360). The brief was submitted on behalf of Common Cause, the Brennan Center for Justice, and the Pennsylvania Center for the First Amendment.

Facts: Melanie Lawson was as a deputy clerk of a family court in Union County, South Carolina. In 2012 she went on leave and during that time ran for office against the sitting county clerk of court (her boss!). She campaigned and touted her experience of two decades service in the clerk’s office. She lost. Worse still, she was fired. When she contested her firing as retaliatory, a federal district court ruled against her.

Amicus’ Arguments: “Firing government employees for their political affiliation,” argues Volokh, “is presumptively unconstitutional. This is true not only because of employees’ First Amendment interests, but because of everyone’s interest in foster- ing competition, opportunity, and participation in democratic elections. Broad government power to demand employees’ political allegiance ‘can result in the entrenchment of one or a few parties to the exclusion of others’ and ‘decidedly impairs the elective process.'” (citations omitted)

“Of course, though employees generally may not be fired for political activity that competes with their superiors or the superiors’ parties, a ‘narrow exception’ has been recognized for certain job categories, so that officials can effectively implement the policies for which they were elected.”

“. . . Melanie Lawson’s [job did not demand political allegiance.] Lawson had an important job, but an administrative one. As a Deputy Clerk of Family Court, Lawson collected receipts, managed dockets, issued judges’ or- ders, and aggregated and reported Family Court data. She worked under the daily supervision of several people. Lawson was a midlevel manager with little autonomy. And yet the district court found that hers was a job for which political allegiance was appropriate.”

“By extending the political allegiance exception to include Lawson, the district court’s decision does not merely limit Lawson’s First Amendment rights; it also shrinks political opportunity and chills democratic participation on a wider scale. The district court’s holding lets the government unjustifiably deter some of the most qualified people from running for office—experienced government workers with the expertise and credibility to offer voters viable alternatives to incumbents. By allowing incumbents to threaten such would-be candidates with job loss, the district court’s holding effectively excludes the most qualified newcomers from the political process and costs citizens the accountability, efficiency, and opportunity that arise when incumbents face viable competition for election.”

Read on — there is more in this thoughtfully nuanced brief (vintage Volokh).  [ht: Rick Hasen]

One more thing: UCLA Law School students Sina Safvati, Anjelica Sarmiento, and Sabine Trussed helped with the brief.

Censorship in the Arts — Plays to Focus on Artistic Freedom 

“Planet Connections Theatre Festivity will present an evening of world premiere plays by Erik EhnHalley FeifferIsrael Horovitz and Neil LaBute addressing censorship in the arts in Playwrights for a Cause, to be held at 7:30 pm on June 14, 2015 at the Sheen Center, located at 18 Bleecker Street, New York.”

“‘I’m so happy to be working on a project like this, one that will not only be a fun night of theater but will also directly benefit the National Coalition Against Censorship,” said Neil LaBute. ‘The NCAC is doing really important work at a time when people are actively striving to take away some of our most basic freedoms. I, for one, feel that these are the front lines for an artist — when you are asked to write/fight for what you’ve said you believe in. It is no longer enough to pay lip service to these ideas–it’s time to stand up and be counted.'”

Source here

Mass. Judges Said to be Sealing Court Documents with Increasing Regularity

According to a news story filed by Associated Press reporter Philip Marcelo, “Judges across Massachusetts are sealing court documents with increasing regularity, forcing news organizations and First Amendment groups into costly and time-consuming legal battles to ensure the basic workings of the judicial system remain public.”

“Matthew Segal, legal director for the American Civil Liberties Union of Massachusetts, suggests the tendency toward secrecy stems, in part, from post-9/11 concerns about national security and how that thinking now pervades all levels of government across the country. . . . Justin Silverman, executive director of the New England First Amendment Coalition that counts lawyers, journalists and historians among its members, points to lesser known cases — from child custody disputes and domestic violence incidents — where news organizations across the region have lodged challenges, and, in many cases, won.”

George Gabel (Defender of Public’s Right to Know) Receives First Amendment Award

George Gabel, Jr.

George Gabel, Jr.

Jacksonville attorney George Gabel was recently honored by in Tallahassee with the First Amendment Foundation’s Pete Weitzel/Friend of the First Amendment Award.

As reported by Matt Soergel for Jacksonville.com: “Frank Denton, editor of The Florida Times-Union, nominated Gabel for the award, calling him a ‘warrior for the First Amendment.’ He cited numerous cases in which Gabel tangled with judges and politicians on behalf of the public’s right to know what is going on, noting that Gabel ‘is always there to stand up in court on behalf of the Sunshine Laws and the First Amendment.'”

9th Circuit: Political Ad Can be Barred from Seattle Buses 

Reuters: “County officials in Seattle can prohibit an advertisement criticizing Israeli policies toward Palestinians from appearing on local buses without violating constitutional protections on free speech, a U.S. appeals court said on Wednesday.In a 2-1 ruling, the 9th U.S. Circuit Court of Appeals in San Francisco found that Kings County acted reasonably when it barred the ad, which sparked threats of vandalism and violence that could have endangered passengers.”

 Seattle Mideast Awarness Campaign v. King County (9th Cir., March 18, 2015) (per Judge Paul Watford joined by Judge Alex Kozinski, with Judge Morgan Christen dissenting) [ht: HowAppealing]

ACLU Defends Anonymous Speech in Campaign Donations Case

In a news release, the ACLU said it has filed a federal lawsuit seeking to overturn Missouri’s requirement that campaign and political communications include the name and address of the communicator. A businessman in Ferguson wants to publish something about the upcoming council race, the group said, but is afraid to put his or her name on the document.

The suit says anonymous speech is protected by the First Amendment.

“From the founding of our nation, anonymous speech has played an important role in political debate,” the ACLU’s Tony Rothert said in a statement. [ Dave Helling, “ACLU claims First Amendment protects anonymous speech,” Kansas City Star, March 18, 2015]

Screen Shot 2015-03-17 at 2.02.27 PM

Harvey Silverglate Debates Peniel Joseph re the Limits of Free Speech

Does the Constitution protect vile, racist speech of the kind chanted by University of Oklahoma fraternity students?

That was the topic debated between FIRE’s Harvey Silverglate and Tufts’ History Professor Peniel Joseph.

Jim Braude of Greater Boston (WGBH TV) moderated the exchange between the two men. (See here)

Upcoming Neuborne-Rosen Book Event 

Announcement: The Brennan Center for Justice presents:

Madison’s Music: On Reading the First Amendment — A Book Talk with Burt Neuborne moderated by Jeffrey Rosen

Date: Friday, March 20, 201511:30 a.m. – 1:30 p.m.

Venue: Constance Milstein and Family Global Academic Center, NYU,  Washington D.C.1307 L Street NW, Washington, D.C. 20005

RSVP by clicking here. If you have any questions, please contact Brennan Center Events Manager, Jafreen Uddin, at jafreen.uddin@nyu.edu

Upcoming Yale Law School Conference on Election Law

The Yale Law and Political Society and Yale Law & Policy Review are hosting a conference on Saturday, April 11 at Yale Law School (127 Wall St., New Haven, CT 06520). The conference will explore the current state of political and electoral legal practice, with an eye to generating new ideas for research and advocacy. Election and political law have undergone radical changes in the past five years. The Supreme Court’s recent decisions in Citizens United v. FECMcCutcheon v. FEC, and Shelby County v. Holder have systematically reshaped our campaign finance and voting rights regimes. We can expect these changes in the law to have significant, long-term effects on electoral politics. Yet most analyses have focused on these decisions’ individual impacts rather than their collective consequences on our political system. Our conference will bring together election administrators, litigators, campaign practitioners, and academics to take comprehensive stock of the state of our electoral regime, uncover opportunities for new scholarship, and discuss likely directions for future campaign practice.

Conference speakers include Robert Bauer, Jennifer Brown, Benjamin Ginsberg, J. Gerald Hebert, Jennifer Heerwig, Dale Ho, Donald McGahn, Nina Perales, Gary Poser, Robert Post, Ann Ravel, Neil Reiff, Paul Ryan, Katherine Shaw, and Ace Smith.

The conference is free for Yale University and New Haven community members. For non-Yale students, the conference fee is $15. For everyone else (general conference attendees), the fee is $30. Please register here: www.law.yale.edu/electionlawconference2015.

[ht: Rick Hasen]

Dean Robert Post Joins First Amendment Salon’s Advisory Board

Yale Law School Dean Robert Post recently joined the advisory board of the First Amendment Salon, which works in conjunction with the Floyd Abrams Institute for Freedom of Expression.

The co-chairs of the salon are Ronald Collins, Lee Levine and David Skover. Those on the advisory board are: Floyd AbramsErwin ChemerinskyRobert Corn-RevereRobert O’Neil, Robert PostPaul M. SmithGeoffrey Stone, Nadine Strossen, and Eugene Volokh.

The next salon will be held at the Abrams Institute at Yale Law School on Monday, March 30th and will involve an exchange between Professors Jack Balkin (Yale Law) and Martin Redish (Northwestern Law) with Mr. Abrams moderating.  The topic: “Is the First Amendment Being Misused as a Deregulatory Tool?”

U. Oklahoma — More on Racist Speech, Free Speech & The First Amendment 

Professor Anita Hill

Professor Anita Hill

  1. Kunal Patel, “Upholding freedom of speech includes protecting unpopular ideas,” Daily Bruin, March 17, 2015
  2. Scott Clement, “Americans’ growing support for free speech doesn’t include racist speech,” Wash. Post, March 16, 2015
  3. Gene Policinski, “Racist Oklahoma chant protected as free speech,” The Elkhart Truth, March 16, 2015
  4. Nick Gillespie, “If you only support free speech for ideas you agree with, you’re a hack,” Reason, March 16, 2015
  5. Noah Feldman, “The First Amendment and the Oklahoma Racist Chant,” Bloomberg News, March 16, 2015
  6. Anita Hill, “One Speaker’s Thoughts on Campus Litigation, Free Speech and Hostile Environments,” Huffington Post, March 15, 2015,
  7. Howard M. Wasserman, “University of Oklahoma Expels the First Amendment,” Jurist, March 14, 2015
  8. Kent Greenfield, “The Limits of Free Speech,” The Atlantic, March 13, 2015
  9. Debra Saunders, “I pledge allegiance to the First Amendment,” SFGate, March 13, 2015 (re Oklahoma ACLU’s position on racist speech)
  10. Justin Dillon & Matthew Kaiser, “The First Amendment protects racists, too,” NewsOk, March 13, 2015
  11. Chris Branch, “How First Amendment Arguments In Defense Of SAE Members Is An ‘Excuse To Avoid The Real Issue,‘” Huffington Post, March 12, 2015

New & Forthcoming Scholarly Articles

  1. Larry Alexander, “Free Speech and Speaker’s Intent: A Reply to Kendrick,” Columbia Law Review Sidebar (2015)
  2. Hillary Greene, “Muzzling Antitrust: Information Products, Innovation and Free Speech,” Boston University Law Review (2015)
  3. Tilman Klumpp , Hugo M. Mialon & Michael A. Williams, “Leveling the Playing Field? The Role of Public Campaign Funding in Elections,” American Law and Economics Review (Forthcoming)

Book Reviews etc. of Amy Gajda’s The First Amendment Bubble

Video: “The First Amendment Bubble,” Winter Town Hall Program,” National Constitution Center (discussing Amy Gajda’s book)

Q&A: Author of First Amendment Bubble Discusses Threats to Freedom of the Press,” Newspaper Association of America, Jan. 14, 2015

Noam Chomsky

Noam Chomsky

New YouTube Videos

  1. Ezra Levant vs Noam Chomsky: Free Speech (Part 1 of 3)” (The Rebel)
  2. Clueless cop tells man that free speech is not allowed on campus
  3. Swedish artist Lars Vilks receives free speech award” (Euronews)
  4. Free Speech Series 4 Episode 1 | I’m Ed Miliband, Ask Me
  5. Mark Steyn – Defending Free Speech” (LibertyPen)
  6. Pope Francis Is Wrong About Free Speech: We Must Never Be Afraid To Speak the Truth” (The Rebel)

News Stories, Op-Eds & Blog Posts  

Mary Ann Georgantopoulos, “Penn State Suspends Fraternity For Posting Photos On Facebook Of Unconscious Naked Women,” BuzzFeed, March 17, 2015

Claudia Koerner, “Rapper Tiny Doo, Facing Life In Prison Over Lyrics, Has Charges Dropped,” BuzzFeed, March 16, 2105

Lindsey Adler, “New York High School Will No Longer Use ‘Redskins’ As a Mascot,” BuzzFeed, March 16, 2015

  1. Jeff Jacoby, “Campaign Contributions and Double Standards,Patriot Post, March 16, 2015
  2. Ohio inmates appeal in 1st Amendment lethal-injection case,” Associated Press, March 16, 2015
  3. Anthony L. Fisher, “The First Amendment Challenge to the Death Penalty,” Reason, March 14, 2015
  4. Steven Schwinn, “Groups Sue to Stop NSA’s Upstream Surveillance,” Constitutional Law Prof Blog, March 13, 2015
  5. Scott Bryant, “Graphic images and the First Amendment,” Statesboroherald.com, March 13, 2015
  6. Robby Soave, “Students Attack ‘Triggering’ Anti-Abortion Sign, Cop Says Free Speech Has Limits on Campus,'” Reason, March 13, 2015
  7. Rudy Takala, “FCC: Broadband Providers Not Entitled to First Amendment Protections,” CNS News, March 12, 2015

Next Scheduled FAN Post, #53: Monday, March 25, 2015

Last FAN Posts, #51.1:Oklahoma ACLU Issues Separate Statements on Racist Chants

#51.2: “Larry Tribe unto the Breach — ‘I believe Citizens United was rightly decided’ (But hold on, there is more)

#51.3: “8th Circuit Panel Strikes Down Missouri’s ‘House of Worship Protection Act'”

#51.4: “FCC Ruling: Broadband Internet Providers Have no First Amendment Rights re Access Services

#51.5: “Floyd Abrams on ‘the greatest threats to free speech in this country’

Last Scheduled FAN Post, #50: “Journalists, Scholars & Others Pay Tribute to Anthony Lewis

FAN 52.1 (First Amendment News) Court denies review in false political ads law case

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This morning the Court released its latest order list. The Court denied cert in Arneson v. 281 Care Committee (see state’s cert. petition here). The Minnesota law challenged in the case provides:

A person is guilty of a gross misdemeanor who intentionally participates in the preparation, dissemination, or broadcast of paid political advertising or campaign material . . . with respect to the effect of a ballot question, that is designed or tends to . . . promote or defeat a ballot question, that is false, and that the person knows is false or communicates to others with reckless disregard of whether it is false.

Applying a strict scrutiny standard of review, the Eight Circuit ruled that the law was not narrowly tailored to comply with First Amendment requirements, though the Eight Circuit panel also ruled that the state attorney general was immune from suit under the Eleventh Amendment.

 Tomorrow the Supreme Court will issue opinions in argued cases (see listing below) and may do so again on Wednesday.

℘ ℘ ℘

The next great First Amendment battleground, it turns out, is on the back of your car. — Adam Liptak (2009)

UnknownThis morning at 10:00 a.m. ET the Court is hearing oral arguments in the Texas license plate case, Walker v. Texas Division, Sons of Confederate Veterans, Inc. The case was argued by R. James George Jr. on behalf of the Respondent and by the state’s Solicitor General, Scott A. Keller. Some of the more notable amicus briefs were filed by:

See here re an earlier post re license plate cases breakdown of cases and sampling of scholarly literature.

THE COURT’S 2014-15 FREE EXPRESSION DOCKET

Review Granted

  1. Elonis v. United States (argued on 12-1-14)
  2. Williams-Yulee v. The Florida Bar (argued 1-20-15)
  3. Reed v. Town of Gilbert (argued on 1-12-15)
  4. Walker v. Texas Division, Sons of Confederate Veterans (license plate case) (argued 3-23-15)

Pending Petitions

  1. Berger v. American Civil Liberties Union of North Carolina (license plate case)
  2. Thayer v. City of Worcester
  3. The Bronx Household of Faith v. Board of Education of the City of New York (see Becket Fund amicus brief of Michael McConnell)
  4. Dariano v. Morgan Hill Unified School District (re Mary Beth Tinker amicus brief)
  5. Friedrichs v. California Teachers Association, et al.
  6. Apel v. United States (Erwin Chemerinsky, counsel of record)

Review Denied

  1. Arneson v. 281 Care Committee
  2. ProtectMarriage.com-Yes on 8 v. Bowen
  3. Kagan v. City of New Orleans
  4. Clayton v. Niska
  5. Pregnancy Care Center of New York v. City of New York 
  6. City of Indianapolis, Indiana v. Annex Books, Inc.
  7. Ashley Furniture Industries, Inc. v. United States 
  8. Mehanna v. United States
  9. Stop This Insanity Inc Employee Leadership Fund et al  v. Federal Election Commission
  10. Vermont Right to Life Committee, et al v. Sorrell

FAN 53 (First Amendment News) Justice Sotomayor joins in discussion of Burt Neuborne’s New Book (“Madison’s Music”)

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[My colleague Anthony Kennedy’s] approach to [the First Amendment], unlike some of my other colleagues,  is born on a very, very, almost fanatical belief that . . . the essence of democracy is no regulation of speech. Justice Sonia Sotomayor (March 13, 2015)

How could the pie get much sweeter? I mean, who among us is so fortunate as to have a sitting Supreme Court Justice travel to discuss a book we have just published?

Answer: Professor Burt Neuborne.

It is as rare as it is true — on March 13, 2015 Justice Sonia Sotomayor ventured to New York University Law School to join with Dean Trevor Morrison to discuss (for one hour or so) Neuborne’s Madison’s Music: On Reading the First Amendment (The New Press, 2015).  

Burt Neuborne, left, Sonia Sotomayor, & Trevor Morrison

Professor Burt Neuborne, left, Justice Sonia Sotomayor, & Dean Trevor Morrison

As it turned out, the pie did get sweeter when Justice Sotomayor first praised and then commented  on  Madison’s Music: “It’s a fun book for someone who’s not immersed in the law,” she said. “It’s so well written that I heard Burt’s voice in my head as I was reading it. I consider that the highest of compliments to an author.”

Later she asked: “You say that the focus of the First Amendment is democracy. You invite your thesis as a different way of interpreting the Constitution. So who decides what promotes democracy? People disagree about it all the time. How do you define democracy? Is it something like one person, one vote? What are its structures?”

Neuborne: “I’m sort of shocked that you asked that, because it’s clear that I define it,” he said jokingly, to audience laughter. “But Sotomayor prevailed with the wry rejoinder, ‘No, no, no, you forget, I do,’ “prompting an eruption of mirth and applause.”

“I don’t know what will be the final denouement of a judicial discussion about whether unlimited campaign spending is the best way to have a good democracy or a bad democracy,” Neuborne added. “But I would rather have judges asking that question among themselves than pretending to decide the case by deciding what seven words mean — ‘Congress shall make no law abridging speech’ — and having it be sort of automatic, without even thinking about the consequences for democracy.”

When Neuborne took issue with the Roberts Court’s campaign finance line of cases, Justice Sotomayor asked: “How does a Madisonian judge strike on balance [when it comes to those] laws?” To which Neuborne replied: “Great question.” He then proceeded to discuss cases going back to Buckley v. Valeo (1976) and up to the Court’s latest rulings in this area. He took pointed exception to the Court’s “narrow, bribery, quid quo pro definition of corruption.”

Speaking in a very animated way, Neuborne was equally critical of the Court’s notion (one that “I genuinely . . . don’t understand”) that “contributions can create a risk of corruption because you give the money directly to a candidate, but the unlimited spending of money, without coordination with the candidate, doesn’t create a risk of corruption . . . .” He thought that citizens and judges alike need to ask themselves: “What kind of democracy are we trying to protect here?”

Returning more directly to his answer to Justice Sotomayor’s question, Neuborne remarked: “Everybody’s political power should be equal in a democracy, and money shouldn’t corrupt that idea. . . . I think if they adopted a Madisonian reading of the First Amendment  we would change campaign financing regulation overnight.”

Neuborne on Justice Anthony Kennedy

[Justice Kennedy is] the most important First Amendment Judge that has ever sat on the Supreme Court. . . . 

Federal Judges Get Free Book

At the outset of his remarks Professor Neuborne thanked his publisher, The New Press, “a non-profit press that remembers the responsibility of a truly free press in placing new and challenging ideas before the public, and who has helped in making the book available both to every federal judge and in donating the books outside [here today] for you.” 

There is much more, about democracy, free speech, substantive due process, the Second, Third, and Ninth Amendments, media corporations, partisan gerrymandering, and the rule of unelected judges. See video of the event here.

I will be doing a Q&A with Professor Neuborne concerning his new book, the First Amendment, and other things that matter to those in the First Amendment community (divided as it is).

On Corporations: Point – Counterpoint 

 Adam Liptak, “First Amendment, ‘Patron Saint’ of Protesters, Is Embraced by Corporations,” NYT, March 23, 2015

Damon Root, “The New York Times, a Corporation, Worries That the First Amendment Is Now ‘Embraced by Corporations,'” Reason.com, March 24, 2015

Amanda Shanor

Amanda Shanor

“Adam Smith’s First Amendment” — DC Circuit Comes Under Fire

That is the title of a new essay by Robert Post and Amanda Shanor, one that appears in the Harvard Law Review Forum. What troubles the authors is the “recent and aggressive expansion of commercial speech doctrine,” one that they argue has resulted in a “striking turn in our constitutional order.”

The essay was prompted by a decision by the Court of Appeals for the District of Columbia in a case named Edwards v. District of Columbia (2014). (Ms Shanor, a Yale PhD in law candidate and a Yale Law School graduate, is a former law clerk to Judges Judith Rogers (2012-2013) and to Cornelia T.L. Pillard (2013-2014) of the Court of Appeals for the D.C. Circuit.)

Judge Janice Rogers Brown authored the Edwards opinion in which Judges Robert L. Wilkins and  Karen L. Henderson joined. Here is how Judge Brown described the law challenged on First Amendment grounds:

“In Washington, D.C., it is illegal to talk about points of interest or the history of the city while escorting or guiding a person who paid you to do so — that is, unless you pay the government $200 and pass a 100-question multiple-choice exam. The District requires that certain tour guides obtain a tour-guide license, which can be procured by paying application, license, and exam fees totaling $200, and passing the exam, of course. Operating as a paid, unlicensed tour guide is punishable by up to 90 days in jail or a fine of up to $300, or both. Believing the licensing scheme to be an unconstitutional, content-based restriction of their First Amendment rights, Appellants . . . refused to comply and filed suit in district court.”

In the course of her opinion, Judge Brown quoted from Adam Smith’s An Inquiry Into the Nature and Causes of the Wealth of Nations (1776): “‘It is not from the benevolence of the butcher, the brewer or the baker that we expect our dinner, but from their regard to their own interest’” — hence the title of the Post and Shanor essay.

Judge Janice Rogers Brown

Judge Janice Rogers Brown

As Post and Shanor see it, “Edwards holds that regulations burdening speech in the marketplace must convincingly demonstrate their necessity before they can interfere with the unassisted operation of the market. Edwards puts the constitutional burden of justifying regulations of marketplace speech squarely and onerously on the state. Because almost all commercial activity pro- ceeds through the medium of communication, Edwards effectively revives Lochnerian substantive due process.”

“How could,” they ask, “the First Amendment constitutionalize the unregulated operation of the laissez-faire commercial marketplace? How could the First Amendment require the political branches to adopt the theories of an eighteenth-century philosopher, even if, after due democratic deliberation, ‘We the people’ have decided to reject them? We have always celebrated the First Amendment as ‘the guardian of our democracy.’ Yet now in the hands of the D.C. Circuit, the First Amendment seems to have been transformed into a straitjacket for our institutions of democratic governance. . . .”                                              * * *

For a different take on the Edwards case from the one advanced by Post and Shanor, see Ilya Shapiro, Eugene Volokh, and Erik S. Jaffe, “Edwards v. District of Columbia,” Cato Institute, Sept. 20, 2013

Robert J. McNamara argued the Edwards case on behalf of the Appellants. And Erik JaffeIlya Shapiro and Eugene Volokh filed an amicus brief on behalf of the Cato Institute in support of Appellants.

Note: In Kagan v. City of New Orleans (June 2, 2014) the Fifth Circuit affirmed the constitutionality of a similar tour guide ordinance. The Cato Institute thereafter filed an amicus brief (Ilya Shapiro & Eugene Volokh) in support of the Kagan Petitioners when they sought review  in the Supreme Court (cert. denied Feb. 23, 2015).

News Item: “Savannah Tour Guides Move Ahead With Free Speech Suit,” Associated Press, March 24, 2015

First Amendment Salon & Abrams Institute to Host Debate Between Jack Balkin & Martin Redish

IMG_20150324_093205930 The fifth First Amendment salon is being held at the Floyd Abrams Institute for Freedom of Expression at Yale Law School on March 30th at 7:00 p.m.  Lee Levine will introduce the program and Floyd Abrams will moderate the dialogue between Yale Law Professor Jack Balkin and Northwestern University Law Professor Martin Redish.

The topic: “Is the First Amendment Being Misused as a Deregulatory Tool?”

As in the past, the event will be webcast live to salons in Washington, D.C. and New York City.

The last salon was held in Washington, D.C. The topic: “Hate Speech – From Parisian Cartoons to Cyberspace to Campus Speech Codes.” Dean Lucy Dalglish moderated the discussion between Christopher Wolf and Greg Lukianoff.

Indian Supreme Court Strikes Down Online Hate Speech Law

Petitioner, Shreya Singhal

Petitioner, Shreya Singhal (ANI News)

According to an article by Niharika Mandhana in the Wall Street Journal: “India’s Supreme Court on Tuesday struck down legislation barring ‘offensive messages’ online, saying it violated constitutional guarantees of free expression.”

“A two-judge panel voided a part of India’s Information Technology Act that made it a crime to share information through computers or other communications devices that could cause “annoyance, inconvenience” and ‘enmity, hatred or ill will.'”

“Announcing the ruling in a crowded courtroom in the Indian capital, Justice Rohinton Nariman said the law’s provisions were too vague and didn’t provide ‘clearly defined lines’ for law-enforcement officials. ‘What is offensive to one person may not be offensive to another,’ he said. The court also ruled that Internet companies, such as Facebook and Google, could only be required to remove or block access to online material if ordered to do so by a court, sharply limiting the power of the government to police Internet content. . . .”

See full opinion: Singhal v. Union of India (March 24, 2015).

New Book on Privacy & Free Speech

UnknownOxford University Press has just published a new and important book by Washington University Law Professor Neil Richards. The book is titled: Intellectual Privacy: Rethinking Civil Liberties in the Digital Age (2015).  Here is an excerpt from the publisher’s blurb of the book:

“How should we think about the problems of privacy and free speech? In Intellectual Privacy, Neil Richards offers a . . . solution . . . that ensures that our ideas and values keep pace with our technologies. Because of the importance of free speech to free and open societies, he argues that when privacy and free speech truly conflict, free speech should almost always win. Only when disclosures of truly horrible information are made (such as sex tapes) should privacy be able to trump our commitment to free expression. But in sharp contrast to conventional wisdom, Richards argues that speech and privacy are only rarely in conflict. America’s obsession with celebrity culture has blinded us to more important aspects of how privacy and speech fit together. Celebrity gossip might be a price we pay for a free press, but the privacy of ordinary people need not be. True invasions of privacy like peeping toms or electronic surveillance will rarely merit protection as free speech. And critically, Richards shows how most of the law we enact to protect online privacy pose no serious burden to public debate, and how protecting the privacy of our data is not censorship.”

Professor Neil Richards

Professor Neil Richards

“More fundamentally, Richards shows how privacy and free speech are often essential to each other. He explains the importance of ‘intellectual privacy,’ protection from surveillance or interference when we are engaged in the processes of generating ideas – thinking, reading, and speaking with confidantes before our ideas are ready for public consumption. In our digital age, in which we increasingly communicate, read, and think with the help of technologies that track us, increased protection for intellectual privacy has become an imperative. What we must do, then, is to worry less about barring tabloid gossip, and worry much more about corporate and government surveillance into the minds, conversations, reading habits, and political beliefs of ordinary people.”

See Book Review by Jeffrey Rosen: “What would privacy expert Louis Brandeis make of the digital age?,” Washington Post, March 22, 2015.

→ See alsoLegal Roundtable: Society Must Evolve with Technology” (audio interview with Neil Richards), St. Louis Public Radio, March 19, 2015

“Jawboning”: A New Threat to Free Speech

Professor Derek Bambauer

Professor Derek Bambauer

Abstract: “Despite the trend towards strong protection of speech in U.S. Internet regulation, federal and state governments still seek to regulate on-line content. They do so increasingly through informal enforcement measures, such as threats, at the edge of or outside their authority – a practice this Article calls “jawboning.” The Article argues that jawboning is both pervasive and normatively problematic. It uses a set of case studies to illustrate the practice’s prevalence. Next, it explores why Internet intermediaries are structurally vulnerable to jawboning. It then offers a taxonomy of government pressures based on varying levels of compulsion and specifications of authority.”

“To assess jawboning’s legitimacy, the Article employs two methodologies, one grounded in constitutional structure and norms, and the second driven by process-based governance theory. It finds the practice troubling on both accounts. To remediate, the Article considers four interventions:

  1. implementing limits through law,
  2. imposing reputational consequences,
  3. encouraging transparency, and
  4. labeling jawboning as normatively illegitimate.”

“In closing, it extends the jawboning analysis to other fundamental constraints on government action, including the Second Amendment. The Article concludes that the legitimacy of informal regulatory efforts should vary based on the extent to which deeper structural limits constrain government’s regulatory power.”

Derek E. Bambauer, “Against Jawboning,” Minnesota Law Review (2015)

New & Forthcoming Scholarly Articles 

  1. Sonja West, “The ‘Press,’ Then & Now,” SSRN (March 17, 2015)
  2. Twana A. Hassan , “A Jurisprudential Definition of Freedom of Expression,” SSRN (March 23, 2015)
  3. Feroz Ali, “Technical Speech: Patents, Expert Knowledge and the First Amendment,” Minnesota Journal of Law, Science & Technology (forthcoming 2015)
  4. John D. Moore, “The Closed and Shrinking Frontier of Unprotected SpeechWhittier Law Review (2014)

PBS New Hour

News Stories, Op-Eds & Blog Posts

  1. Katie Pavlich, “‘Last Bastion of Free Speech’ Invites Islamic Jihadist Who Doesn’t Believe in Free Speech As Star Guest,” TownHall, March 25, 2015 (re Oxford University invite)
  2. Laura DeGeer, “FCC facing first lawsuits over ‘net neutrality’,” Jurist, March 24, 2015
  3. Nicole Haas, “Guy booted from plane for profanity-laced T-shirt sparks First Amendment argument,” BizPac, March 24, 2015
  4. Daniel Drezner, “Why free speech on campus is not as simple as everyone thinks,” Washington Post, March 23, 2015
  5. Mark Mix, “Illinois Governor Challenges Union Bosses’ ‘Unconstitutional’ Forced Dues Powers,” CNSNews.com, March 23, 2015
  6. Charles Butts, “Pro-lifers say public sidewalk, First Amendment favor them,” NewsNow, March 23, 2015
  7. Nicholas Ebelhack, “First Amendment is not an excuse,” Western Courier, March 23, 2015
  8. Tom Jackson, “Protecting a robust rebirth of the First Amendment,” Tampa Tribune, March 22, 2015
  9. Tyrone James, “Jeb Bush tries to silence supporter by crushing his First Amendment Rights,” Examiner.com, March 22, 2015
  10. Jacob Gershman, “‘American Sniper’ Case Triggers First Amendment Concerns,” WSJ, March 19, 2015
  11. George Anders, “Facebook, Twitter — And A Tussle At SXSW Over First Amendment,” Forbes, March 14, 2015

THE COURT’S 2014-15 FREE EXPRESSION DOCKET

[updated: 3-24-15]

Review Granted

  1. Elonis v. United States (argued on 12-1-14)
  2. Williams-Yulee v. The Florida Bar (argued 1-20-15)
  3. Reed v. Town of Gilbert (argued on 1-12-15)
  4. Walker v. Texas Division, Sons of Confederate Veterans (license plate case) (argued 3-23-15)

Pending Petitions

  1. Berger v. American Civil Liberties Union of North Carolina (license plate case)
  2. Thayer v. City of Worcester
  3. The Bronx Household of Faith v. Board of Education of the City of New York (see Becket Fund amicus brief of Michael McConnell)
  4. Dariano v. Morgan Hill Unified School District (re Mary Beth Tinker amicus brief)
  5. Friedrichs v. California Teachers Association, et al.
  6. Apel v. United States (Erwin Chemerinsky, counsel of record)

Review Denied

  1. Arneson v. 281 Care Committee
  2. Kagan v. City of New Orleans
  3. ProtectMarriage.com-Yes on 8 v. Bowen
  4. Kagan v. City of New Orleans
  5. Clayton v. Niska
  6. Pregnancy Care Center of New York v. City of New York 
  7. City of Indianapolis, Indiana v. Annex Books, Inc.
  8. Ashley Furniture Industries, Inc. v. United States 
  9. Mehanna v. United States
  10. Stop This Insanity Inc Employee Leadership Fund et al  v. Federal Election Commission
  11. Vermont Right to Life Committee, et al v. Sorrell

Last Scheduled FAN Post, #52: “Corn-Revere signs with Cambridge to do Censorship Book

Next Scheduled Fan Post, #54: Wednesday, April 1, 2015


FAN 53.1 (First Amendment News) U. Maryland Law to Host Conference: “The Impact of the First Amendment on American Business”

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e5eb96fc377fcf9f7e18eb56d245dca1The 2015 Symposium (March 27th), “The Impact of the First Amendment on American Businesses,” will facilitate a discussion on the effects and consequences of First Amendment jurisprudence on businesses. The symposium will specifically cover the areas of commercial speech, religious exemptions for businesses, and rights of businesses to use technology appropriately. This event will be located at University of Maryland Francis King Carey School of Law, and is open to anyone interested in attending, including students, lawyers, and scholars.

Welcome and Introductory Remarks
Dean Donald TobinUniversity of Maryland Francis King Carey School of Law

Keynote Speaker 1
Travis LeBlanc, Federal Communications Commission

Panel 1: First Amendment and Commercial Speech Relating to Health

Jane Bambauer, University of Arizona School of Law
Adam Candeub, Michigan State University College of Law
Stephanie Greene, Boston College & Greene LLP
Kathleen Hoke, University of Maryland Francis King Carey School of Law
Wendy Wagner, University of Texas at Austin School of Law

Panel 2: First Amendment and Technology

Hillary Greene,  University of Connecticut School of Law
James Grimmelmann, University of Maryland Francis King Carey School of Law
Glenn Kaleta, Microsoft Corporation
Renee Knake, Michigan State University College of Law
Neil Richards, Washington University School of Law
Felix Wu, Yeshiva University Benjamin N. Cardozo School of Law

Panel 3: Religious Exemptions for Corporations

Caroline Corbin, University of Miami School of Law
Michelle Harner, University of Maryland Francis King Carey School of Law
Louise Melling, American Civil Liberties Union
Jennifer Taub, Vermont Law School
Nelson Tebbe, Brooklyn Law School

Keynote Speaker 2

Tamara PietyUniversity of Tulsa School of Law

Closing Remarks

Danielle CitronUniversity of Maryland Francis King Carey School of Law

For additional information, please contact Joella Roland, Executive Symposium & Manuscripts Editor, via email at JoellaRoland@UMaryland.edu.

ht: Neil Richards 

FAN 54 (First Amendment News) Fourth Circuit Skeptical of Local Panhandling Law . . . Issue Before SCOTUS in Another Case

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Robert S. Reynolds (credit: Richmond Times-Dispatch)

Robert Reynolds (credit: Richmond Times-Dispatch)

Somehow this one slipped by me. Thanks to Joseph P. Rapisarda, Jr. (the county attorney in the case), however, I now know of it and of Chief Judge William Traxler’s opinion in Reynolds v. Middleton (4th Cir., Feb. 24, 2015).

The case involves a homeless man (Robert S. Reynolds) who begged for money in Henrico County, Virginia. (A panhandling First Amendment case is currently pending before the Supreme Court: Thayer v. City of WorcesterThe petition was distributed for Conference of January 9, 2015.)

In a world where commercial speech is the coin of the realm, Mr. Reynolds looked to the First Amendment to aid the cause of his life-sustaining speech. To that end, he challenged a newly enacted local ordinance, which provides:

Sec. 22-195. Distributing handbills, soliciting contributions or selling merchandise or services in highway.

(a) It shall be unlawful for any person while in the highway to:

(1) Distribute handbills, leaflets, bulletins, literature, advertisements or similar material to the drivers of motor vehicles or passengers therein on highways located within the county.

(2) Solicit contributions of any nature from the drivers of motor vehicles or passengers therein on highways located within the county.

(3) Sell or attempt to sell merchandise or services to the drivers of motor vehicles or passengers therein on highways located within in the county.

(b) For purposes of this section, the term “highway” means the entire width of a road or street that is improved, designed, or ordinarily used for vehicular travel and the shoulder, the median, and the area between the travel lane and the back of the curb.

Brian Burgess

Brian Burgess

At first he was unsuccessful; his case was dismissed by a federal judge. Thanks to the appellate work of Brian Timothy Burgess (a former Sotomayor law clerk) and the ACLU, Reynolds did rather well in the Fourth Circuit (see CBS video clip). Here are a few excerpts from Chief Judge Traxler’s opinion:

  1. There is no question that panhandling and solicitation of charitable contributions are protected speech. See Clatterbuck v. City of Charlottesville, 708 F.3d 549, 553 (4th Cir. 2013). There is likewise no question that public streets and medians qualify as “traditional public forum[s].” Id. at 555; see Warren v. Fairfax Cnty, 196 F.3d 186, 196 (4th Cir. 1999) (en banc) (“Median strips, like sidewalks, are integral parts of the public thoroughfares that constitute the traditional public fora.”).
  2. The government’s power to regulate speech in a traditional public forum is “limited, though not foreclosed.” Clatterbuck, 708 F.3d at 555. Content-neutral time, place, and manner regulations of speech in traditional public forums are subject to intermediate scrutiny — that is, the restrictions must be “narrowly tailored to serve a significant government interest and leave open ample alternative channels of communication.” Id.; see Ross v. Early, 746 F.3d 546, 552-53 (4th Cir.), cert. denied, 135 S. Ct. 183 (2014). A content-neutral regulation is narrowly tailored if it does not “burden substantially more speech than is necessary to further the government’s legitimate interests.” McCullen v. Coakley, 134 S. Ct. 2518, 2535 (2014)
  3. In our view . . . the Supreme Court’s recent decision in McCullen v. Coakley clarifies what is necessary to carry the government’s burden of proof under intermediate scrutiny. McCullen involved a First Amendment challenge to a Massachusetts buffer-zone statute that prohibited standing on a “public way or sidewalk within 35 feet of an entrance or driveway” of an abortion clinic. McCullen, 134 S. Ct. at 2525. After a bench trial on stipulated facts, the district court upheld the statute, and the First Circuit affirmed. The Supreme Court applied intermediate scrutiny — the same standard we apply in this case — and reversed.
  4. We draw several lessons from the Court’s decision in McCullen. First, the Court’s discussion of whether the statute furthered an important governmental interest confirms that the existence of a governmental interest may be established by reference to case law. Second, the Court’s flat declaration that “[t]he buffer zones clearly serve these interests” indicates that objective evidence is not always required to show that a speech restriction furthers the government’s interests. Finally, the Court’s rejection of the Commonwealth’s narrow-tailoring arguments makes it clear that intermediate scrutiny does indeed require the government to present actual evidence supporting its assertion that a speech restriction does not burden substantially more speech than necessary; argument unsupported by the evidence will not suffice to carry the government’s burden.

The Chief Judge concluded his opinion as follows:

Although we have concluded that the County’s evidence failed to establish that the Amended Ordinance was narrowly tailored, we believe the proper course is to vacate and remand. Our analysis in this case was driven by the Supreme Court’s decision in McCullen, which was issued after the district court’s ruling in this case. As we have explained, McCullen clarified the law governing the evidentiary showing required of a governmental entity seeking to uphold a speech restriction under intermediate scrutiny. Because the parties did not have McCullen’s guidance at the time they prepared their cross — motions for summary judgment, we believe the County should have an opportunity to gather and present evidence sufficient to satisfy McCullen’s standard. Accordingly, we hereby vacate the district court’s order granting summary judgment to the County and remand for further factual development and additional proceedings as may be required (footnote omitted).

Note: Since “the Henrico ordinance has not been invalidated,” said Burgess, “panhandlers still could be criminally charged.”

See A. Barton Hinkle, “There’s No Begging Exception to the First Amendment,” Reason.com, March 4, 2015

 See Arizona Senate Debates Panhandling Bill,” NAZToday, March 25, 2015 (YouTube video)

See also Sara Rankin, “A Homeless Bill of Rights,” Seton Hall Law Review (forthcoming, 2015).  

Balkin & Redish Discuss Commercial Speech at First Amendment Salon

Martin Redish, Floyd Abrams & Jack Balkin (L-R)

Martin Redish, Floyd Abrams & Jack Balkin (L-R)

March 30, 2015, New Haven. The topic: “Is the First Amendment Being Misused as a Deregulatory Tool?” That was the subject to be discussed in the latest First Amendment Salon (the fifth one), which was held at the Floyd Abrams Institute For Freedom of Expression at Yale Law School. Mr. Abrams moderated the discussion between Yale Law Professor Jack Balkin and Northwestern University Law Professor Martin Redish. The discussion was videocast live to designated venues in Washington, D.C. and New York City.

Some of those in the audience at the various venues included: Joan Bertin, Robert Corn-Revere, Heather Dietrick, Justin Dillon, George Freeman, Laura Handman, Adam Liptak, Margaret McPherson, Tamara Piety, Dean Ringel, David Savage, Ilya Shapiro, Paul Smith, and Katie Townsend.

Cass Sunstein & the “corporate movement to transform the First Amendment into an all-purpose shield against even modest regulation”

Professor Cass Sunstein

Professor Cass Sunstein

Echoing a liberal theme heard more and more lately, Harvard Law Professor Cass Sunstein has just published a blog post entitled “Free Speech, Inc.” — yet another attack on First Amendment protection for corporate free speech rights. Professor Sunstein begins his Bloomberg post with this observation:

“The most illuminating free-speech case of 2015 has nothing to do with political speech, or civil-rights protests, or hate speech, or any other issues we used to associate with the First Amendment. It has to do with an obscure provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act that directs the Securities and Exchange Commission to require companies to inform the public if their products use conflict minerals.”

“The case, brought by the National Association of Manufacturers, is the culmination of a stunningly successful corporate movement to transform the First Amendment into an all-purpose shield against even modest regulation. Let’s give the movement a name: Free Speech Inc.”

He then adds: “The conflict minerals controversy came to a head in 2012, when the SEC issued a regulation requiring companies to conduct a “reasonable country of origin inquiry” to see if their products use minerals that are sold to finance war and humanitarian catastrophe in covered nations — principally Congo. If they do, then companies must report those products, publicly, on an SEC website.”

“In 2014, the court of appeals ruled that this requirement was reasonable and consistent with Dodd-Frank. The only problem involved the First Amendment. The court noted that the government is usually free to require companies to disclose ‘purely factual and uncontroversial information,’ but insisted that this principle is limited to government efforts to protect consumers from deception.”

He concludes his post with these observations:

[R]ecent decades have seen a genuine revolution in free speech law. Far from being used to ensure the preconditions for self-government, the First Amendment is being regularly invoked as a barrier to fairly modest regulatory requirements. Ironically, those requirements are usually designed to ensure that consumers are informed.

Birthed by a consumers’ rights decision in 1976, Free Speech Inc. has already been an astonishing success story. The conflict minerals controversy will provide crucial evidence about its future.

See also:

12 First Amendment Scholars File Brief in Jesse Ventura Defamation Case

The case is Ventura v. Kyle, which is now before the Court of Appeals for the Eight Circuit. Jesse Ventura, the former governor of Minnesota, has lashed out against the 2012 bestselling American Sniper by Navy SEAL Chris Kyle. The Oscar-nominated film is based on the book. According to Mr. Ventura: “The book is not a true story,” it “had fabrication and fiction written into it.” Last year Ventura won a defamation lawsuit against Kyle, this prior to Kyle’s death in 2013.

First Amendment advocates and major media companies are urging a federal appeals court to throw out a defamation judgment against “American Sniper” author Chris Kyle that entitled former Minnesota Gov. Jesse Ventura to more than $1 million of the royalties from the book. The case is an appeal by Mr. Kyle’s widow of last year’s jury verdict in favor of Mr. Ventura . . . . . On top of a $500,000 damages award, the Minnesota jury awarded the former wrestler another $1.35 million for unjust enrichment, draining some of the profits generated by Mr. Kyle’s best-seller, which was turned into a blockbuster film. Mr. Kyle was killed on a Texas shooting range in early 2013 by a fellow Iraq war veteran. — Jacob Gershman, “‘American Sniper’ Case Triggers First Amendment Concerns,” Wall Street Journal, March 19, 2015

Professor Len Niehoff

Professor Len Niehoff

The amicus brief in support of the Defedant-Appellant was prepared by Professor Len Niehoff. In it, he argues that:

  • The Sullivan Actual Malice Standard Provides Expansive and Critical Protection to Freedom of Expression but Poses Challenges in Jury Trials
  • The Court Below Erred in its Instructions to the Jury Regarding Reckless Disregard, and
  • The Court Below Erred in its Instructions Regarding the Burden of Proof as to Falsity

Those who signed the brief are:

  1. Vincent  Blasi
  2. Clay Calvert
  3. Erwin Chemerinsky
  4. Lucy Dalglish
  5. Don Herzog
  6. M.A. Kautsch
  7. Jane Kirtley
  8. Len Niehoff
  9. Amy Kristin Sanders
  10. James Spaniolo
  11. Nadine Strossen
  12. Kyu Ho Youm

See also amicus brief filed on behalf of 33 media companies and organizations in support of Defendant-Appellant (Floyd Abrams, Susan Buckley & Merriam Mikhail, attorneys for amici)

Harsh Speech is not Stalking Says Georgia High Court

The caseChan v. Ellis (Ga. S. Ct, March 27, 2015) (per Justice Keith Blackwell)

The CounselDarren Summerville and Eugene Volokh (and others)

See Volokh’s comments here

Union alleges CTA Violates Free-Speech Rights

According to an Associated Press report: “A Chicago Transit Authority union has filed a federal lawsuit saying the agency is violating free-speech rights by barring workers from distributing leaflets in break rooms opposing Mayor Rahm Emanuel in an April 7 runoff election.”

“The Amalgamated Transit Union filed the nine-page suit Tuesday in Chicago federal court. It asks for a prompt court order allowing the leaflets in break rooms. . . .”

Noted 1-A Scholar & Litigator to be Dean of University of Delaware Law School

Professor Rodney Smolla

Professor Rodney Smolla

Over the years he has crafted quite a reputation for himself as a free-speech scholar. His name is Rodney Smolla. According to a news report in the Philadelphia Business Journal, Professor Smolla will soon become Dean Smolla Rod Smolla at Widener University Delaware Law School, located in Wilmington. Smolla is currently a visiting professor of law at the University of Georgia School of Law.

Previously, Professor Smolla served as the president of Furman University from 2010 to 2013 and before that as dean and Steinheimer Professor at Washington and Lee School of Law. Prior to that, he was dean and Allen Professor at the University of Richmond School of Law, and also served as the director of the Institute of Bill of Rights Law at the College of William & Mary.

He represented the Respondents in the Supreme Court case of Virginia v. Black (2003) in the Supreme Court. Some of his more notable writings on free speech include the following:

Proposed Kansas Law Would Limit Public Professors’ School-Affliation Rights

Writing in the Chronicle of Higher Education, Andy Thomason reports: “A bill making its way through the Kansas Legislature would prohibit professors at public institutions from being idem tified by their titles in newspaper opinion articles about an elected official, a candidate, or an issue being dealt with by a state public body.”

Jonathan Shorman, writing in the Topeka Capital-Journal, also reports: “House Bill 2234 would require the governing boards of community colleges and state universities to implement policies prohibiting employees from providing titles when authoring or contributing to newspaper opinion columns, which includes letters, op-eds and editorials.” An excerpt of the proposed law is set out below:

The state board of regents, the board of trustees of any community college, the board of regents of any municipal university and the governing body of any technical college shall adopt and implement, or require to be implemented, a policy and plan which prohibits an employee from providing or using such employee’s official title when authoring or contributing to a newspaper opinion column. Such policy and plan shall prohibit employees from providing or using such employee’s official title in a newspaper opinion column only when the opinion of the employee concerns a person who currently holds any elected public office in this state, a person who is a candidate for any elected public office in this state or any matter pending before any legislative or public body in this state.

The full  text of the proposed law can be found here:

ht: Joan Bertin 

Va. Book Festival Panel Discussion on Money and Politics

Professor Jamin Raskin

Professor Jamin Raskin

On March 21, 2015 the Thomas Jefferson Center for the Protection of Free Expression hosted a panel discussion on “Money and Politics” at the 21st annual Virginia Festival of the Book. The panelists were Professors Jamin Raskin and Ron Collins with the Center’s Josh Wheeler moderating the discussion.

C-SPAN’s Book TV covered the event, the video of which can be found here.

The discussion covered a variety of topics ranging from the history campaign finance laws to current campaign expenditures by corporations along with a discussion of the Roberts Court’s First Amendment rulings in this area.

Coming this Fall: Book on Schools & Censorship

This coming October Harvard University Press will publish Lessons in Censorship: How Schools and Courts Subvert Students’ First Amendment Rights (330 pp.) by George Washington University Law Professor Catherine J. Ross. Here is an advance description of the book:

Professor Catherine Ross

Professor Catherine Ross

“American public schools often censor controversial student speech that the Constitution protects. Lessons in Censorship brings clarity to a bewildering array of court rulings that define the speech rights of young citizens in the school setting. Catherine J. Ross examines disputes that have erupted in our schools and courts over the civil rights movement, war and peace, rights for LGBTs, abortion, immigration, evangelical proselytizing, and the Confederate flag. She argues that the failure of schools to respect civil liberties betrays their educational mission and threatens democracy.”

“From the 1940s through the Warren years, the Supreme Court celebrated free expression and emphasized the role of schools in cultivating liberty. But the Burger, Rehnquist, and Roberts courts retreated from that vision, curtailing certain categories of student speech in the name of order and authority. Drawing on hundreds of lower court decisions, Ross shows how some judges either misunderstand the law or decline to rein in censorship that is clearly unconstitutional, and she powerfully demonstrates the continuing vitality of the Supreme Court’s initial affirmation of students’ expressive rights. Placing these battles in their social and historical context, Ross introduces us to the young protesters, journalists, and artists at the center of these stories.”

“Lessons in Censorship highlights the troubling and growing tendency of schools to clamp down on off-campus speech such as texting and sexting and reveals how well-intentioned measures to counter verbal bullying and hate speech may impinge on free speech. Throughout, Ross proposes ways to protect free expression without disrupting education.”

More Commentary on License Plate Case

Over at BalkinizationCorey Brettschneider & Nelson Tebbe have this: “Clearing Up the Court’s Confusion About License Plates.” Here is an excerpt:

“A better approach [than Texas abandoning its specialty license plate program altogether to avoid racist messages] would be to recognize that of course Texas has a legitimate interest in excluding racialized messages on specialty plates, because of the reasonable concern that those words would be associated with the state. Moreover, Texas’s concern would have constitutional status because the Equal Protection Clause prohibits the state from endorsing such messages. So the state’s interest in denying applications for plates that harm equal citizenship for nonwhites is rooted in the Constitution. Even if flying the confederate flag is not itself unconstitutional, Texas has a unique interest in avoiding speech that it thinks implicates equal protection values. This interest is distinct from merely avoiding offense. It is about rejecting complicity in a message that triggers constitutional concerns.”

New Scholarly Articles 

Professor Sonja West

Professor Sonja West

  1. Richard Hasen, “Why Isn’t Congress More Corrupt? A Preliminary Inquiry,” Fordham Law Review (forthcoming, 2015)
  2. Sonja West, “The ‘Press,’ Then & Now,” SSRN (March 17, 2015)
  3. Mark D. Rosen, “When are Constitutional Rights Non-Absolute? McCutcheon, Conflicts, and the Sufficiency Question,” William & Mary Law Review (forthcoming, 2015)
  4. Rebecca L. Brown, “The Harm Principle and Free Speech,” SSRN (March 25, 2015)
  5. Andrew David Postal,  “Where the Schoolhouse Gates End: An Analysis of State Cyberbullying Laws,” SSRN (March 30, 2015)
  6. Alan K. Chen & Justin F. Marceau, “High Value Lies, Ugly Truths, and the First Amendment,” SSRN (March 25, 2015)
  7. Aaron Tang, “Public Sector Unions & the First Amendment after Harris v. Quinn and Burwell v. Hobby Lobby,” New York University Law Review (forthcoming 2015)

New YouTube Videos

University of Maryland Law School Conference: “The Impact of the First Amendment on American Business” 

  1. Donald Tobin, “The Impact of the First Amendment on American Businesses — Opening Remarks,”
  2. Travis LeBlanc of the FCC, “Opening Keynote Speech
  3. Tamara Piety, “Closing Keynote Speech
  4. Danielle Citron, “The Impact of the First Amendment on American Businesses – Closing Remarks,”

* * * *

  1. Paul Marshall, “The Aftermath of Charlie Hebdo, Blasphemy, Free Speech, and Freedom of Religion,” King’s College
  2. Eric Damian Kelly, “Regulating Sex Businesses, Part 1: Principles and Foundations — First Amendment,” Planetizen Courses
  3. Ivo Labar, “What poses the biggest threat to First Amendment rights?,” ReelLawyers
  4. Burt Neuborne on His New Book: Madison’s Music: On Reading the First Amendment,” Uprising
  5. Freedom of the Press in the U.S.,” The Fresh Outlook

News, Op-Eds & Blog Posts

  1. Jennifer Champagne, “Student Animal Rights Activist Sues California State Polytechnic University for Free Speech Restrictions,” Paste Magazine, March 31, 2015
  2. Ken Wheaton, “P.C. Police Swarm Stewart’s ‘Daily Show’ Replacement Before Job Even Starts,” Advertising Age,” March 31, 2015
  3. Gene Policinski, “Thinking about what we mean and do, when we speak,” The Morning Sun, March 28, 2015
  4. Pamella Geller, “AFDI Wins Important Free Speech Victory, But Opponents End Run the First Amendment,” Breitbart, March 27, 2015

THE COURT’S 2014-15 FREE EXPRESSION DOCKET

[updated: 3-30-15]

Review Granted

  1. Elonis v. United States (argued on 12-1-14)
  2. Williams-Yulee v. The Florida Bar (argued 1-20-15)
  3. Reed v. Town of Gilbert (argued on 1-12-15)
  4. Walker v. Texas Division, Sons of Confederate Veterans (license plate case) (argued 3-23-15)

Pending Petitions

  1. Berger v. American Civil Liberties Union of North Carolina (license plate case)
  2. Thayer v. City of Worcester
  3. Friedrichs v. California Teachers Association, et al.
  4. Apel v. United States (Erwin Chemerinsky, counsel of record)

Review Denied

  1. Dariano v. Morgan Hill Unified School District
  2. The Bronx Household of Faith v. Board of Education of the City of New York 
  3. Arneson v. 281 Care Committee
  4. Kagan v. City of New Orleans
  5. ProtectMarriage.com-Yes on 8 v. Bowen
  6. Clayton v. Niska
  7. Pregnancy Care Center of New York v. City of New York 
  8. City of Indianapolis, Indiana v. Annex Books, Inc.
  9. Ashley Furniture Industries, Inc. v. United States 
  10. Mehanna v. United States
  11. Stop This Insanity Inc Employee Leadership Fund et al  v. Federal Election Commission
  12. Vermont Right to Life Committee, et al v. Sorrell

LAST SCHEDULED FAN POST, #53: Justice Sotomayor joins in discussion of Burt Neuborne’s New Book (‘Madison’s Music’)

LAST FAN POSTS, #53.2:Court Denies Cert. in Two Free Speech Cases”

FAN #53.1:U. Maryland Law to Host Conference: ‘The Impact of the First Amendment on American Business‘”

NEXT SCHEDULED FAN POST, #55, Wednesday, April 8, 2015

FAN 54.1 (First Amendment News) Supreme Court: Latest Orders List — Free Expression Cases Remain on Docket

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FAN 55 (First Amendment News) Another Sign Case Comes to the Court

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The “necessity and wisdom of using eminent domain” are “matters of legitimate public debate.” — Justice John Paul Stevens, Kelo v. City of New London (2005)

Screen Shot 2015-04-06 at 11.17.08 PMThe Court currently has a sign case before it, one that was argued on January 12th. That case is Reed v. Town of Gilbert. Now it has another one just presented to it: Central Radio Co., Inc. v. City of NorfolkHere is how the petition opens:

“Central Radio placed a banner on the side of its building protesting government’s attempt to take the building by eminent domain. The City of Norfolk quickly cited Central Radio for violating the City’s sign code, despite not having enforced the code against any other political sign in at least a quarter-century. Although the sign code prohibited Central Radio’s protest banner, it exempts various other categories of signs from regulation. For example, Central Radio’s banner would have been allowed if, rather than protesting city policy, it depicted the city crest or flag.”

The two issues presented to the Court are:

  1. Does Norfolk’s mere assertion of a content-neutral justification or lack of discriminatory motive render its facially content-based sign code content neutral and justify the code’s differential treatment of Central Radio’s protest banner?
  2. Can government restrict a protest sign on private property simply because some passersby honk, wave, or yell in support of its message?

B y a 2-1 margin, the Fourth Circuit Court of Appeals answered both of those questions “yes” and thus denied the First Amendment claim. Judge Barbara M. Keenan wrote the majority opinion which was joined in by Judge G. Steven Agee with Judge Roger Gregory dissenting in part.

Among other things, in her majority opinion Judge Keenan observed: “It is undisputed here that the plaintiffs’ 375-square-foot banner would comport with the City’s sign code if the banner were reduced to a size of 60 square feet. We recently have deemed such an alternative to be adequate upon comparable facts.’ And also this: “Even assuming, without deciding, that the City’s past refusal to enforce strictly the sign code constituted evidence of discriminatory effect, dismissal of the plaintiffs’ selective enforcement claim was proper because there was insufficient evidence that the City was motivated by a discriminatory intent.”

Michael E. Bindas

Michael E. Bindas

Judge Gregory took exception to the majority’s content-discrimination analysis: “Why is it that the symbols and text of a government flag,” he argued, “do not affect aesthetics or traffic safety and escape regulation, whereas a picture of a flag does negatively affect these interests and must be subjected to size and location restrictions? I see no reason in such a distinction.” And also this: “This case implicates some of the most important values at the heart of our democracy: political speech challenging the government’s seizure of private property – exactly the kind of taking that our Fifth Amendment protects against. If a citizen cannot speak out against the king taking her land, I fear we abandon a core protection of our Constitution’s First Amendment. Here, Central Radio spoke out against the king and won.”

From Petitioner’s Brief

     This Court’s review is needed to resolve a longstanding, deep division among the courts of appeals over an important and recurring question of First Amendment law: whether a sign code that, on its face, draws content-based distinctions is nevertheless content-neutral simply because the government disclaims a censorial motive or proffers a content- neutral justification for the code. That question has confounded the lower courts ever since this Court’s sharply fractured decision in Metromedia, Inc. v. City of San Diego (1981), failed to yield an answer. As early as 1994, then-Judge Alito noted this confusion and the need for “the Supreme Court [to] provide[] further guidance.” Rappa v. New Castle Cnty. (3d Cir. 1994) (Alito, J., concurring). Then-Professor Kagan similarly observed that this issue is “calling for acknowledgment by the Court and an effort to devise a uniform approach.” Elena Kagan, The Changing Faces of First Amendment Neutrality: R.A.V. v. St. Paul, Rust v. Sullivan, and the Problem of Content-Based Underinclusion, 1992 Sup. Ct. Rev. 29, 77 (1992).

     If this Court resolves this issue in Reed v. Town of Gilbert and does so in a way that calls into question the Ninth Circuit’s approach to assessing content neutrality – the same approach the Fourth Circuit followed in this case – then an order granting certiorari, vacating the Fourth Circuit’s decision, and remanding this case will be warranted. If, on the other hand, this Court does not resolve the issue in Reed, it should grant certiorari to resolve it now.

 Counsel for Petitioner: Michael E. Bindas

→ Randy Barnett, “Can a city suppress speech protesting eminent domain?,” Volokh Conspiracy, April 2, 2015

 Press Conference re filing of lawsuit (May 10, 2012) (YouTube)

Howard Kurtz on “Intolerance”

Howard Kurtz

Howard Kurtz

“The Indiana pizza uproar is still giving me indigestion. Just when gay rights advocates had won a victory by getting Mike Pence and the Indiana legislature to modify their religious freedom law, left-wing zealots harassed the poor folks at Memories Pizza into temporarily shutting down. .  . .”

“[T]oo many on the left want to silence free speech or punish those whose beliefs are deemed unacceptable. You see this every time a campus protest forces a conservative speaker to cancel an appearance — and that should depress honest liberals who once fervently fought for free speech. . . .”

Howard Kurtz, “Age of intolerance: What the Indiana pizza attacks tell us about free speech,” Fox News, April 6, 2015

ACLU in the Red — $15M Annual Deficit for Past Five Fiscal Years

aclu_logoAccording to a news report filed by Catherine Ho for the Washington Post, the national ACLU has been running in the red for the past five fiscal years. Its “annual operating deficit averaged more than $15 million, and the organization has used reserves to fill the gap. ‘The operating deficit is the big challenge we tackled in our strategic planning meetings and in developing next year’s budget and we decided that we can’t keep relying on reserves at this level,'” the group’s executive director, Anthony Romero, is quoted as saying.

Long the leading champion of First Amendment rights, the group has suffered some major funding losses — e.g., the loss of a $22 million annual gift from a single donor. Even so, “[l]ast November, the ACLU received a $50 million grant from the Open Society Foundations, the network founded by investor and philanthropist George Soros, to aid in the Foundations’ campaign to reduce incarceration rates in the United States.”

But such new revenue sources apparently were not enough; last week the group “laid off 23 employees, about 7 percent of the organization’s national staff. The cuts affected employees in New York, D.C., California and Wyoming.”

 See also Staci Zaretsky, “Nationwide Layoff Watch: Lawyers Swept Out For Spring Cleaning,” Above the Law, April 3, 2015

See March 26, 2015 e-mail from Anthony Romero to ACLU Staff re deficits and layoffs (ht: Above the Law)

Flashback: 63 years ago this day — “ACLU Files FCC Complaint Over Radio & TV Blacklisting,” Today in Civil Liberties History

Symposium on Book re Hate Speech & Liberal Democracy 

Corey Brettschneider’s splendid new book, When the State Speaks, What Should it Say?, is a refreshing and magnificent reinterpretation of the application of First Amendment principles to speech by the government and to hate speech more generally. Professor Brettschneider’s book addresses an extremely difficult and important problem: How should a liberal society approach the topic of hate speech? Professor Brettschneider posits two dystopias that we need to avoid. The first is the dystopia of the Invasive State, which is so eager to militantly protect democracy that it regularly invades people’s rights. The second is the dystopia of the Hateful Society, which is so tolerant that it will not even intervene to defend its core norm of tolerance. Professor Brettschneider describes the harms inherent to each before proposing a new solution designed to occupy the ideological middle ground that protects both expression and the rights of citizens to be free and equal members of society. — Steven G. Calabresi

UnknownIn case you (like me) missed it, the Brooklyn Law Review had a symposium on When the State Speaks, What Should It Say?: How Democracies Can Protect Expression and Promote Equality (Princeton University Press, 2012), a book by Corey Brettschneider. Below is a list of the contributors and their articles:

Forthcoming Book on Free Speech & Political Persecution

  • Donna Haverty-Stacke, Trotskyists on Trial: Free Speech and Political Persecution Since the Age of FDR (New York University Press, Jan. 2016) (304 pp.) Here is the publisher’s blurb:
Passed in June 1940, the Smith Act was a peacetime anti-sedition law that marked a dramatic shift in the legal definition of free speech protection in America by criminalizing the advocacy of disloyalty to the government by force. It also criminalized the acts of printing, publishing, or distributing anything advocating such sedition and made it illegal to organize or belong to any association that did the same. It was first brought to trial in July 1941, when a federal grand jury in Minneapolis indicted twenty-nine Socialist Workers Party members, fifteen of whom also belonged to the militant Teamsters Local 544. Eighteen of the defendants were convicted of conspiring to overthrow the government. Examining the social, political, and legal history of the first Smith Act case, this book focuses on the tension between the nation’s cherished principle of free political expression and the demands of national security on the eve of America’s entry into World War II. 
 
Based on newly declassified government documents and recently opened archival sources, Trotskyists on Trial explores the implications of the case for organized labor and civil liberties in wartime and postwar America. The central issue of how Americans have tolerated or suppressed dissent during moments of national crisis is not only important to our understanding of the past, but also remains a pressing concern in the post-9/11 world. This volume traces some of the implications of the compromise between rights and security that was made in the mid-twentieth century, offering historical context for some of the consequences of similar bargains struck today.

New & Forthcoming Scholarly Articles 

 Eugene Volokh, “Gruesome Speech” (forthcoming Cornell Law Review 2015)

  1. James D. Nelson, “The Freedom of Business Association,” Columbia Law Review (2015)
  2. Nancy Leong & Joanne Morando, “Communication in Cyberspace,” North Carolina Law Review (forthcoming 2015) (“[W]e provide the first comprehensive survey of state statutes and case law relating to cyberstalking, cyberharassment, and cyberbullying.”)
  3. Alix Iris Cohen, “Nonconsensual Pornography and the First Amendment: A Case for a New Unprotected Category of Speech,” University of Miami Law Review (forthcoming 2015)
  4. Sabrina D Niewialkouski, “Is Social Media the New Era’s ‘Water Cooler’? #Notifyouareagovernmentemployee,” University of Miami Law Review (forthcoming 2015)
  5. When Privacy Almost Won: Time, Inc. v. Hill (1967),” University of Pennsylvania Journal of Constitutional Law (forthcoming 2015)
  6. Thaddeus Houston, “Constitutional Drag Race: Anonymous Online Speech after Digital Music News v. Superior Court,” Berkeley Technology Law Journal (forthcoming 2015)
  7. Cass Sunstein, “Beyond Cheneyism and Snowdenism,” University of Chicago Law Review (forthcoming 2015)
  8. Eva van der Zee, “Legal Limits on Food Labelling Law: Comparative Analysis of the EU and the USA,” European Business Law Review (forthcoming 2015)
  9. Ravi Antani, “The Resistance of Memory: Could the European Union’s Right to be Forgotten Exist in the United States?,” Berkeley Tech. L.J. (forthcoming, 2015)
Justice Souter & Margaret Warner

Justice Souter & Margaret Warner

Flashback: Former Supreme Court Justice David Souter on Citizens United 

Former Supreme Court Justice David Souter sat down with Margaret Warner, speaking about how there are some laws that Congress can make that can limit the freedom of speech, and addressed the controversial Citizens United decision. The discussion took place in Concord, New Hampshire on September 14, 2012.

See YouTube video here (news story here)

New YouTube & Other Video & Audio Files  

  1. Yuki Noguchi, “A New Internet Domain: Extortion Or Free Speech?,” NPR, Morning Edition, April 7, 2015 (audio)
  2. Lesley-Anne Stone, “Censorship & Persecution in Music,” YouTube, April 5, 2015,
  3. The Mount Rushmore of The Free Speech Outlaws,” ChannelPKtown, YouTube, April 4, 2015 (re comedians)
  4. Josh Blackman, ““The 1st Amendmetn, 2nd Amendment, and 3D-Printed Guns,” Lecture, Creighton Law School, posted April 3, 2015 (audio)
  5. Colleges Teach 1st Amendment Suppression,” The Alex Jones Channel, InfoWars.com, April 1, 2015

News, Op-Eds & Blog Posts

Ruthann Robson, “En Banc Ninth Circuit Rejects First Amendment Challenge to Ballot Initiative Sponsor Requirements,” Constitutional Law Prof Blog, April 3, 2015

→ Geoffrey Stone, “Civil Liberties in Wartime,” ShareAmerica, April 6, 2015

→ Eugene Volokh, “Libel law and the Rolling Stone / UVA alleged gang rape story — an update, in light of the Columbia School of Journalism report,” Volokh Conspiracy, April 5, 2015

  1. Glenn Harlan Reynolds, “Free speech still prevails on some campuses,” Daily Record, April 8, 2015
  2. Eriq Gardner, “Warner Bros. Asserts First Amendment Right to Hunt Copyright Pirates,” Billboard, April 6, 2015
  3. Charlotte lawsuit pits reality TV feud vs. freedom of speech,” Charlotte Observer, April 6, 2015
  4. Drawing Line Between “Goofy Rants” and Real Online Threats is Important: Prof. Jeff McCall ’76,DEPAUW, April 6, 2015
  5. Editorial, “Political Speech or Corruption?,” Washington Post, April 5, 2015
  6. Mica Moore & Bennett Stein, “License plate readers raise First Amendment questions,SCTimes, April 5, 2015
  7. Emily Mills, “Free speech is fine — unless you’re a woman,” Journal Sentinel, April 3, 2015
  8. Michael Cavana, “Crowdfund of the week: Free-speech cartoonists vs. legal and mortal threats,” Washington Post, April 2, 2015
  9. Joe Pinsker, “How Corporations Took Over the First Amendment,” The Atlantic, April 1, 2015

THE COURT’S 2014-15 FREE EXPRESSION DOCKET

[updated: 4-6-15]

The next Court Conference is scheduled for April 17th and oral arguments will resume on April 20th.

Review Granted

  1. Elonis v. United States (argued on 12-1-14)
  2. Williams-Yulee v. The Florida Bar (argued 1-20-15)
  3. Reed v. Town of Gilbert (argued on 1-12-15)
  4. Walker v. Texas Division, Sons of Confederate Veterans (license plate case) (argued 3-23-15)

Pending Petitions

  1. Berger v. American Civil Liberties Union of North Carolina (license plate case)
  2. Thayer v. City of Worcester
  3. Friedrichs v. California Teachers Association, et al.
  4. Apel v. United States (Erwin Chemerinsky, counsel of record)
  5. Central Radio Co., Inc. v. City of Norfolk

Review Denied

  1. Dariano v. Morgan Hill Unified School District
  2. The Bronx Household of Faith v. Board of Education of the City of New York 
  3. Arneson v. 281 Care Committee
  4. Kagan v. City of New Orleans
  5. ProtectMarriage.com-Yes on 8 v. Bowen
  6. Clayton v. Niska
  7. Pregnancy Care Center of New York v. City of New York 
  8. City of Indianapolis, Indiana v. Annex Books, Inc.
  9. Ashley Furniture Industries, Inc. v. United States 
  10. Mehanna v. United States
  11. Stop This Insanity Inc Employee Leadership Fund et al  v. Federal Election Commission
  12. Vermont Right to Life Committee, et al v. Sorrell

LAST SCHEDULED FAN POST, #54: “Fourth Circuit Skeptical of Local Panhandling Law . . . Issue Before SCOTUS in Another Case

NEXT SCHEDULED FAN POST, #56, Wednesday, April 15, 2015

FAN 55.1 (First Amendment News) “American Sniper” Cancelled at U. Michigan — part of “speech-destroying storm” says Floyd Abrams

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UnknownAccording to a news report in the Michigan Daily, a showing of Clint Eastwood’s box-office blockbuster American Sniper has been cancelled at the University of Michigan.

“The Center for Campus Involvement announced Tuesday afternoon they would cancel a planned showing of American Sniper at UMix following a student petition over the depiction of certain communities in the film. . [T]he organization said the choice was made in response to concerns raised by students about the film in the petition.”

Unknown“‘Student reactions have clearly articulated that this is neither the venue nor the time to show this movie,’ the statement read. ‘We deeply regret causing harm to members of our community, and appreciate the thoughtful feedback provided to us by students.'”

“Mekkaoui, who is a a member of Students Allied for Freedom and Equality and the Middle Eastern and Arab Network on campus, said she found the choice of film disconcerting because of its depictions of the Iraq War and residents of the Middle Eastern and North African region. . . ‘As a student who identifies as an Arab and Middle Eastern student, I feel that ‘American Sniper’ condones a lot of anti-Middle Eastern and North African propaganda,’ Mekkaoui said.”

100toys62Writing in The Daily Caller, Rachel Stoltzfoos reports that “instead of showing American Sniper, The Center for Campus Involvement will instead show Paddington Bear at the event Friday, which is part of a program dedicated to providing students with alcohol-free Friday nights.”

Ms. Stoltzfoos also noted that “conservative students started their own petition in response to a decision Tuesday by The University of Michigan at Ann Arbor to cancel a planned screening of American Sniper after a few hundred students said the film made them feel uncomfortable and unsafe. . . So far the petition has 111 signers. ‘[American Sniper] is not anti-Muslim by any means,’ UM YAF chapter Chairman and national board member Grant Strobl told The Daily Caller News Foundation. ‘It’s anti-radical Islam and that’s something that all religions — Muslims, Christians and everybody — can agree on, because our troops are fighting overseas for the freedom of all people.”

In response to the cancellation, Floyd Abrams, a noted First Amendment lawyer, stated: “Surely, this is the best evidence yet that a speech-destroying storm is sweeping across American campuses. The students who seek to ban speech have much to learn but a university that yields to their demands can hardly be trusted to teach them.”

See also:

  1. Carol Noah, “Student launches petition to reverse decision to cancel UMix film showing,” April 8, 2015
  2. Ibrahim Ijaz, “Letter to the Editor: Love for all, hatred for none,” Feb. 15, 2015
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